Northeast Financial Group, Inc. 13F Disclosure & Portfolio Data

CIK: 0001965773

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$404.0M

Reporting period: 2026-03-31 · Number of holdings: 90

Northeast Financial Group, Inc. disclosed 90 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $404.0M and a quarterly turnover rate of 23.2%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "N"

Personality snowflake

Concentration: 18.36
Portfolio Stability: 23.22
Momentum/Contrarian: 100
Sector conviction: 73.67
Diversification: 100
Sizing Uniformity: 84.12

Northeast Financial Group, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.046 — mathematically equivalent to about 22 equally-sized positions, well below its 90 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 1.59), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 6% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim SPY
-32.9%　-$14.4M
Trim GPIX
-71.2%　-$12.4M
Add SCHP
+186.1%　$6.6M
Add SCHX
+8.0%　$1.5M
Trim IWM
-29.6%　-$4.5M
Add SPHY
+34.2%　$2.4M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 76 holdings (of 90 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHX	Schwab US Large-cap ETF	ETF-Other	13.59%	+1.52%	+7.95%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	6.35%	-2.72%	-32.91%
3	SCHM	Schwab US Mid Cap ETF	ETF-Other	6.19%	+0.13%	-9.29%
4	SCHG	Schwab US Large-cap Growth	ETF-Other	5.43%	+0.01%	+2.39%
5	SCHF	Schwab Intl Equity ETF	ETF-Other	4.97%	+0.02%	-10.88%
6	SCHV	Schwab US Large-cap Value	ETF-Other	4.15%	+0.09%	-9.36%
7	USHY	Ishares Broad Usd High Yield	ETF-High Yield	3.40%	-0.23%	-13.13%
8	MUB	Ishares National Muni Bond E	ETF-Other	3.20%	-0.47%	-19.53%
9	SCHO	Schwab Short-term US Treas	ETF-Other	3.14%	-0.14%	-12.05%
10	VNQ	Vanguard Real Estate ETF	ETF-Other	2.94%	+0.33%	+2.71%
11	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	2.91%	-0.01%	-9.49%
12	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.69%	-0.78%	-29.61%
13	VCLT	Vanguard Long-term CORP Bond	ETF-Corp Bonds	2.66%	-0.05%	-9.01%
14	JAAA	Janus Henderson Aaa Clo ETF	ETF-Other	2.50%	+0.51%	+15.41%
15	SCHP	Schwab U.s. Tips ETF	ETF-Other	2.50%	+1.70%	+186.09%
16	SPHY	Ss Spdr P High Yield ETF	ETF-High Yield	2.48%	+0.76%	+34.16%
17	PDBC	Invesco Optimum Yield Divers	ETF-Other	2.20%	+0.60%	-3.82%
18	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	2.11%	-0.22%	-16.72%
19	SPAB	Ss Spdr P Agg Bond ETF	ETF-Other	1.97%	+0.07%	-5.02%
20	SCHD	Schwab US Dvd Equity ETF	ETF-Other	1.97%	—	-8.75%
21	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.89%	—	-8.48%
22	QQQI	Neos Nasdaq-100 High INC ETF	ETF-Tech	1.89%	+1.89%	NEW
23	SUB	Ishares Short-term National	ETF-Other	1.76%	-0.28%	-20.86%
24	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	1.67%	+0.33%	+14.69%
25	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.56%	-0.03%	-9.83%
26	SPYI	Neos S&p 500 High Income ETF	ETF-Large Cap & Growth	1.45%	+1.45%	NEW
27	TSLA	Tesla INC	Stock-Consumer Disc	1.16%	-0.12%	-0.21%
28	GPIX	Gldm SA S&p 500 Pr In Etf-us	ETF-Large Cap & Growth	1.15%	-2.71%	-71.20%
29	AAPL	Apple INC	Stock-Tech	1.14%	-0.04%	-5.41%
30	GLD	Spdr Gold Shares	ETF-Commodities	0.94%	—	-6.47%
31	TFI	Ss Spdr N Ice Muni Bond ETF	ETF-Other	0.76%	-0.15%	-22.77%
32	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.73%	+0.15%	+15.22%
33	SCHA	Schwab US Small-cap ETF	ETF-Other	0.68%	—	+3.89%
34	NVDA	Nvidia CORP	Stock-Tech	0.59%	-0.01%	-5.30%
35	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.42%	-0.04%	-8.12%
36	PZA	Invesco National Amt-free Mu	ETF-Other	0.37%	-0.11%	-28.10%
37	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.30%	—	-5.00%
38	SCMB	Schwab Municipal Bond ETF	ETF-Other	0.24%	—	-4.13%
39	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.22%	-0.05%	-21.54%
40	SPEM	State Street Sp Ptf Em ETF	ETF-Other	0.20%	—	-10.83%
41	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.20%	—	-8.71%
42	AMZN	Amazon.com INC	Stock-Consumer Disc	0.20%	-0.06%	-22.94%
43	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.19%	-0.42%	-71.09%
44	MSFT	Microsoft CORP	Stock-Tech	0.18%	-0.11%	-25.91%
45	WMT	Walmart INC	Stock-Consumer Staples	0.18%	-0.04%	-33.42%
46	MSTR	Strategy INC	Stock-Tech	0.16%	—	—
47	PPL	Ppl CORP	Stock-Utilities	0.14%	—	—
48	LLY	Eli Lilly & Co	Stock-Healthcare	0.13%	—	-8.03%
49	JNJ	Johnson & Johnson	Stock-Healthcare	0.11%	—	-12.58%
50	BND	Vanguard Total Bond Market	ETF-Other	0.11%	—	-5.11%

1–50 of 76

Portfolio Performance

Performance for Q3 2026

+2%

Performance Last 4 Quarters

+16.7%

Stdev: +8.8%
Beta: +0.64
Alpha: +0.5%
Max Drawdown: -5%
Annualized Perf: +12.6%
Batting Avg vs S&P: +44.4%
Sortino: +2.83
Stutzer: +0.41
Treynor: +0.19
Sterling: +0.88
Calmar: +2.53
Information Ratio: -1.11
Tracking Error: +5.5%
Stdev Down: +4.4%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +23.5%
Worst 12 Months: +5.4%
Efficiency Ratio: +0.53
Sharpe: +1.4
Stdev Sectors: +12.2%
Skewness: +0.07
Kurtosis: -0.1
Upside Potential: +4.48

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	90	$404.0M	23	1SCHX 2SPY 3SCHM Top holdings2026-03-31 1.SCHX 2.SPY 3.SCHM 4.SCHG 5.SCHF 6.SCHV 7.USHY 8.MUB 9.SCHO 10.VNQ
2025-12-31	98	$442.2M	11	1SCHX 2SPY 3SCHM Top holdings2025-12-31 1.SCHX 2.SPY 3.SCHM 4.SCHG 5.SCHF 6.SCHV 7.GPIX 8.MUB 9.USHY 10.IWM
2025-09-30	86	$401.6M	43	1SCHX 2SPY 3SCHM Top holdings2025-09-30 1.SCHX 2.SPY 3.SCHM 4.SCHG 5.SCHF 6.SCHV 7.GPIX 8.USHY 9.MUB 10.SCHO
2025-06-30	93	$343.0M	0	1SCHX 2SPY 3SCHM Top holdings2025-06-30 1.SCHX 2.SPY 3.SCHM 4.SCHF 5.SCHG 6.SCHD 7.SCHO 8.JEPI 9.MUB 10.USHY
2025-03-31	91	$285.3M	0	1SCHX 2SCHM 3SCHF Top holdings2025-03-31 1.SCHX 2.SCHM 3.SCHF 4.SPY 5.SCHD 6.MUB 7.SCHO 8.SCHG 9.JEPI 10.VCLT
2024-12-31	88	$272.7M	0	1SCHX 2SCHM 3SCHF Top holdings2024-12-31 1.SCHX 2.SCHM 3.SCHF 4.SCHD 5.SCHG 6.SCHO 7.JEPI 8.MUB 9.VCLT 10.SPY
2024-09-30	85	$268.6M	0	1SCHX 2SCHM 3SCHF Top holdings2024-09-30 1.SCHX 2.SCHM 3.SCHF 4.SCHD 5.SCHG 6.SCHO 7.JEPI 8.VCLT 9.MUB 10.VWO
2024-06-30	76	$233.6M	0	1SCHX 2SCHM 3SCHO Top holdings2024-06-30 1.SCHX 2.SCHM 3.SCHO 4.SCHF 5.SCHD 6.SCHG 7.SPAB 8.MUB 9.VWO 10.VCLT
2024-03-31	76	$226.2M	0	1SCHX 2SCHM 3SCHO Top holdings2024-03-31 1.SCHX 2.SCHM 3.SCHO 4.SCHD 5.SCHF 6.SCHG 7.SPAB 8.TLT 9.MUB 10.VWO
2023-12-31	72	$204.1M	0	1SCHX 2SCHM 3SCHD Top holdings2023-12-31 1.SCHX 2.SCHM 3.SCHD 4.SCHO 5.SCHG 6.SPAB 7.SCHF 8.RSP 9.TLT 10.MUB
2023-09-30	63	$162.7M	0	1SCHX 2SCHO 3SCHD Top holdings2023-09-30 1.SCHX 2.SCHO 3.SCHD 4.SCHM 5.SCHG 6.TLT 7.RSP 8.SCHF 9.VWO 10.AGG
2023-06-30	63	$155.9M	0	1SCHX 2SCHO 3SCHD Top holdings2023-06-30 1.SCHX 2.SCHO 3.SCHD 4.SCHG 5.SCHM 6.TLT 7.SCHZ 8.SCHF 9.RSP 10.AGG
2023-03-31	53	$138.5M	0	1SCHX 2SCHO 3SCHD Top holdings2023-03-31 1.SCHX 2.SCHO 3.SCHD 4.SCHM 5.SCHG 6.SCHZ 7.TLT 8.IJS 9.GLD 10.BND
2022-12-31	52	$126.3M	0	1SCHX 2SCHO 3SCHD Top holdings2022-12-31 1.SCHX 2.SCHO 3.SCHD 4.SCHM 5.SCHZ 6.SCHG 7.TLT 8.IJS 9.GLD 10.BND
2022-09-30	32	$110.9M	0	1SCHX 2SCHZ 3SCHD Top holdings2022-09-30 1.SCHX 2.SCHZ 3.SCHD 4.SCHO 5.SCHG 6.GLD 7.SCHM 8.TLT 9.JNJ 10.WM
2022-06-30	32	$118.5M	0	1SCHX 2SCHZ 3SCHD Top holdings2022-06-30 1.SCHX 2.SCHZ 3.SCHD 4.SCHO 5.SCHG 6.GLD 7.TLT 8.JNJ 9.WM 10.UNH
2022-03-31	43	$141.2M	0	1SCHX 2SCHZ 3SCHD Top holdings2022-03-31 1.SCHX 2.SCHZ 3.SCHD 4.SCHG 5.GLD 6.AMZN 7.TLT 8.AAPL 9.XLRE 10.PAVE
2021-12-31	45	$170.9M	0	1SCHX 2SCHZ 3SCHM Top holdings2021-12-31 1.SCHX 2.SCHZ 3.SCHM 4.SCHD 5.SCHG 6.SCHF 7.PAVE 8.AAPL 9.GLD 10.TLT
2021-09-30	45	$155.2M	0	1SCHX 2SCHZ 3SCHM Top holdings2021-09-30 1.SCHX 2.SCHZ 3.SCHM 4.SCHD 5.SCHG 6.SCHF 7.PAVE 8.SCHO 9.AMZN 10.GLD
2021-06-30	49	$153.1M	0	1SCHX 2SCHM 3SCHZ Top holdings2021-06-30 1.SCHX 2.SCHM 3.SCHZ 4.SCHD 5.SCHG 6.SCHO 7.GLD 8.IJS 9.ACWX 10.AMZN
2021-03-31	47	$150.8M	0	1SCHX 2SCHM 3SCHZ Top holdings2021-03-31 1.SCHX 2.SCHM 3.SCHZ 4.SCHD 5.SCHO 6.SCHG 7.IJS 8.GLD 9.ACWX 10.PAVE
2020-12-31	45	$131.3M	0	1SCHX 2SCHM 3SCHZ Top holdings2020-12-31 1.SCHX 2.SCHM 3.SCHZ 4.SCHD 5.SCHG 6.GLD 7.SCHO 8.IJS 9.AMZN 10.GDX

Holding changes this quarter

Northeast Financial Group, Inc.'s most significant position changes for 2026-03-31: New buy: Neos Nasdaq-100 High INC ETF (QQQI); New buy: Neos S&p 500 High Income ETF (SPYI); Sold out: Ss Technology Select Sector (XLK); Sold out: Npk International INC (NPKI); Sold out: Ishares Core Msci Eafe ETF (IEFA).

Position changes disclosed by Northeast Financial Group, Inc. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHP	Schwab U.s. Tips ETF	+1.7%	+186.09%	Add
2	SCHX	Schwab US Large-cap ETF	+1.5%	+7.95%	Add
3	SPHY	Ss Spdr P High Yield ETF	+0.8%	+34.16%	Add
4	PDBC	Invesco Optimum Yield Divers	+0.6%	-3.82%	Trim
5	JAAA	Janus Henderson Aaa Clo ETF	+0.5%	+15.41%	Add
6	SCHZ	Schwab US Aggregate Bond ETF	+0.3%	+14.69%	Add
7	VNQ	Vanguard Real Estate ETF	+0.3%	+2.71%	Add
8	VCSH	Vanguard S/t CORP Bond ETF	+0.2%	+15.22%	Add
9	SCHM	Schwab US Mid Cap ETF	+0.1%	-9.29%	Trim
10	SCHV	Schwab US Large-cap Value	+0.1%	-9.36%	Trim
11	SPAB	Ss Spdr P Agg Bond ETF	+0.1%	-5.02%	Trim
12	SCHF	Schwab Intl Equity ETF	0%	-10.88%	Trim
13	SCHG	Schwab US Large-cap Growth	0%	+2.39%	Add
14	TLT	Ishares 20+ Year Treasury Bd	—	-8.48%	Trim
15	VWO	Vanguard Ftse Emerging Marke	0%	-9.49%	Trim
16	NVDA	Nvidia CORP	0%	-5.30%	Trim
17	AGG	Ishares Core U.s. Aggregate	0%	-9.83%	Trim
18	AAPL	Apple INC	0%	-5.41%	Trim
19	GOOGL	Alphabet Inc-cl A	0%	-8.12%	Trim
20	WMT	Walmart INC	0%	-33.42%	Trim
21	VCLT	Vanguard Long-term CORP Bond	-0.1%	-9.01%	Trim
22	VOO	Vanguard S&p 500 ETF	-0.1%	-21.54%	Trim
23	AMZN	Amazon.com INC	-0.1%	-22.94%	Trim
24	PZA	Invesco National Amt-free Mu	-0.1%	-28.10%	Trim
25	MSFT	Microsoft CORP	-0.1%	-25.91%	Trim
26	TSLA	Tesla INC	-0.1%	-0.21%	Trim
27	SCHO	Schwab Short-term US Treas	-0.1%	-12.05%	Trim
28	TFI	Ss Spdr N Ice Muni Bond ETF	-0.2%	-22.77%	Trim
29	DFAC	Dimensional US Core Equity 2	-0.2%	-71.30%	Trim
30	JEPI	Jpmorgan Equity Premium Inco	-0.2%	-16.72%	Trim
31	USHY	Ishares Broad Usd High Yield	-0.2%	-13.13%	Trim
32	SUB	Ishares Short-term National	-0.3%	-20.86%	Trim
33	VTI	Vanguard Total Stock Mkt ETF	-0.4%	-71.09%	Trim
34	MUB	Ishares National Muni Bond E	-0.5%	-19.53%	Trim
35	IWM	Ishares Russell 2000 ETF	-0.8%	-29.61%	Trim
36	GPIX	Gldm SA S&p 500 Pr In Etf-us	-2.7%	-71.20%	Trim
37	SPY	Ss Spdr S&p 500 ETF Trust-us	-2.7%	-32.91%	Trim
38	QQQI	Neos Nasdaq-100 High INC ETF	—	NEW	New buy
39	SPYI	Neos S&p 500 High Income ETF	—	NEW	New buy
40	XLK	Ss Technology Select Sector	—	EXIT	Sold out
41	NPKI	Npk International INC	—	EXIT	Sold out
42	IEFA	Ishares Core Msci Eafe ETF	—	EXIT	Sold out
43	CMF	Ishares California Muni Bond	—	EXIT	Sold out
44	AMP	Ameriprise Financial INC	—	EXIT	Sold out
45	AVGO	Broadcom INC	—	EXIT	Sold out
46	NYF	Ishares New York Muni Bond E	—	EXIT	Sold out
47	VGSH	Vanguard Short-term Treasury	—	EXIT	Sold out
48	BSCS	Invesco Bulletshares 2028 Cb	—	NEW	New buy
49	DFAX	Dimensional World Ex US Core	—	EXIT	Sold out
50	PG	Procter & Gamble Co/the	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-15	13F-HR	View on EDGAR
2025-12-31	2026-02-17	13F-HR	View on EDGAR
2025-09-30	2025-11-10	13F-HR	View on EDGAR
2025-06-30	2025-07-18	13F-HR	View on EDGAR
2025-03-31	2025-05-12	13F-HR	View on EDGAR
2024-12-31	2025-01-23	13F-HR	View on EDGAR
2024-09-30	2024-11-06	13F-HR	View on EDGAR
2024-06-30	2024-07-15	13F-HR	View on EDGAR
2024-03-31	2024-04-15	13F-HR	View on EDGAR
2023-12-31	2024-02-08	13F-HR	View on EDGAR
2023-09-30	2023-10-11	13F-HR	View on EDGAR
2023-06-30	2023-08-11	13F-HR	View on EDGAR
2023-03-31	2023-08-18	13F-HR	View on EDGAR
2022-12-31	2023-08-18	13F-HR	View on EDGAR
2022-09-30	2023-08-18	13F-HR	View on EDGAR
2022-06-30	2023-08-18	13F-HR	View on EDGAR
2022-03-31	2023-08-18	13F-HR	View on EDGAR
2021-12-31	2023-08-18	13F-HR	View on EDGAR
2021-09-30	2023-08-18	13F-HR	View on EDGAR
2021-06-30	2023-08-18	13F-HR	View on EDGAR
2021-03-31	2023-08-18	13F-HR	View on EDGAR
2020-12-31	2023-08-18	13F-HR	View on EDGAR

FAQ

What is Northeast Financial Group, Inc. and what type of investor is it?

Northeast Financial Group, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $404.0M, spread across 90 disclosed positions.

What are Northeast Financial Group, Inc.'s largest equity positions?

Based on the latest 13F filing, Northeast Financial Group, Inc.'s top holdings by market value are: 1. Schwab US Large-cap ETF (SCHX) — $54.9M (13.6%) 2. Ss Spdr S&p 500 ETF Trust-us (SPY) — $25.6M (6.3%) 3. Schwab US Mid Cap ETF (SCHM) — $25.0M (6.2%) 4. Schwab US Large-cap Growth (SCHG) — $21.9M (5.4%) 5. Schwab Intl Equity ETF (SCHF) — $20.1M (5.0%)

What changes did Northeast Financial Group, Inc. make in its most recent portfolio filing?

In the latest reported quarter, Northeast Financial Group, Inc. made 50 notable position adjustments: 3 new positions were initiated, 8 existing holdings were added to, 29 positions were partially reduced, and 10 were completely exited. The largest of these moves: New buy: Neos Nasdaq-100 High INC ETF (QQQI); New buy: Neos S&p 500 High Income ETF (SPYI); Sold out: Ss Technology Select Sector (XLK); Sold out: Npk International INC (NPKI); Sold out: Ishares Core Msci Eafe ETF (IEFA)

What sectors does Northeast Financial Group, Inc. focus on?

Northeast Financial Group, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 37.4% • Consumer Discretionary: 26.7% • Communication Services: 15.2% • Consumer Staples: 8.8% • Health Care: 4.3% • Financials: 2.6%

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Northeast Financial Group, Inc. 13F Disclosure & Portfolio Data

CIK: 0001965773

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$404.0M

Reporting period: 2026-03-31 · Number of holdings: 90

Northeast Financial Group, Inc. disclosed 90 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $404.0M and a quarterly turnover rate of 23.2%.

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Personality snowflake

Concentration: 18.36
Portfolio Stability: 23.22
Momentum/Contrarian: 100
Sector conviction: 73.67
Diversification: 100
Sizing Uniformity: 84.12

Position sizes vary widely across the portfolio (a coefficient of variation of 1.59), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Trim SPY
-32.9%　-$14.4M
Trim GPIX
-71.2%　-$12.4M
Add SCHP
+186.1%　$6.6M
Add SCHX
+8.0%　$1.5M
Trim IWM
-29.6%　-$4.5M
Add SPHY
+34.2%　$2.4M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 76 holdings (of 90 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHX	Schwab US Large-cap ETF	ETF-Other	13.59%	+1.52%	+7.95%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	6.35%	-2.72%	-32.91%
3	SCHM	Schwab US Mid Cap ETF	ETF-Other	6.19%	+0.13%	-9.29%
4	SCHG	Schwab US Large-cap Growth	ETF-Other	5.43%	+0.01%	+2.39%
5	SCHF	Schwab Intl Equity ETF	ETF-Other	4.97%	+0.02%	-10.88%
6	SCHV	Schwab US Large-cap Value	ETF-Other	4.15%	+0.09%	-9.36%
7	USHY	Ishares Broad Usd High Yield	ETF-High Yield	3.40%	-0.23%	-13.13%
8	MUB	Ishares National Muni Bond E	ETF-Other	3.20%	-0.47%	-19.53%
9	SCHO	Schwab Short-term US Treas	ETF-Other	3.14%	-0.14%	-12.05%
10	VNQ	Vanguard Real Estate ETF	ETF-Other	2.94%	+0.33%	+2.71%
11	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	2.91%	-0.01%	-9.49%
12	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.69%	-0.78%	-29.61%
13	VCLT	Vanguard Long-term CORP Bond	ETF-Corp Bonds	2.66%	-0.05%	-9.01%
14	JAAA	Janus Henderson Aaa Clo ETF	ETF-Other	2.50%	+0.51%	+15.41%
15	SCHP	Schwab U.s. Tips ETF	ETF-Other	2.50%	+1.70%	+186.09%
16	SPHY	Ss Spdr P High Yield ETF	ETF-High Yield	2.48%	+0.76%	+34.16%
17	PDBC	Invesco Optimum Yield Divers	ETF-Other	2.20%	+0.60%	-3.82%
18	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	2.11%	-0.22%	-16.72%
19	SPAB	Ss Spdr P Agg Bond ETF	ETF-Other	1.97%	+0.07%	-5.02%
20	SCHD	Schwab US Dvd Equity ETF	ETF-Other	1.97%	—	-8.75%
21	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.89%	—	-8.48%
22	QQQI	Neos Nasdaq-100 High INC ETF	ETF-Tech	1.89%	+1.89%	NEW
23	SUB	Ishares Short-term National	ETF-Other	1.76%	-0.28%	-20.86%
24	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	1.67%	+0.33%	+14.69%
25	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.56%	-0.03%	-9.83%
26	SPYI	Neos S&p 500 High Income ETF	ETF-Large Cap & Growth	1.45%	+1.45%	NEW
27	TSLA	Tesla INC	Stock-Consumer Disc	1.16%	-0.12%	-0.21%
28	GPIX	Gldm SA S&p 500 Pr In Etf-us	ETF-Large Cap & Growth	1.15%	-2.71%	-71.20%
29	AAPL	Apple INC	Stock-Tech	1.14%	-0.04%	-5.41%
30	GLD	Spdr Gold Shares	ETF-Commodities	0.94%	—	-6.47%
31	TFI	Ss Spdr N Ice Muni Bond ETF	ETF-Other	0.76%	-0.15%	-22.77%
32	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.73%	+0.15%	+15.22%
33	SCHA	Schwab US Small-cap ETF	ETF-Other	0.68%	—	+3.89%
34	NVDA	Nvidia CORP	Stock-Tech	0.59%	-0.01%	-5.30%
35	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.42%	-0.04%	-8.12%
36	PZA	Invesco National Amt-free Mu	ETF-Other	0.37%	-0.11%	-28.10%
37	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.30%	—	-5.00%
38	SCMB	Schwab Municipal Bond ETF	ETF-Other	0.24%	—	-4.13%
39	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.22%	-0.05%	-21.54%
40	SPEM	State Street Sp Ptf Em ETF	ETF-Other	0.20%	—	-10.83%
41	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.20%	—	-8.71%
42	AMZN	Amazon.com INC	Stock-Consumer Disc	0.20%	-0.06%	-22.94%
43	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.19%	-0.42%	-71.09%
44	MSFT	Microsoft CORP	Stock-Tech	0.18%	-0.11%	-25.91%
45	WMT	Walmart INC	Stock-Consumer Staples	0.18%	-0.04%	-33.42%
46	MSTR	Strategy INC	Stock-Tech	0.16%	—	—
47	PPL	Ppl CORP	Stock-Utilities	0.14%	—	—
48	LLY	Eli Lilly & Co	Stock-Healthcare	0.13%	—	-8.03%
49	JNJ	Johnson & Johnson	Stock-Healthcare	0.11%	—	-12.58%
50	BND	Vanguard Total Bond Market	ETF-Other	0.11%	—	-5.11%

1–50 of 76

Portfolio Performance

Performance for Q3 2026

+2%

Performance Last 4 Quarters

+16.7%

Stdev: +8.8%
Beta: +0.64
Alpha: +0.5%
Max Drawdown: -5%
Annualized Perf: +12.6%
Batting Avg vs S&P: +44.4%
Sortino: +2.83
Stutzer: +0.41
Treynor: +0.19
Sterling: +0.88
Calmar: +2.53
Information Ratio: -1.11
Tracking Error: +5.5%
Stdev Down: +4.4%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +23.5%
Worst 12 Months: +5.4%
Efficiency Ratio: +0.53
Sharpe: +1.4
Stdev Sectors: +12.2%
Skewness: +0.07
Kurtosis: -0.1
Upside Potential: +4.48

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	90	$404.0M	23	1SCHX 2SPY 3SCHM Top holdings2026-03-31 1.SCHX 2.SPY 3.SCHM 4.SCHG 5.SCHF 6.SCHV 7.USHY 8.MUB 9.SCHO 10.VNQ
2025-12-31	98	$442.2M	11	1SCHX 2SPY 3SCHM Top holdings2025-12-31 1.SCHX 2.SPY 3.SCHM 4.SCHG 5.SCHF 6.SCHV 7.GPIX 8.MUB 9.USHY 10.IWM
2025-09-30	86	$401.6M	43	1SCHX 2SPY 3SCHM Top holdings2025-09-30 1.SCHX 2.SPY 3.SCHM 4.SCHG 5.SCHF 6.SCHV 7.GPIX 8.USHY 9.MUB 10.SCHO
2025-06-30	93	$343.0M	0	1SCHX 2SPY 3SCHM Top holdings2025-06-30 1.SCHX 2.SPY 3.SCHM 4.SCHF 5.SCHG 6.SCHD 7.SCHO 8.JEPI 9.MUB 10.USHY
2025-03-31	91	$285.3M	0	1SCHX 2SCHM 3SCHF Top holdings2025-03-31 1.SCHX 2.SCHM 3.SCHF 4.SPY 5.SCHD 6.MUB 7.SCHO 8.SCHG 9.JEPI 10.VCLT
2024-12-31	88	$272.7M	0	1SCHX 2SCHM 3SCHF Top holdings2024-12-31 1.SCHX 2.SCHM 3.SCHF 4.SCHD 5.SCHG 6.SCHO 7.JEPI 8.MUB 9.VCLT 10.SPY
2024-09-30	85	$268.6M	0	1SCHX 2SCHM 3SCHF Top holdings2024-09-30 1.SCHX 2.SCHM 3.SCHF 4.SCHD 5.SCHG 6.SCHO 7.JEPI 8.VCLT 9.MUB 10.VWO
2024-06-30	76	$233.6M	0	1SCHX 2SCHM 3SCHO Top holdings2024-06-30 1.SCHX 2.SCHM 3.SCHO 4.SCHF 5.SCHD 6.SCHG 7.SPAB 8.MUB 9.VWO 10.VCLT
2024-03-31	76	$226.2M	0	1SCHX 2SCHM 3SCHO Top holdings2024-03-31 1.SCHX 2.SCHM 3.SCHO 4.SCHD 5.SCHF 6.SCHG 7.SPAB 8.TLT 9.MUB 10.VWO
2023-12-31	72	$204.1M	0	1SCHX 2SCHM 3SCHD Top holdings2023-12-31 1.SCHX 2.SCHM 3.SCHD 4.SCHO 5.SCHG 6.SPAB 7.SCHF 8.RSP 9.TLT 10.MUB
2023-09-30	63	$162.7M	0	1SCHX 2SCHO 3SCHD Top holdings2023-09-30 1.SCHX 2.SCHO 3.SCHD 4.SCHM 5.SCHG 6.TLT 7.RSP 8.SCHF 9.VWO 10.AGG
2023-06-30	63	$155.9M	0	1SCHX 2SCHO 3SCHD Top holdings2023-06-30 1.SCHX 2.SCHO 3.SCHD 4.SCHG 5.SCHM 6.TLT 7.SCHZ 8.SCHF 9.RSP 10.AGG
2023-03-31	53	$138.5M	0	1SCHX 2SCHO 3SCHD Top holdings2023-03-31 1.SCHX 2.SCHO 3.SCHD 4.SCHM 5.SCHG 6.SCHZ 7.TLT 8.IJS 9.GLD 10.BND
2022-12-31	52	$126.3M	0	1SCHX 2SCHO 3SCHD Top holdings2022-12-31 1.SCHX 2.SCHO 3.SCHD 4.SCHM 5.SCHZ 6.SCHG 7.TLT 8.IJS 9.GLD 10.BND
2022-09-30	32	$110.9M	0	1SCHX 2SCHZ 3SCHD Top holdings2022-09-30 1.SCHX 2.SCHZ 3.SCHD 4.SCHO 5.SCHG 6.GLD 7.SCHM 8.TLT 9.JNJ 10.WM
2022-06-30	32	$118.5M	0	1SCHX 2SCHZ 3SCHD Top holdings2022-06-30 1.SCHX 2.SCHZ 3.SCHD 4.SCHO 5.SCHG 6.GLD 7.TLT 8.JNJ 9.WM 10.UNH
2022-03-31	43	$141.2M	0	1SCHX 2SCHZ 3SCHD Top holdings2022-03-31 1.SCHX 2.SCHZ 3.SCHD 4.SCHG 5.GLD 6.AMZN 7.TLT 8.AAPL 9.XLRE 10.PAVE
2021-12-31	45	$170.9M	0	1SCHX 2SCHZ 3SCHM Top holdings2021-12-31 1.SCHX 2.SCHZ 3.SCHM 4.SCHD 5.SCHG 6.SCHF 7.PAVE 8.AAPL 9.GLD 10.TLT
2021-09-30	45	$155.2M	0	1SCHX 2SCHZ 3SCHM Top holdings2021-09-30 1.SCHX 2.SCHZ 3.SCHM 4.SCHD 5.SCHG 6.SCHF 7.PAVE 8.SCHO 9.AMZN 10.GLD
2021-06-30	49	$153.1M	0	1SCHX 2SCHM 3SCHZ Top holdings2021-06-30 1.SCHX 2.SCHM 3.SCHZ 4.SCHD 5.SCHG 6.SCHO 7.GLD 8.IJS 9.ACWX 10.AMZN
2021-03-31	47	$150.8M	0	1SCHX 2SCHM 3SCHZ Top holdings2021-03-31 1.SCHX 2.SCHM 3.SCHZ 4.SCHD 5.SCHO 6.SCHG 7.IJS 8.GLD 9.ACWX 10.PAVE
2020-12-31	45	$131.3M	0	1SCHX 2SCHM 3SCHZ Top holdings2020-12-31 1.SCHX 2.SCHM 3.SCHZ 4.SCHD 5.SCHG 6.GLD 7.SCHO 8.IJS 9.AMZN 10.GDX

Holding changes this quarter

Position changes disclosed by Northeast Financial Group, Inc. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHP	Schwab U.s. Tips ETF	+1.7%	+186.09%	Add
2	SCHX	Schwab US Large-cap ETF	+1.5%	+7.95%	Add
3	SPHY	Ss Spdr P High Yield ETF	+0.8%	+34.16%	Add
4	PDBC	Invesco Optimum Yield Divers	+0.6%	-3.82%	Trim
5	JAAA	Janus Henderson Aaa Clo ETF	+0.5%	+15.41%	Add
6	SCHZ	Schwab US Aggregate Bond ETF	+0.3%	+14.69%	Add
7	VNQ	Vanguard Real Estate ETF	+0.3%	+2.71%	Add
8	VCSH	Vanguard S/t CORP Bond ETF	+0.2%	+15.22%	Add
9	SCHM	Schwab US Mid Cap ETF	+0.1%	-9.29%	Trim
10	SCHV	Schwab US Large-cap Value	+0.1%	-9.36%	Trim
11	SPAB	Ss Spdr P Agg Bond ETF	+0.1%	-5.02%	Trim
12	SCHF	Schwab Intl Equity ETF	0%	-10.88%	Trim
13	SCHG	Schwab US Large-cap Growth	0%	+2.39%	Add
14	TLT	Ishares 20+ Year Treasury Bd	—	-8.48%	Trim
15	VWO	Vanguard Ftse Emerging Marke	0%	-9.49%	Trim
16	NVDA	Nvidia CORP	0%	-5.30%	Trim
17	AGG	Ishares Core U.s. Aggregate	0%	-9.83%	Trim
18	AAPL	Apple INC	0%	-5.41%	Trim
19	GOOGL	Alphabet Inc-cl A	0%	-8.12%	Trim
20	WMT	Walmart INC	0%	-33.42%	Trim
21	VCLT	Vanguard Long-term CORP Bond	-0.1%	-9.01%	Trim
22	VOO	Vanguard S&p 500 ETF	-0.1%	-21.54%	Trim
23	AMZN	Amazon.com INC	-0.1%	-22.94%	Trim
24	PZA	Invesco National Amt-free Mu	-0.1%	-28.10%	Trim
25	MSFT	Microsoft CORP	-0.1%	-25.91%	Trim
26	TSLA	Tesla INC	-0.1%	-0.21%	Trim
27	SCHO	Schwab Short-term US Treas	-0.1%	-12.05%	Trim
28	TFI	Ss Spdr N Ice Muni Bond ETF	-0.2%	-22.77%	Trim
29	DFAC	Dimensional US Core Equity 2	-0.2%	-71.30%	Trim
30	JEPI	Jpmorgan Equity Premium Inco	-0.2%	-16.72%	Trim
31	USHY	Ishares Broad Usd High Yield	-0.2%	-13.13%	Trim
32	SUB	Ishares Short-term National	-0.3%	-20.86%	Trim
33	VTI	Vanguard Total Stock Mkt ETF	-0.4%	-71.09%	Trim
34	MUB	Ishares National Muni Bond E	-0.5%	-19.53%	Trim
35	IWM	Ishares Russell 2000 ETF	-0.8%	-29.61%	Trim
36	GPIX	Gldm SA S&p 500 Pr In Etf-us	-2.7%	-71.20%	Trim
37	SPY	Ss Spdr S&p 500 ETF Trust-us	-2.7%	-32.91%	Trim
38	QQQI	Neos Nasdaq-100 High INC ETF	—	NEW	New buy
39	SPYI	Neos S&p 500 High Income ETF	—	NEW	New buy
40	XLK	Ss Technology Select Sector	—	EXIT	Sold out
41	NPKI	Npk International INC	—	EXIT	Sold out
42	IEFA	Ishares Core Msci Eafe ETF	—	EXIT	Sold out
43	CMF	Ishares California Muni Bond	—	EXIT	Sold out
44	AMP	Ameriprise Financial INC	—	EXIT	Sold out
45	AVGO	Broadcom INC	—	EXIT	Sold out
46	NYF	Ishares New York Muni Bond E	—	EXIT	Sold out
47	VGSH	Vanguard Short-term Treasury	—	EXIT	Sold out
48	BSCS	Invesco Bulletshares 2028 Cb	—	NEW	New buy
49	DFAX	Dimensional World Ex US Core	—	EXIT	Sold out
50	PG	Procter & Gamble Co/the	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-15	13F-HR	View on EDGAR
2025-12-31	2026-02-17	13F-HR	View on EDGAR
2025-09-30	2025-11-10	13F-HR	View on EDGAR
2025-06-30	2025-07-18	13F-HR	View on EDGAR
2025-03-31	2025-05-12	13F-HR	View on EDGAR
2024-12-31	2025-01-23	13F-HR	View on EDGAR
2024-09-30	2024-11-06	13F-HR	View on EDGAR
2024-06-30	2024-07-15	13F-HR	View on EDGAR
2024-03-31	2024-04-15	13F-HR	View on EDGAR
2023-12-31	2024-02-08	13F-HR	View on EDGAR
2023-09-30	2023-10-11	13F-HR	View on EDGAR
2023-06-30	2023-08-11	13F-HR	View on EDGAR
2023-03-31	2023-08-18	13F-HR	View on EDGAR
2022-12-31	2023-08-18	13F-HR	View on EDGAR
2022-09-30	2023-08-18	13F-HR	View on EDGAR
2022-06-30	2023-08-18	13F-HR	View on EDGAR
2022-03-31	2023-08-18	13F-HR	View on EDGAR
2021-12-31	2023-08-18	13F-HR	View on EDGAR
2021-09-30	2023-08-18	13F-HR	View on EDGAR
2021-06-30	2023-08-18	13F-HR	View on EDGAR
2021-03-31	2023-08-18	13F-HR	View on EDGAR
2020-12-31	2023-08-18	13F-HR	View on EDGAR