Mitsubishi UFJ Securities Holdings Co., Ltd. 13F Disclosure & Portfolio Data

CIK: 0001374022

Diversified strategyHigh-turnover traderSector-focused

Total reported value

$69.4M

Reporting period: 2020-09-30 · Number of holdings: 54

Mitsubishi UFJ Securities Holdings Co., Ltd. disclosed 54 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $69.4M and a quarterly turnover rate of 194.6%.

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Personality snowflake

Concentration: 15.64
Portfolio Stability: 100
Momentum/Contrarian: 100
Sector conviction: 100
Diversification: 100
Sizing Uniformity: 89.36

Mitsubishi UFJ Securities Holdings Co., Ltd.'s disclosed holdings carry a Herfindahl concentration index of 0.039 — mathematically equivalent to about 26 equally-sized positions, well below its 54 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.06), suggesting a disciplined, rules-based approach to how much capital goes into each idea.

Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 19.7 percentage-point tilt) — a pattern consistent with a momentum-following approach.

Sector classification currently covers about 12% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim WDC 1.5 02-01-24
+96.8%　$290.0K
New buy SHOP
New buy RY
New buy TD
New buy CNI
New buy ENB

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SHOP	Shopify INC - Class A	Stock-Tech	8.86%	+8.86%	NEW
2	RY	Royal Bank Of Canada	Stock-Financials	7.98%	+7.98%	NEW
3	TD	Toronto-dominion Bank	Stock-Financials	6.66%	+6.66%	NEW
4	CNI	Canadian Natl Railway Co	Stock-Industrials	5.90%	+5.90%	NEW
5	ENB	Enbridge INC	Stock-Energy	4.71%	+4.71%	NEW
6	ABX	Barrick Gold CORP	Stock-Financials	4.37%	+4.37%	NEW
7	BNS	Bank Of Nova Scotia	Stock-Financials	4.02%	+4.02%	NEW
8	BAM	Brookfield Asset Management Ltd.	Stock-Financials	3.68%	+3.68%	NEW
9	CP	Canadian Pacific Kansa F	Stock-Industrials	3.30%	+3.30%	NEW
10	TRP	Tc Energy CORP	Stock-Energy	3.15%	+3.15%	NEW
11	BMO	Bank Of Montreal	Stock-Financials	3.00%	+3.00%	NEW
12	BCE	Bce INC	Stock-Comm Services	2.99%	+2.99%	NEW
13	CM	Can Imperial Bk Of Commerce	Stock-Financials	2.66%	+2.66%	NEW
14	WCN	Waste Connections INC	Stock-Industrials	2.17%	+2.17%	NEW
15	MFC	Manulife Financial CORP	Stock-Financials	2.16%	+2.16%	NEW
16	FNV	Franco-nevada CORP	Stock-Materials	2.09%	+2.09%	NEW
17	SLF	Sun Life Financial INC	Stock-Financials	1.90%	+1.90%	NEW
18	TU	Telus CORP	Stock-Other	1.80%	+1.80%	NEW
19	NTR	Nutrien LTD	Stock-Materials	1.78%	+1.78%	NEW
20	WPM	Wheaton Precious Metals CORP	Stock-Materials	1.76%	+1.76%	NEW
21	AEM	Agnico Eagle Mines LTD	Stock-Materials	1.52%	+1.52%	NEW
22	FTS	Fortis INC	Stock-Utilities	1.51%	+1.51%	NEW
23	ATI 4.75 07-01-22	Allegheny Technologies	Stock-Industrials	1.48%	+1.48%	NEW
24	CNQ	Canadian Natural Resources	Stock-Energy	1.48%	+1.48%	NEW
25	SU	Suncor Energy INC	Stock-Energy	1.47%	+1.47%	NEW
26	QSR	Restaurant Brands Intern	Stock-Consumer Disc	1.35%	+1.35%	NEW
27	GIB	Cgi INC	Stock-Tech	1.24%	+1.24%	NEW
28	RCI	Rogers Communications Inc-b	Stock-Other	1.15%	+1.15%	NEW
29	BIP	Brookfield Infrastructure Partners L.P.	Stock-Utilities	1.12%	+1.12%	NEW
30	TRI	Thomson Reuters Corporation	Stock-Industrials	1.07%	+1.07%	NEW
31	NMI1EUR	Kirkland Lake Gold LTD	Stock-Other	1.04%	+1.04%	NEW
32	MGA	Magna International INC	Stock-Consumer Disc	1.01%	+1.01%	NEW
33	PBA	Pembina Pipeline CORP	Stock-Energy	0.93%	+0.93%	NEW
34	OTEX	Open Text CORP	Stock-Other	0.90%	+0.90%	NEW
35	KGC	Kinross Gold CORP	Stock-Materials	0.88%	+0.88%	NEW
36	WDC 1.5 02-01-24	Western Digital CORP	Stock-Tech	0.84%	-20.82%	+96.77%
37	AQN	Algonquin Power & Utilities	Stock-Other	0.68%	+0.68%	NEW
38	SJR-BEUR	Shaw Communications Inc-b	Stock-Other	0.67%	+0.67%	NEW
39	TECK	Teck Resources Ltd-cls B	Stock-Materials	0.58%	+0.58%	NEW
40	ULTA	Ulta Beauty INC	Stock-Consumer Disc	0.39%	—	-1.64%
41	BHC	Bausch Health Cos INC	Stock-Healthcare	0.38%	+0.38%	NEW
42	NEM	Newmont CORP	Stock-Materials	0.36%	+0.36%	NEW
43	BPYPN	Brookfield Property Partners L.P.	Stock-Other	0.34%	+0.34%	NEW
44	RSG	Republic Services INC	Stock-Industrials	0.34%	—	-13.36%
45	AZO	Autozone INC	Stock-Consumer Disc	0.34%	+0.34%	NEW
46	CCJ	Cameco CORP	Stock-Energy	0.32%	+0.32%	NEW
47	CVE	Cenovus Energy INC	Stock-Energy	0.32%	+0.32%	NEW
48	GIL	Gildan Activewear INC	Stock-Consumer Disc	0.31%	+0.31%	NEW
49	SPWR 0.875 06-01-21	Sunpower CORP	Stock-Other	0.27%	+0.27%	NEW
50	CGC	Canopy Growth Corporation	Stock-Healthcare	0.26%	+0.26%	NEW

1–50 of 54

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2020-09-30	54	$69.4M	100	1SHOP 2RY 3TD Top holdings2020-09-30 1.SHOP 2.RY 3.TD 4.CNI 5.ENB 6.ABX 7.BNS 8.BAM 9.CP 10.TRP
2020-06-30	6	$1.4M	100	1WDC 1.5 02-01-24 2GM 3ULTA Top holdings2020-06-30 1.WDC 1.5 02-01-24 2.GM 3.ULTA 4.RSG 5.JNP 6.EXC
2020-03-31	6	$2.2M	100	1WDC 1.5 02-01-24 2TWTR 1 09-15-21 3GM Top holdings2020-03-31 1.WDC 1.5 02-01-24 2.TWTR 1 09-15-21 3.GM 4.IVZ 5.LYFT 6.RSG
2019-12-31	83	$18.9M	44	1AAPL 2WDC 1.5 02-01-24 3MSFT Top holdings2019-12-31 1.AAPL 2.WDC 1.5 02-01-24 3.MSFT 4.NVDA 5.TSLA 6.AMZN 7.ISRG 8.HSY 9.BYND 10.RACE
2019-09-30	90	$20.7M	100	1WDC 1.5 02-01-24 2AAPL 3BYND Top holdings2019-09-30 1.WDC 1.5 02-01-24 2.AAPL 3.BYND 4.SPWR 0.875 06-01-21 5.AMZN 6.MSFT 7.NVDA 8.TWTR 1 09-15-21 9.ISRG 10.HSY
2019-06-30	210	$30.2M	100	1MSFT 2AMZN 3AAPL Top holdings2019-06-30 1.MSFT 2.AMZN 3.AAPL 4.NVDA 5.BYND 6.LMT 7.SPWR 0.875 06-01-21 8.PG 9.ISRG 10.LYFT
2019-03-31	136	$17.5M	86	1NVDA 2MSFT 3AMZN Top holdings2019-03-31 1.NVDA 2.MSFT 3.AMZN 4.AAPL 5.TWTR 1 09-15-21 6.GOOG 7.GOOGL 8.PYPL 9.NKE 10.CSCO
2018-12-31	102	$13.3M	100	1TWTR 1 09-15-21 2TWTR 0.25 09-15-19 3MSFT Top holdings2018-12-31 1.TWTR 1 09-15-21 2.TWTR 0.25 09-15-19 3.MSFT 4.AAPL 5.AMZN 6.GOOG 7.NKE 8.VZ 9.PYPL 10.CSCO
2018-09-30	221	$31.1M	42	1TWTR 1 09-15-21 2AMZN 3NVDA Top holdings2018-09-30 1.TWTR 1 09-15-21 2.AMZN 3.NVDA 4.ISRG 5.AAPL 6.MSFT 7.ATVIEUR 8.BA 9.SPWR 0.875 06-01-21 10.META
2018-06-30	219	$27.9M	66	1TWTR 1 09-15-21 2AMZN 3SPWR 0.875 06-01-21 Top holdings2018-06-30 1.TWTR 1 09-15-21 2.AMZN 3.SPWR 0.875 06-01-21 4.AAPL 5.MSFT 6.META 7.MU 8.NVDA 9.TSLA 1.25 03-01-21 10.TSLA
2018-03-31	228	$26.1M	63	1TWTR 1 09-15-21 2AAPL 3PYPL Top holdings2018-03-31 1.TWTR 1 09-15-21 2.AAPL 3.PYPL 4.ISRG 5.INTC 6.TWTR 0.25 09-15-19 7.META 8.RIG 9.TSLA 1.25 03-01-21 10.V
2017-12-31	229	$23.8M	53	1TWTR 1 09-15-21 2AAPL 3MSFT Top holdings2017-12-31 1.TWTR 1 09-15-21 2.AAPL 3.MSFT 4.AMZN 5.SPWR 0.875 06-01-21 6.META 7.TSLA 1.25 03-01-21 8.TSLA 9.ATVIEUR 10.TSLA 0.25 03-01-19
2017-09-30	212	$20.9M	41	1TWTR 1 09-15-21 2AAPL 3MSFT Top holdings2017-09-30 1.TWTR 1 09-15-21 2.AAPL 3.MSFT 4.SPWR 0.875 06-01-21 5.META 6.OEF 7.NVDA 8.AMZN 9.AMAT 10.SPGI
2017-06-30	216	$18.7M	66	1SPWR 0.875 06-01-21 2TWTR 1 09-15-21 3NVDA Top holdings2017-06-30 1.SPWR 0.875 06-01-21 2.TWTR 1 09-15-21 3.NVDA 4.AAPL 5.SPY 6.MSFT 7.OEF 8.META 9.AMZN 10.GOOGL
2017-03-31	242	$18.5M	67	1SPY 2AAPL 3TSLA 1.25 03-01-21 Top holdings2017-03-31 1.SPY 2.AAPL 3.TSLA 1.25 03-01-21 4.MSFT 5.TWTR 0.25 09-15-19 6.TWTR 1 09-15-21 7.OEF 8.SPWR 0.875 06-01-21 9.META 10.AMZN
2016-12-31	239	$17.6M	82	1TSLA 1.25 03-01-21 2SPY 3TWTR 1 09-15-21 Top holdings2016-12-31 1.TSLA 1.25 03-01-21 2.SPY 3.TWTR 1 09-15-21 4.TWTR 0.25 09-15-19 5.MSFT 6.AAPL 7.NVDA 8.AMZN 9.BAH 10.GOOG
2016-09-30	211	$19.1M	100	1TSLA 1.25 03-01-21 2TWTR 0.25 09-15-19 3SPY Top holdings2016-09-30 1.TSLA 1.25 03-01-21 2.TWTR 0.25 09-15-19 3.SPY 4.AVGO 5.AMZN 6.TSLA 0.25 03-01-19 7.AAPL 8.META 9.ISRG 10.MSFT
2016-06-30	235	$56.5M	100	1TWTR 1 09-15-21 2TSLA 1.25 03-01-21 3TEVA Top holdings2016-06-30 1.TWTR 1 09-15-21 2.TSLA 1.25 03-01-21 3.TEVA 4.TSLA 0.25 03-01-19 5.NEE 6.MDRX 1.25 07-01-20 7.INTC 2.95 12-15-35 8.DYN 7 07-01-19 9.SSWSJ 1.75 10-15-32 SWC 10.MOH 1.625 08-15-44
2016-03-31	199	$75.9M	100	1GILD 1.625 05-01-16 D 2NEE 5.799 09-01-16 3FTR 11.125 06-29-18 A Top holdings2016-03-31 1.GILD 1.625 05-01-16 D 2.NEE 5.799 09-01-16 3.FTR 11.125 06-29-18 A 4.TWTR 1 09-15-21 5.SRC 2.875 05-15-19 6.TMUS 5.5 12-15-17 7.ZD 3.25 06-15-29 8.TSLA 1.25 03-01-21 9.WY 6.375 07-01-16 A 10.SWK
2015-12-31	280	$67.4M	100	1GILD 1.625 05-01-16 D2G0177J3WELL 6.5 PERP I Top holdings2015-12-31 1.GILD 1.625 05-01-16 D 2.G0177J 3.WELL 6.5 PERP I 4.TWTR 1 09-15-21 5.BKH 7.75 11-01-18 6.TSN 4.75 07-15-17 7.ZD 3.25 06-15-29 8.NEE 6.371 09-01-18 9.SNDK 1.5 08-15-17 10.TSLA 1.25 03-01-21
2015-09-30	266	$14.2M	63	174016W2TSLA 1.25 03-01-21 3AAPL Top holdings2015-09-30 1.74016W 2.TSLA 1.25 03-01-21 3.AAPL 4.META 5.MSFT 6.AMZN 7.TSLA 0.25 03-01-19 8.38259P 9.GILD 10.NUAN 2.75 11-01-31
2015-06-30	272	$14.9M	100	174016W2AAPL 3EXE 2.25 12-15-38 Top holdings2015-06-30 1.74016W 2.AAPL 3.EXE 2.25 12-15-38 4.TSLA 0.25 03-01-19 5.TSLA 1.25 03-01-21 6.GILD 7.MSFT 8.AMZN 9.NUAN 2.75 11-01-31 10.38259P
2015-03-31	294	$38.0M	100	174016W2EXE 2.25 12-15-38 3NUAN 2.75 11-01-31 Top holdings2015-03-31 1.74016W 2.EXE 2.25 12-15-38 3.NUAN 2.75 11-01-31 4.TSLA 1.25 03-01-21 5.AAPL 6.38259P 7.GILD 8.META 9.MSFT 10.BIIB
2014-09-30	2	$1.4M	100	1KMI Top holdings2014-09-30 1.KMI
2013-12-31	3	$21.4M	100	1AAL 2USX1 Top holdings2013-12-31 1.AAL 2.USX1
2013-09-30	59	$237.9M	99	1TSLA 1.5 06-01-18 2MU 1.875 06-01-14 3BFH 4.75 05-15-14 Top holdings2013-09-30 1.TSLA 1.5 06-01-18 2.MU 1.875 06-01-14 3.BFH 4.75 05-15-14 4.GCN 2 08-01-14 5.37045V 6.AGCO 1.25 12-15-36 7.TSN 3.25 10-15-13 8.MGM 4.25 04-15-15 9.AAPL 10.T 4.5 07-15-14
2013-06-30	50	$199.6M	0	1BFH 4.75 05-15-14 2HRI 5.25 06-01-14 3ARNC 5.25 03-15-14 Top holdings2013-06-30 1.BFH 4.75 05-15-14 2.HRI 5.25 06-01-14 3.ARNC 5.25 03-15-14 4.AAPL 5.AGCO 1.25 12-15-36 6.TSN 3.25 10-15-13 7.GCN 2 08-01-14 8.GOOG 9.AMG 3.95 08-15-38 10.BAC

Holding changes this quarter

Mitsubishi UFJ Securities Holdings Co., Ltd.'s most significant position changes for 2020-09-30: New buy: Shopify INC - Class A (SHOP); New buy: Royal Bank Of Canada (RY); New buy: Toronto-dominion Bank (TD); New buy: Canadian Natl Railway Co (CNI); New buy: Enbridge INC (ENB).

Position changes disclosed by Mitsubishi UFJ Securities Holdings Co., Ltd. for the quarter ending 2020-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	WDC 1.5 02-01-24	Western Digital CORP	-20.8%	+96.77%	Add
2	SHOP	Shopify INC - Class A	—	NEW	New buy
3	RY	Royal Bank Of Canada	—	NEW	New buy
4	TD	Toronto-dominion Bank	—	NEW	New buy
5	CNI	Canadian Natl Railway Co	—	NEW	New buy
6	ENB	Enbridge INC	—	NEW	New buy
7	ABX	Barrick Gold CORP	—	NEW	New buy
8	BNS	Bank Of Nova Scotia	—	NEW	New buy
9	BAM	Brookfield Asset Management Ltd.	—	NEW	New buy
10	CP	Canadian Pacific Kansa F	—	NEW	New buy
11	TRP	Tc Energy CORP	—	NEW	New buy
12	BMO	Bank Of Montreal	—	NEW	New buy
13	BCE	Bce INC	—	NEW	New buy
14	CM	Can Imperial Bk Of Commerce	—	NEW	New buy
15	WCN	Waste Connections INC	—	NEW	New buy
16	MFC	Manulife Financial CORP	—	NEW	New buy
17	FNV	Franco-nevada CORP	—	NEW	New buy
18	SLF	Sun Life Financial INC	—	NEW	New buy
19	TU	Telus CORP	—	NEW	New buy
20	NTR	Nutrien LTD	—	NEW	New buy
21	WPM	Wheaton Precious Metals CORP	—	NEW	New buy
22	AEM	Agnico Eagle Mines LTD	—	NEW	New buy
23	FTS	Fortis INC	—	NEW	New buy
24	ATI 4.75 07-01-22	Allegheny Technologies	—	NEW	New buy
25	CNQ	Canadian Natural Resources	—	NEW	New buy
26	SU	Suncor Energy INC	—	NEW	New buy
27	QSR	Restaurant Brands Intern	—	NEW	New buy
28	GIB	Cgi INC	—	NEW	New buy
29	RCI	Rogers Communications Inc-b	—	NEW	New buy
30	BIP	Brookfield Infrastructure Partners L.P.	—	NEW	New buy
31	TRI	Thomson Reuters Corporation	—	NEW	New buy
32	NMI1EUR	Kirkland Lake Gold LTD	—	NEW	New buy
33	MGA	Magna International INC	—	NEW	New buy
34	PBA	Pembina Pipeline CORP	—	NEW	New buy
35	OTEX	Open Text CORP	—	NEW	New buy
36	KGC	Kinross Gold CORP	—	NEW	New buy
37	AQN	Algonquin Power & Utilities	—	NEW	New buy
38	SJR-BEUR	Shaw Communications Inc-b	—	NEW	New buy
39	TECK	Teck Resources Ltd-cls B	—	NEW	New buy
40	BHC	Bausch Health Cos INC	—	NEW	New buy
41	NEM	Newmont CORP	—	NEW	New buy
42	BPYPN	Brookfield Property Partners L.P.	—	NEW	New buy
43	AZO	Autozone INC	—	NEW	New buy
44	JNP	Juniper Networks INC	—	EXIT	Sold out
45	CCJ	Cameco CORP	—	NEW	New buy
46	CVE	Cenovus Energy INC	—	NEW	New buy
47	GIL	Gildan Activewear INC	—	NEW	New buy
48	SPWR 0.875 06-01-21	Sunpower CORP	—	NEW	New buy
49	CGC	Canopy Growth Corporation	—	NEW	New buy
50	IMO	Imperial Oil LTD	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2020-09-30	2020-11-13	13F-HR	View on EDGAR
2020-06-30	2020-08-14	13F-HR	View on EDGAR
2020-03-31	2020-05-13	13F-HR	View on EDGAR
2019-12-31	2020-01-24	13F-HR	View on EDGAR
2019-09-30	2019-11-14	13F-HR	View on EDGAR
2019-06-30	2019-08-09	13F-HR	View on EDGAR
2019-03-31	2019-05-14	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR
2018-09-30	2018-11-14	13F-HR	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-11	13F-HR	View on EDGAR
2017-12-31	2018-01-31	13F-HR	View on EDGAR
2017-09-30	2017-11-09	13F-HR	View on EDGAR
2017-06-30	2017-08-08	13F-HR	View on EDGAR
2017-03-31	2017-05-10	13F-HR	View on EDGAR
2016-12-31	2017-02-03	13F-HR	View on EDGAR
2016-09-30	2016-11-08	13F-HR	View on EDGAR
2016-06-30	2016-08-15	13F-HR	View on EDGAR
2016-03-31	2016-05-13	13F-HR	View on EDGAR
2015-12-31	2016-01-29	13F-HR	View on EDGAR
2015-09-30	2015-11-10	13F-HR	View on EDGAR
2015-06-30	2015-08-12	13F-HR	View on EDGAR
2015-03-31	2015-05-11	13F-HR	View on EDGAR
2014-09-30	2014-11-14	13F-HR	View on EDGAR
2013-12-31	2014-02-13	13F-HR	View on EDGAR
2013-09-30	2013-11-14	13F-HR	View on EDGAR
2013-06-30	2013-08-13	13F-HR	View on EDGAR

FAQ

What is Mitsubishi UFJ Securities Holdings Co., Ltd. and what type of investor is it?

Mitsubishi UFJ Securities Holdings Co., Ltd. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2020-09-30), the firm manages a tracked equity portfolio valued at approximately $69.4M, spread across 54 disclosed positions.

What are Mitsubishi UFJ Securities Holdings Co., Ltd.'s largest equity positions?

Based on the latest 13F filing, Mitsubishi UFJ Securities Holdings Co., Ltd.'s top holdings by market value are: 1. Shopify INC - Class A (SHOP) — $6.2M (8.9%) 2. Royal Bank Of Canada (RY) — $5.5M (8.0%) 3. Toronto-dominion Bank (TD) — $4.6M (6.7%) 4. Canadian Natl Railway Co (CNI) — $4.1M (5.9%) 5. Enbridge INC (ENB) — $3.3M (4.7%)

What changes did Mitsubishi UFJ Securities Holdings Co., Ltd. make in its most recent portfolio filing?

In the latest reported quarter, Mitsubishi UFJ Securities Holdings Co., Ltd. made 50 notable position adjustments: 48 new positions were initiated, 1 existing holdings were added to, 0 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Shopify INC - Class A (SHOP); New buy: Royal Bank Of Canada (RY); New buy: Toronto-dominion Bank (TD); New buy: Canadian Natl Railway Co (CNI); New buy: Enbridge INC (ENB)

What sectors does Mitsubishi UFJ Securities Holdings Co., Ltd. focus on?

Mitsubishi UFJ Securities Holdings Co., Ltd. is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 71.8% • Consumer Discretionary: 15.7% • Energy: 11.9% • Consumer Staples: 0.4% • Communication Services: 0.2%

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Mitsubishi UFJ Securities Holdings Co., Ltd. 13F Disclosure & Portfolio Data

CIK: 0001374022

Diversified strategyHigh-turnover traderSector-focused

Total reported value

$69.4M

Reporting period: 2020-09-30 · Number of holdings: 54

Browse other institutions with under $100M AUM Browse other institutions starting with "M"

Personality snowflake

Concentration: 15.64
Portfolio Stability: 100
Momentum/Contrarian: 100
Sector conviction: 100
Diversification: 100
Sizing Uniformity: 89.36

Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.06), suggesting a disciplined, rules-based approach to how much capital goes into each idea.

Recent moves

Trim WDC 1.5 02-01-24
+96.8%　$290.0K
New buy SHOP
New buy RY
New buy TD
New buy CNI
New buy ENB

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SHOP	Shopify INC - Class A	Stock-Tech	8.86%	+8.86%	NEW
2	RY	Royal Bank Of Canada	Stock-Financials	7.98%	+7.98%	NEW
3	TD	Toronto-dominion Bank	Stock-Financials	6.66%	+6.66%	NEW
4	CNI	Canadian Natl Railway Co	Stock-Industrials	5.90%	+5.90%	NEW
5	ENB	Enbridge INC	Stock-Energy	4.71%	+4.71%	NEW
6	ABX	Barrick Gold CORP	Stock-Financials	4.37%	+4.37%	NEW
7	BNS	Bank Of Nova Scotia	Stock-Financials	4.02%	+4.02%	NEW
8	BAM	Brookfield Asset Management Ltd.	Stock-Financials	3.68%	+3.68%	NEW
9	CP	Canadian Pacific Kansa F	Stock-Industrials	3.30%	+3.30%	NEW
10	TRP	Tc Energy CORP	Stock-Energy	3.15%	+3.15%	NEW
11	BMO	Bank Of Montreal	Stock-Financials	3.00%	+3.00%	NEW
12	BCE	Bce INC	Stock-Comm Services	2.99%	+2.99%	NEW
13	CM	Can Imperial Bk Of Commerce	Stock-Financials	2.66%	+2.66%	NEW
14	WCN	Waste Connections INC	Stock-Industrials	2.17%	+2.17%	NEW
15	MFC	Manulife Financial CORP	Stock-Financials	2.16%	+2.16%	NEW
16	FNV	Franco-nevada CORP	Stock-Materials	2.09%	+2.09%	NEW
17	SLF	Sun Life Financial INC	Stock-Financials	1.90%	+1.90%	NEW
18	TU	Telus CORP	Stock-Other	1.80%	+1.80%	NEW
19	NTR	Nutrien LTD	Stock-Materials	1.78%	+1.78%	NEW
20	WPM	Wheaton Precious Metals CORP	Stock-Materials	1.76%	+1.76%	NEW
21	AEM	Agnico Eagle Mines LTD	Stock-Materials	1.52%	+1.52%	NEW
22	FTS	Fortis INC	Stock-Utilities	1.51%	+1.51%	NEW
23	ATI 4.75 07-01-22	Allegheny Technologies	Stock-Industrials	1.48%	+1.48%	NEW
24	CNQ	Canadian Natural Resources	Stock-Energy	1.48%	+1.48%	NEW
25	SU	Suncor Energy INC	Stock-Energy	1.47%	+1.47%	NEW
26	QSR	Restaurant Brands Intern	Stock-Consumer Disc	1.35%	+1.35%	NEW
27	GIB	Cgi INC	Stock-Tech	1.24%	+1.24%	NEW
28	RCI	Rogers Communications Inc-b	Stock-Other	1.15%	+1.15%	NEW
29	BIP	Brookfield Infrastructure Partners L.P.	Stock-Utilities	1.12%	+1.12%	NEW
30	TRI	Thomson Reuters Corporation	Stock-Industrials	1.07%	+1.07%	NEW
31	NMI1EUR	Kirkland Lake Gold LTD	Stock-Other	1.04%	+1.04%	NEW
32	MGA	Magna International INC	Stock-Consumer Disc	1.01%	+1.01%	NEW
33	PBA	Pembina Pipeline CORP	Stock-Energy	0.93%	+0.93%	NEW
34	OTEX	Open Text CORP	Stock-Other	0.90%	+0.90%	NEW
35	KGC	Kinross Gold CORP	Stock-Materials	0.88%	+0.88%	NEW
36	WDC 1.5 02-01-24	Western Digital CORP	Stock-Tech	0.84%	-20.82%	+96.77%
37	AQN	Algonquin Power & Utilities	Stock-Other	0.68%	+0.68%	NEW
38	SJR-BEUR	Shaw Communications Inc-b	Stock-Other	0.67%	+0.67%	NEW
39	TECK	Teck Resources Ltd-cls B	Stock-Materials	0.58%	+0.58%	NEW
40	ULTA	Ulta Beauty INC	Stock-Consumer Disc	0.39%	—	-1.64%
41	BHC	Bausch Health Cos INC	Stock-Healthcare	0.38%	+0.38%	NEW
42	NEM	Newmont CORP	Stock-Materials	0.36%	+0.36%	NEW
43	BPYPN	Brookfield Property Partners L.P.	Stock-Other	0.34%	+0.34%	NEW
44	RSG	Republic Services INC	Stock-Industrials	0.34%	—	-13.36%
45	AZO	Autozone INC	Stock-Consumer Disc	0.34%	+0.34%	NEW
46	CCJ	Cameco CORP	Stock-Energy	0.32%	+0.32%	NEW
47	CVE	Cenovus Energy INC	Stock-Energy	0.32%	+0.32%	NEW
48	GIL	Gildan Activewear INC	Stock-Consumer Disc	0.31%	+0.31%	NEW
49	SPWR 0.875 06-01-21	Sunpower CORP	Stock-Other	0.27%	+0.27%	NEW
50	CGC	Canopy Growth Corporation	Stock-Healthcare	0.26%	+0.26%	NEW

1–50 of 54

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2020-09-30	54	$69.4M	100	1SHOP 2RY 3TD Top holdings2020-09-30 1.SHOP 2.RY 3.TD 4.CNI 5.ENB 6.ABX 7.BNS 8.BAM 9.CP 10.TRP
2020-06-30	6	$1.4M	100	1WDC 1.5 02-01-24 2GM 3ULTA Top holdings2020-06-30 1.WDC 1.5 02-01-24 2.GM 3.ULTA 4.RSG 5.JNP 6.EXC
2020-03-31	6	$2.2M	100	1WDC 1.5 02-01-24 2TWTR 1 09-15-21 3GM Top holdings2020-03-31 1.WDC 1.5 02-01-24 2.TWTR 1 09-15-21 3.GM 4.IVZ 5.LYFT 6.RSG
2019-12-31	83	$18.9M	44	1AAPL 2WDC 1.5 02-01-24 3MSFT Top holdings2019-12-31 1.AAPL 2.WDC 1.5 02-01-24 3.MSFT 4.NVDA 5.TSLA 6.AMZN 7.ISRG 8.HSY 9.BYND 10.RACE
2019-09-30	90	$20.7M	100	1WDC 1.5 02-01-24 2AAPL 3BYND Top holdings2019-09-30 1.WDC 1.5 02-01-24 2.AAPL 3.BYND 4.SPWR 0.875 06-01-21 5.AMZN 6.MSFT 7.NVDA 8.TWTR 1 09-15-21 9.ISRG 10.HSY
2019-06-30	210	$30.2M	100	1MSFT 2AMZN 3AAPL Top holdings2019-06-30 1.MSFT 2.AMZN 3.AAPL 4.NVDA 5.BYND 6.LMT 7.SPWR 0.875 06-01-21 8.PG 9.ISRG 10.LYFT
2019-03-31	136	$17.5M	86	1NVDA 2MSFT 3AMZN Top holdings2019-03-31 1.NVDA 2.MSFT 3.AMZN 4.AAPL 5.TWTR 1 09-15-21 6.GOOG 7.GOOGL 8.PYPL 9.NKE 10.CSCO
2018-12-31	102	$13.3M	100	1TWTR 1 09-15-21 2TWTR 0.25 09-15-19 3MSFT Top holdings2018-12-31 1.TWTR 1 09-15-21 2.TWTR 0.25 09-15-19 3.MSFT 4.AAPL 5.AMZN 6.GOOG 7.NKE 8.VZ 9.PYPL 10.CSCO
2018-09-30	221	$31.1M	42	1TWTR 1 09-15-21 2AMZN 3NVDA Top holdings2018-09-30 1.TWTR 1 09-15-21 2.AMZN 3.NVDA 4.ISRG 5.AAPL 6.MSFT 7.ATVIEUR 8.BA 9.SPWR 0.875 06-01-21 10.META
2018-06-30	219	$27.9M	66	1TWTR 1 09-15-21 2AMZN 3SPWR 0.875 06-01-21 Top holdings2018-06-30 1.TWTR 1 09-15-21 2.AMZN 3.SPWR 0.875 06-01-21 4.AAPL 5.MSFT 6.META 7.MU 8.NVDA 9.TSLA 1.25 03-01-21 10.TSLA
2018-03-31	228	$26.1M	63	1TWTR 1 09-15-21 2AAPL 3PYPL Top holdings2018-03-31 1.TWTR 1 09-15-21 2.AAPL 3.PYPL 4.ISRG 5.INTC 6.TWTR 0.25 09-15-19 7.META 8.RIG 9.TSLA 1.25 03-01-21 10.V
2017-12-31	229	$23.8M	53	1TWTR 1 09-15-21 2AAPL 3MSFT Top holdings2017-12-31 1.TWTR 1 09-15-21 2.AAPL 3.MSFT 4.AMZN 5.SPWR 0.875 06-01-21 6.META 7.TSLA 1.25 03-01-21 8.TSLA 9.ATVIEUR 10.TSLA 0.25 03-01-19
2017-09-30	212	$20.9M	41	1TWTR 1 09-15-21 2AAPL 3MSFT Top holdings2017-09-30 1.TWTR 1 09-15-21 2.AAPL 3.MSFT 4.SPWR 0.875 06-01-21 5.META 6.OEF 7.NVDA 8.AMZN 9.AMAT 10.SPGI
2017-06-30	216	$18.7M	66	1SPWR 0.875 06-01-21 2TWTR 1 09-15-21 3NVDA Top holdings2017-06-30 1.SPWR 0.875 06-01-21 2.TWTR 1 09-15-21 3.NVDA 4.AAPL 5.SPY 6.MSFT 7.OEF 8.META 9.AMZN 10.GOOGL
2017-03-31	242	$18.5M	67	1SPY 2AAPL 3TSLA 1.25 03-01-21 Top holdings2017-03-31 1.SPY 2.AAPL 3.TSLA 1.25 03-01-21 4.MSFT 5.TWTR 0.25 09-15-19 6.TWTR 1 09-15-21 7.OEF 8.SPWR 0.875 06-01-21 9.META 10.AMZN
2016-12-31	239	$17.6M	82	1TSLA 1.25 03-01-21 2SPY 3TWTR 1 09-15-21 Top holdings2016-12-31 1.TSLA 1.25 03-01-21 2.SPY 3.TWTR 1 09-15-21 4.TWTR 0.25 09-15-19 5.MSFT 6.AAPL 7.NVDA 8.AMZN 9.BAH 10.GOOG
2016-09-30	211	$19.1M	100	1TSLA 1.25 03-01-21 2TWTR 0.25 09-15-19 3SPY Top holdings2016-09-30 1.TSLA 1.25 03-01-21 2.TWTR 0.25 09-15-19 3.SPY 4.AVGO 5.AMZN 6.TSLA 0.25 03-01-19 7.AAPL 8.META 9.ISRG 10.MSFT
2016-06-30	235	$56.5M	100	1TWTR 1 09-15-21 2TSLA 1.25 03-01-21 3TEVA Top holdings2016-06-30 1.TWTR 1 09-15-21 2.TSLA 1.25 03-01-21 3.TEVA 4.TSLA 0.25 03-01-19 5.NEE 6.MDRX 1.25 07-01-20 7.INTC 2.95 12-15-35 8.DYN 7 07-01-19 9.SSWSJ 1.75 10-15-32 SWC 10.MOH 1.625 08-15-44
2016-03-31	199	$75.9M	100	1GILD 1.625 05-01-16 D 2NEE 5.799 09-01-16 3FTR 11.125 06-29-18 A Top holdings2016-03-31 1.GILD 1.625 05-01-16 D 2.NEE 5.799 09-01-16 3.FTR 11.125 06-29-18 A 4.TWTR 1 09-15-21 5.SRC 2.875 05-15-19 6.TMUS 5.5 12-15-17 7.ZD 3.25 06-15-29 8.TSLA 1.25 03-01-21 9.WY 6.375 07-01-16 A 10.SWK
2015-12-31	280	$67.4M	100	1GILD 1.625 05-01-16 D2G0177J3WELL 6.5 PERP I Top holdings2015-12-31 1.GILD 1.625 05-01-16 D 2.G0177J 3.WELL 6.5 PERP I 4.TWTR 1 09-15-21 5.BKH 7.75 11-01-18 6.TSN 4.75 07-15-17 7.ZD 3.25 06-15-29 8.NEE 6.371 09-01-18 9.SNDK 1.5 08-15-17 10.TSLA 1.25 03-01-21
2015-09-30	266	$14.2M	63	174016W2TSLA 1.25 03-01-21 3AAPL Top holdings2015-09-30 1.74016W 2.TSLA 1.25 03-01-21 3.AAPL 4.META 5.MSFT 6.AMZN 7.TSLA 0.25 03-01-19 8.38259P 9.GILD 10.NUAN 2.75 11-01-31
2015-06-30	272	$14.9M	100	174016W2AAPL 3EXE 2.25 12-15-38 Top holdings2015-06-30 1.74016W 2.AAPL 3.EXE 2.25 12-15-38 4.TSLA 0.25 03-01-19 5.TSLA 1.25 03-01-21 6.GILD 7.MSFT 8.AMZN 9.NUAN 2.75 11-01-31 10.38259P
2015-03-31	294	$38.0M	100	174016W2EXE 2.25 12-15-38 3NUAN 2.75 11-01-31 Top holdings2015-03-31 1.74016W 2.EXE 2.25 12-15-38 3.NUAN 2.75 11-01-31 4.TSLA 1.25 03-01-21 5.AAPL 6.38259P 7.GILD 8.META 9.MSFT 10.BIIB
2014-09-30	2	$1.4M	100	1KMI Top holdings2014-09-30 1.KMI
2013-12-31	3	$21.4M	100	1AAL 2USX1 Top holdings2013-12-31 1.AAL 2.USX1
2013-09-30	59	$237.9M	99	1TSLA 1.5 06-01-18 2MU 1.875 06-01-14 3BFH 4.75 05-15-14 Top holdings2013-09-30 1.TSLA 1.5 06-01-18 2.MU 1.875 06-01-14 3.BFH 4.75 05-15-14 4.GCN 2 08-01-14 5.37045V 6.AGCO 1.25 12-15-36 7.TSN 3.25 10-15-13 8.MGM 4.25 04-15-15 9.AAPL 10.T 4.5 07-15-14
2013-06-30	50	$199.6M	0	1BFH 4.75 05-15-14 2HRI 5.25 06-01-14 3ARNC 5.25 03-15-14 Top holdings2013-06-30 1.BFH 4.75 05-15-14 2.HRI 5.25 06-01-14 3.ARNC 5.25 03-15-14 4.AAPL 5.AGCO 1.25 12-15-36 6.TSN 3.25 10-15-13 7.GCN 2 08-01-14 8.GOOG 9.AMG 3.95 08-15-38 10.BAC

Holding changes this quarter

Position changes disclosed by Mitsubishi UFJ Securities Holdings Co., Ltd. for the quarter ending 2020-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	WDC 1.5 02-01-24	Western Digital CORP	-20.8%	+96.77%	Add
2	SHOP	Shopify INC - Class A	—	NEW	New buy
3	RY	Royal Bank Of Canada	—	NEW	New buy
4	TD	Toronto-dominion Bank	—	NEW	New buy
5	CNI	Canadian Natl Railway Co	—	NEW	New buy
6	ENB	Enbridge INC	—	NEW	New buy
7	ABX	Barrick Gold CORP	—	NEW	New buy
8	BNS	Bank Of Nova Scotia	—	NEW	New buy
9	BAM	Brookfield Asset Management Ltd.	—	NEW	New buy
10	CP	Canadian Pacific Kansa F	—	NEW	New buy
11	TRP	Tc Energy CORP	—	NEW	New buy
12	BMO	Bank Of Montreal	—	NEW	New buy
13	BCE	Bce INC	—	NEW	New buy
14	CM	Can Imperial Bk Of Commerce	—	NEW	New buy
15	WCN	Waste Connections INC	—	NEW	New buy
16	MFC	Manulife Financial CORP	—	NEW	New buy
17	FNV	Franco-nevada CORP	—	NEW	New buy
18	SLF	Sun Life Financial INC	—	NEW	New buy
19	TU	Telus CORP	—	NEW	New buy
20	NTR	Nutrien LTD	—	NEW	New buy
21	WPM	Wheaton Precious Metals CORP	—	NEW	New buy
22	AEM	Agnico Eagle Mines LTD	—	NEW	New buy
23	FTS	Fortis INC	—	NEW	New buy
24	ATI 4.75 07-01-22	Allegheny Technologies	—	NEW	New buy
25	CNQ	Canadian Natural Resources	—	NEW	New buy
26	SU	Suncor Energy INC	—	NEW	New buy
27	QSR	Restaurant Brands Intern	—	NEW	New buy
28	GIB	Cgi INC	—	NEW	New buy
29	RCI	Rogers Communications Inc-b	—	NEW	New buy
30	BIP	Brookfield Infrastructure Partners L.P.	—	NEW	New buy
31	TRI	Thomson Reuters Corporation	—	NEW	New buy
32	NMI1EUR	Kirkland Lake Gold LTD	—	NEW	New buy
33	MGA	Magna International INC	—	NEW	New buy
34	PBA	Pembina Pipeline CORP	—	NEW	New buy
35	OTEX	Open Text CORP	—	NEW	New buy
36	KGC	Kinross Gold CORP	—	NEW	New buy
37	AQN	Algonquin Power & Utilities	—	NEW	New buy
38	SJR-BEUR	Shaw Communications Inc-b	—	NEW	New buy
39	TECK	Teck Resources Ltd-cls B	—	NEW	New buy
40	BHC	Bausch Health Cos INC	—	NEW	New buy
41	NEM	Newmont CORP	—	NEW	New buy
42	BPYPN	Brookfield Property Partners L.P.	—	NEW	New buy
43	AZO	Autozone INC	—	NEW	New buy
44	JNP	Juniper Networks INC	—	EXIT	Sold out
45	CCJ	Cameco CORP	—	NEW	New buy
46	CVE	Cenovus Energy INC	—	NEW	New buy
47	GIL	Gildan Activewear INC	—	NEW	New buy
48	SPWR 0.875 06-01-21	Sunpower CORP	—	NEW	New buy
49	CGC	Canopy Growth Corporation	—	NEW	New buy
50	IMO	Imperial Oil LTD	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2020-09-30	2020-11-13	13F-HR	View on EDGAR
2020-06-30	2020-08-14	13F-HR	View on EDGAR
2020-03-31	2020-05-13	13F-HR	View on EDGAR
2019-12-31	2020-01-24	13F-HR	View on EDGAR
2019-09-30	2019-11-14	13F-HR	View on EDGAR
2019-06-30	2019-08-09	13F-HR	View on EDGAR
2019-03-31	2019-05-14	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR
2018-09-30	2018-11-14	13F-HR	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-11	13F-HR	View on EDGAR
2017-12-31	2018-01-31	13F-HR	View on EDGAR
2017-09-30	2017-11-09	13F-HR	View on EDGAR
2017-06-30	2017-08-08	13F-HR	View on EDGAR
2017-03-31	2017-05-10	13F-HR	View on EDGAR
2016-12-31	2017-02-03	13F-HR	View on EDGAR
2016-09-30	2016-11-08	13F-HR	View on EDGAR
2016-06-30	2016-08-15	13F-HR	View on EDGAR
2016-03-31	2016-05-13	13F-HR	View on EDGAR
2015-12-31	2016-01-29	13F-HR	View on EDGAR
2015-09-30	2015-11-10	13F-HR	View on EDGAR
2015-06-30	2015-08-12	13F-HR	View on EDGAR
2015-03-31	2015-05-11	13F-HR	View on EDGAR
2014-09-30	2014-11-14	13F-HR	View on EDGAR
2013-12-31	2014-02-13	13F-HR	View on EDGAR
2013-09-30	2013-11-14	13F-HR	View on EDGAR
2013-06-30	2013-08-13	13F-HR	View on EDGAR