CIK: 0001730471
Total reported value
$426.2M
Reporting period: 2020-09-30 · Number of holdings: 177
Lucia Wealth Services, LLC disclosed 177 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $426.2M and a quarterly turnover rate of 14.0%.
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Lucia Wealth Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.028 — mathematically equivalent to about 35 equally-sized positions, well below its 177 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.01), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add AAPL
+305.6% $5.7M
Add 0VVB
+2.1% $3.6M
Trim HUSV
-5.2% $274.0K
Add PHYS
+26.0% $2.3M
Add VTI
+30.8% $1.6M
Add CRM
+37.0% $1.2M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JNJ | Johnson & Johnson | Stock-Healthcare | 6.71% | -0.09% | +4.84% | |
| 2 | AAPL | Apple INC | Stock-Tech | 6.02% | +0.75% | +305.57% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 5.46% | -0.23% | +4.55% | |
| 4 | BR | Broadridge Financial Solutio | Stock-Tech | 4.89% | -0.22% | +2.88% | |
| 5 | 0VVB | Paramount Global-class B | Stock-Other | 4.53% | +0.37% | +2.12% | |
| 6 | MRK | Merck & Co. INC. | Stock-Healthcare | 4.34% | +0.14% | +8.33% | |
| 7 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 3.89% | -0.13% | +4.25% | |
| 8 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 3.51% | -0.16% | +3.55% | |
| 9 | HUSV | Ft Horizon Mngd Vol Dom ETF | ETF-Other | 3.41% | -0.35% | -5.23% | |
| 10 | HSY | Hershey Co/the | Stock-Consumer Staples | 3.33% | +0.11% | +5.52% | |
| 11 | ADP | Automatic Data Processing | Stock-Tech | 2.63% | — | +5.78% | |
| 12 | KEL | Kellanova | Stock-Other | 2.55% | — | +4.24% | |
| 13 | CLX | Clorox Company | Stock-Consumer Staples | 2.46% | — | +2.37% | |
| 14 | PHYS | Sprott Physical Gold Trust | Stock-Other | 2.22% | +0.33% | +26.00% | |
| 15 | IBM | Intl Business Machines CORP | Stock-Tech | 2.10% | -0.12% | +5.57% | |
| 16 | VRIG | Invesco Variable Rate Invest | ETF-Other | 1.81% | — | -3.32% | |
| 17 | MKC | Mccormick & Co-non Vtg Shrs | Stock-Consumer Staples | 1.63% | -0.01% | +3.46% | |
| 18 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | ETF-Other | 1.60% | -0.08% | +7.36% | |
| 19 | SPMB | Ss Spdr P Mort Back Bond ETF | ETF-Other | 1.56% | — | +0.70% | |
| 20 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 1.35% | — | -1.55% | |
| 21 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 1.34% | +0.03% | +15.90% | |
| 22 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.26% | +0.26% | +30.75% | |
| 23 | SPTI | Ss Spdr P Int Term Tsy ETF | ETF-Other | 1.17% | — | +1.86% | |
| 24 | LMBS | First Trust Low Duration Opp | ETF-Other | 0.85% | +0.03% | +16.02% | |
| 25 | JNK | Ss Spdr Bb High Yield Bond | ETF-High Yield | 0.81% | +0.03% | +14.78% | |
| 26 | CCI | Crown Castle INC | Stock-Real Estate | 0.78% | +0.10% | +29.91% | |
| 27 | SYG1EUR | Spdr Mfs Systematic Gr Equit | ETF-Other | 0.78% | — | -13.74% | |
| 28 | FVD | First Trust Value Line Dvd | ETF-Other | 0.71% | — | -7.42% | |
| 29 | FTC | First Trust Large Cap Growth | ETF-Large Cap & Growth | 0.65% | — | -13.63% | |
| 30 | ADBE | Adobe INC | Stock-Tech | 0.65% | +0.16% | +30.81% | |
| 31 | SKYY | First Trust Cloud Computing | ETF-Other | 0.64% | -0.16% | -14.41% | |
| 32 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.62% | -0.14% | -13.56% | |
| 33 | CRM | Salesforce INC | Stock-Tech | 0.61% | +0.24% | +37.04% | |
| 34 | TTWO | Take-two Interactive Softwre | Stock-Comm Services | 0.60% | +0.18% | +36.95% | |
| 35 | ICLR | ICON Public Limited Company | Stock-Healthcare | 0.60% | +0.17% | +39.32% | |
| 36 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.60% | — | -2.24% | |
| 37 | ✓ | Cyberark Software LTD | Stock-Other | 0.58% | +0.13% | +38.24% | |
| 38 | FYC | First Trust Small Cap Growth | ETF-Small Cap | 0.57% | — | -13.70% | |
| 39 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.56% | +0.06% | +16.28% | |
| 40 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.54% | +0.05% | +20.33% | |
| 41 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 0.52% | +0.21% | +41.39% | |
| 42 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.51% | +0.10% | +21.16% | |
| 43 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.50% | +0.01% | +16.46% | |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.50% | +0.10% | +17.28% | |
| 45 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 0.44% | +0.10% | +18.75% | |
| 46 | PYPL | Paypal Holdings INC | Stock-Financials | 0.43% | +0.05% | +11.54% | |
| 47 | AKAM | Akamai Technologies INC | Stock-Tech | 0.42% | +0.11% | +46.66% | |
| 48 | AMAT | Applied Materials INC | Stock-Tech | 0.41% | — | +12.20% | |
| 49 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 0.41% | — | -12.71% | |
| 50 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.38% | +0.10% | +4.48% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2020-09-30 | 177 | $426.2M | 14 | |
| 2020-06-30 | 176 | $378.4M | 43 | |
| 2020-03-31 | 190 | $302.3M | 61 | |
| 2019-12-31 | 185 | $325.8M | 19 | |
| 2019-09-30 | 165 | $300.4M | 16 | |
| 2019-06-30 | 171 | $290.5M | 33 | |
| 2019-03-31 | 185 | $291.7M | 42 | |
| 2018-12-31 | 170 | $212.6M | 51 | |
| 2018-09-30 | 216 | $321.0M | 50 | |
| 2018-06-30 | 200 | $228.4M | 83 | |
| 2018-03-31 | 193 | $308.0M | 55 | |
| 2017-12-31 | 121 | $226.0M | 0 |
Lucia Wealth Services, LLC's most significant position changes for 2020-09-30: Add: Apple INC (AAPL) — shares +305.57%; Add: Paramount Global-class B (0VVB) — shares +2.12%; Trim: Ft Horizon Mngd Vol Dom ETF (HUSV) — shares -5.23%; Add: Sprott Physical Gold Trust (PHYS) — shares +26.00%; Add: Vanguard Total Stock Mkt ETF (VTI) — shares +30.75%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +0.8% | +305.57% | Add |
| 2 | 0VVB | Paramount Global-class B | +0.4% | +2.12% | Add |
| 3 | PHYS | Sprott Physical Gold Trust | +0.3% | +26.00% | Add |
| 4 | VTI | Vanguard Total Stock Mkt ETF | +0.3% | +30.75% | Add |
| 5 | CRM | Salesforce INC | +0.2% | +37.04% | Add |
| 6 | BABA | Alibaba Group Holding-sp Adr | +0.2% | +41.39% | Add |
| 7 | TTWO | Take-two Interactive Softwre | +0.2% | +36.95% | Add |
| 8 | ICLR | ICON Public Limited Company | +0.2% | +39.32% | Add |
| 9 | ADBE | Adobe INC | +0.2% | +30.81% | Add |
| 10 | MRK | Merck & Co. INC. | +0.1% | +8.33% | Add |
| 11 | ✓ | Cyberark Software LTD | +0.1% | +38.24% | Add |
| 12 | HSY | Hershey Co/the | +0.1% | +5.52% | Add |
| 13 | AKAM | Akamai Technologies INC | +0.1% | +46.66% | Add |
| 14 | CCI | Crown Castle INC | +0.1% | +29.91% | Add |
| 15 | META | Meta Platforms Inc-class A | +0.1% | +21.16% | Add |
| 16 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +17.28% | Add |
| 17 | UPS | United Parcel Service-cl B | +0.1% | +4.48% | Add |
| 18 | LOW | Lowe's Cos INC | +0.1% | +18.75% | Add |
| 19 | NBIS | Nebius Group NV | +0.1% | +16.13% | Add |
| 20 | MDT | Medtronic plc | +0.1% | +27.48% | Add |
| 21 | IQV | Iqvia Holdings INC | +0.1% | +26.77% | Add |
| 22 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +16.28% | Add |
| 23 | FISV | Fiserv INC | +0.1% | +31.38% | Add |
| 24 | NTES | Netease Inc-adr | +0.1% | +34.70% | Add |
| 25 | BMY | Bristol-myers Squibb Co | +0.1% | +20.33% | Add |
| 26 | PYPL | Paypal Holdings INC | +0.1% | +11.54% | Add |
| 27 | CERNCHF | Cerner CORP | +0.1% | +26.40% | Add |
| 28 | ACN | Accenture plc | +0.1% | +24.15% | Add |
| 29 | AON | Aon plc | +0.1% | +26.65% | Add |
| 30 | SWKS | Skyworks Solutions INC | +0.1% | +22.13% | Add |
| 31 | NVO | Novo-nordisk A/s-spons Adr | 0% | +25.50% | Add |
| 32 | TGT | Target CORP | 0% | +5.35% | Add |
| 33 | TOTL | Ss Doubleline Tr Tact ETF | 0% | +15.90% | Add |
| 34 | JNK | Ss Spdr Bb High Yield Bond | 0% | +14.78% | Add |
| 35 | LMBS | First Trust Low Duration Opp | 0% | +16.02% | Add |
| 36 | BRK-A | Berkshire Hathaway Inc-cl A | 0% | — | Unchanged |
| 37 | LULU | Lululemon Athletica INC | 0% | +21.27% | Add |
| 38 | BIL | Ss Spdr Bb 1-3m T-bill ETF | 0% | +16.46% | Add |
| 39 | MKC | Mccormick & Co-non Vtg Shrs | 0% | +3.46% | Add |
| 40 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | -0.1% | +7.36% | Add |
| 41 | JNJ | Johnson & Johnson | -0.1% | +4.84% | Add |
| 42 | IBM | Intl Business Machines CORP | -0.1% | +5.57% | Add |
| 43 | KMB | Kimberly-clark CORP | -0.1% | +4.25% | Add |
| 44 | SPDW | Ste Str Spdr Pt Dw EU ETF | -0.1% | -13.56% | Trim |
| 45 | GOOG | Alphabet Inc-cl C | -0.2% | +3.55% | Add |
| 46 | SKYY | First Trust Cloud Computing | -0.2% | -14.41% | Trim |
| 47 | DVY | Ishares Select Dividend ETF | -0.2% | -84.81% | Trim |
| 48 | BR | Broadridge Financial Solutio | -0.2% | +2.88% | Add |
| 49 | MSFT | Microsoft CORP | -0.2% | +4.55% | Add |
| 50 | HUSV | Ft Horizon Mngd Vol Dom ETF | -0.4% | -5.23% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2020-09-30 | 2020-11-09 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-29 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-08 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-22 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-09 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-23 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-13 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-09 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-10 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-13 | 13F-HR | View on EDGAR |
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