CIK: 0001842840
Total reported value
$291.2M
Reporting period: 2025-09-30 · Number of holdings: 148
Lokken Investment Group LLC disclosed 148 holdings in its latest 13F filing for the period ending 2025-09-30, with total reported value of $291.2M and a quarterly turnover rate of 26.4%.
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Lokken Investment Group LLC's disclosed holdings carry a Herfindahl concentration index of 0.022 — mathematically equivalent to about 45 equally-sized positions, well below its 148 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.52), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 24% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim VTV
-10.3% -$513.5K
Trim LLY
-24.5% -$1.5M
Trim COWZ
-62.7% -$1.6M
Add BRK-B
+93.8% $2.3M
Add AVGO
+3.0% $1.8M
Trim LMT
-67.9% -$987.2K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTV | Vanguard Value ETF | ETF-Other | 6.24% | -1.64% | -10.26% | |
| 2 | VUG | Vanguard Growth ETF | ETF-Other | 6.07% | -0.06% | -5.71% | |
| 3 | GLD | Spdr Gold Shares | ETF-Commodities | 4.02% | -0.21% | -4.29% | |
| 4 | MGMT | Ballast Small/mid Cap ETF | ETF-Other | 3.52% | +0.14% | +5.08% | |
| 5 | VB | Vanguard Small-cap ETF | ETF-Other | 3.25% | -0.10% | +2.04% | |
| 6 | FBND | Fidelity Total Bond ETF | ETF-Other | 3.25% | +0.06% | +9.97% | |
| 7 | AAPL | Apple INC | Stock-Tech | 3.14% | -0.21% | +1.80% | |
| 8 | FEOE | First Eagle Overseas Eq ETF | ETF-Other | 3.09% | +3.09% | NEW | |
| 9 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 3.00% | -0.05% | +4.65% | |
| 10 | CLOI | Vaneck Clo ETF | ETF-Other | 2.66% | -0.43% | +2.30% | |
| 11 | VO | Vanguard Mid-cap ETF | ETF-Other | 2.55% | -0.13% | +1.36% | |
| 12 | MSFT | Microsoft CORP | Stock-Tech | 2.28% | +0.25% | -2.05% | |
| 13 | GQI | Natixis Gateway Quality INC | ETF-Other | 2.23% | -0.25% | +1.49% | |
| 14 | FPE | Ft-preferred Secur & INC ETF | ETF-Other | 2.02% | — | -1.23% | |
| 15 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.90% | -0.18% | +12.40% | |
| 16 | AIRR | First Trust Rba American Ind | ETF-Other | 1.79% | +0.29% | -0.66% | |
| 17 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.76% | -0.25% | +2.42% | |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.66% | +0.59% | +93.78% | |
| 19 | FTCS | First Trust Capital Strength | ETF-Other | 1.57% | — | +2.53% | |
| 20 | CMDT | Pimco Commodity Active Strat | ETF-Commodities | 1.44% | -0.14% | +3.65% | |
| 21 | AVGO | Broadcom INC | Stock-Tech | 1.20% | +0.49% | +3.04% | |
| 22 | SCHB | Schwab US Broad Market ETF | ETF-Other | 1.17% | -0.03% | +0.00% | |
| 23 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.15% | -0.01% | +8.31% | |
| 24 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.07% | -0.89% | -24.52% | |
| 25 | XOM | Exxon Mobil CORP | Stock-Energy | 0.98% | — | +3.67% | |
| 26 | FMTM | Mrktdsk Foc US Mmntm ETF | ETF-Other | 0.91% | +0.91% | NEW | |
| 27 | QDPL | Pacer Met US Lrg Cap Dvd 400 | ETF-Other | 0.91% | — | -0.93% | |
| 28 | JIRE | Jpmorgan Int Res Enh Eqty | ETF-Other | 0.90% | -0.02% | +2.59% | |
| 29 | WMT | Walmart INC | Stock-Consumer Staples | 0.84% | -0.03% | -3.14% | |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.79% | +0.07% | -0.29% | |
| 31 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.76% | +0.10% | +7.58% | |
| 32 | ARKK | Ark Innovation ETF | ETF-Other | 0.76% | +0.76% | NEW | |
| 33 | NVDA | Nvidia CORP | Stock-Tech | 0.74% | +0.28% | +7.15% | |
| 34 | SMHX | Vaneck Fables Smicndctr ETF | ETF-Other | 0.74% | +0.05% | +2.33% | |
| 35 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.72% | +0.03% | -2.17% | |
| 36 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.70% | +0.18% | +114.74% | |
| 37 | CSCO | Cisco Systems INC | Stock-Tech | 0.70% | — | -2.38% | |
| 38 | MINO | Pimco Municipal Income Oppor | ETF-Other | 0.67% | — | +10.77% | |
| 39 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.66% | — | -0.67% | |
| 40 | BLK | Blackrock INC | Stock-Financials | 0.66% | +0.04% | +0.67% | |
| 41 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 0.66% | — | +1.49% | |
| 42 | NEE | Nextera Energy INC | Stock-Utilities | 0.63% | — | -0.16% | |
| 43 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.62% | +0.23% | +7.72% | |
| 44 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.62% | — | -2.83% | |
| 45 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.58% | +0.04% | +14.16% | |
| 46 | ABT | Abbott Laboratories | Stock-Healthcare | 0.57% | — | +1.11% | |
| 47 | SYK | Stryker CORP | Stock-Healthcare | 0.56% | — | +4.55% | |
| 48 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.54% | — | -3.34% | |
| 49 | STRL | Sterling Infrastructure INC | Stock-Industrials | 0.53% | +0.30% | -3.89% | |
| 50 | XLV | Ss Health Care Select Sector | ETF-Other | 0.53% | — | +4.16% |
Performance for Q3 2026
+2.3%
Performance Last 4 Quarters
+21.3%
Based on 84% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2025-09-30 | 148 | $291.2M | 26 | |
| 2025-06-30 | 138 | $259.6M | 0 | |
| 2025-03-31 | 132 | $237.1M | 100 | |
| 2024-12-31 | 139 | $231.5M | 0 | |
| 2024-09-30 | 157 | $239.8M | 0 | |
| 2024-06-30 | 151 | $212.6M | 0 | |
| 2024-03-31 | 141 | $200.7M | 0 | |
| 2023-12-31 | 137 | $176.8M | 0 | |
| 2023-09-30 | 135 | $152.5M | 0 | |
| 2023-06-30 | 130 | $153.4M | 0 | |
| 2023-03-31 | 128 | $131.7M | 0 | |
| 2022-12-31 | 122 | $126.7M | 0 | |
| 2022-09-30 | 114 | $116.0M | 0 | |
| 2022-06-30 | 122 | $123.4M | 0 | |
| 2022-03-31 | 125 | $126.0M | 0 | |
| 2021-12-31 | 135 | $140.2M | 0 | |
| 2021-09-30 | 121 | $126.1M | 0 | |
| 2021-06-30 | 115 | $123.1M | 96 | |
| 2021-03-31 | 109 | $113.3M | 17 | |
| 2020-12-31 | 104 | $109.5M | 17 |
Lokken Investment Group LLC's most significant position changes for 2025-09-30: New buy: First Eagle Overseas Eq ETF (FEOE); New buy: Mrktdsk Foc US Mmntm ETF (FMTM); New buy: Ark Innovation ETF (ARKK); New buy: Comcast Corp-class A (CMCSA); New buy: Ishares US Treasury Bond ETF (GOVT).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BRK-B | Berkshire Hathaway Inc-cl B | +0.6% | +93.78% | Add |
| 2 | AVGO | Broadcom INC | +0.5% | +3.04% | Add |
| 3 | STRL | Sterling Infrastructure INC | +0.3% | -3.89% | Trim |
| 4 | AIRR | First Trust Rba American Ind | +0.3% | -0.66% | Add |
| 5 | NVDA | Nvidia CORP | +0.3% | +7.15% | Add |
| 6 | MSFT | Microsoft CORP | +0.3% | -2.05% | Add |
| 7 | VEU | Vanguard Ftse All-world Ex-u | +0.2% | +7.72% | Add |
| 8 | CWI | State Street Spdr Msci Acwi | +0.2% | -2.93% | Add |
| 9 | UNH | Unitedhealth Group INC | +0.2% | +114.74% | Add |
| 10 | MGMT | Ballast Small/mid Cap ETF | +0.1% | +5.08% | Add |
| 11 | ORCL | Oracle CORP | +0.1% | +35.75% | Add |
| 12 | SHY | Ishares 1-3 Year Treasury Bo | +0.1% | +27.70% | Add |
| 13 | JEPI | Jpmorgan Equity Premium Inco | +0.1% | +7.58% | Add |
| 14 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | -0.29% | Add |
| 15 | FBND | Fidelity Total Bond ETF | +0.1% | +9.97% | Add |
| 16 | VTEB | Vanguard Tax-exempt Bond ETF | +0.1% | +12.14% | Add |
| 17 | SMHX | Vaneck Fables Smicndctr ETF | +0.1% | +2.33% | Trim |
| 18 | BLK | Blackrock INC | 0% | +0.67% | Add |
| 19 | BSV | Vanguard Short-term Bond ETF | 0% | +14.16% | Add |
| 20 | QQQ | Invesco Qqq Trust Series 1 | 0% | -2.17% | Trim |
| 21 | QDPL | Pacer Met US Lrg Cap Dvd 400 | — | -0.93% | Add |
| 22 | BIL | Ss Spdr Bb 1-3m T-bill ETF | 0% | +8.31% | Add |
| 23 | JIRE | Jpmorgan Int Res Enh Eqty | 0% | +2.59% | Add |
| 24 | SCHB | Schwab US Broad Market ETF | 0% | +0.00% | Add |
| 25 | WMT | Walmart INC | 0% | -3.14% | Add |
| 26 | PYLD | Pimco Multisector Bond Actv | -0.1% | +4.65% | Add |
| 27 | VUG | Vanguard Growth ETF | -0.1% | -5.71% | Trim |
| 28 | VB | Vanguard Small-cap ETF | -0.1% | +2.04% | Add |
| 29 | VO | Vanguard Mid-cap ETF | -0.1% | +1.36% | Add |
| 30 | CMDT | Pimco Commodity Active Strat | -0.1% | +3.65% | Add |
| 31 | JPST | Jpmorgan Ultra-short Income | -0.2% | +12.40% | Add |
| 32 | GLD | Spdr Gold Shares | -0.2% | -4.29% | Trim |
| 33 | AAPL | Apple INC | -0.2% | +1.80% | Add |
| 34 | GQI | Natixis Gateway Quality INC | -0.3% | +1.49% | Add |
| 35 | VTI | Vanguard Total Stock Mkt ETF | -0.3% | +2.42% | Trim |
| 36 | XLF | Ss Financial Select Sector | -0.3% | -11.49% | Trim |
| 37 | CLOI | Vaneck Clo ETF | -0.4% | +2.30% | Add |
| 38 | IWV | Ishares Russell 3000 ETF | -0.5% | -2.31% | Trim |
| 39 | LMT | Lockheed Martin CORP | -0.5% | -67.90% | Trim |
| 40 | COWZ | Pacer US Cash Cows 100 ETF | -0.8% | -62.71% | Trim |
| 41 | LLY | Eli Lilly & Co | -0.9% | -24.52% | Trim |
| 42 | VTV | Vanguard Value ETF | -1.6% | -10.26% | Trim |
| 43 | FEOE | First Eagle Overseas Eq ETF | — | NEW | New buy |
| 44 | FMTM | Mrktdsk Foc US Mmntm ETF | — | NEW | New buy |
| 45 | ARKK | Ark Innovation ETF | — | NEW | New buy |
| 46 | CMCSA | Comcast Corp-class A | — | NEW | New buy |
| 47 | GOVT | Ishares US Treasury Bond ETF | — | NEW | New buy |
| 48 | VTHR | Vanguard Russell 3000 | — | NEW | New buy |
| 49 | SUB | Ishares Short-term National | — | NEW | New buy |
| 50 | VIGI | Vanguard Int Div App Indx Fd | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2025-09-30 | 2025-11-05 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-24 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-02 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-12 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-12 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-14 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-13 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-09 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-09 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-08 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-11 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-07 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-05 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-03 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-06-10 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-08 | 13F-HR | View on EDGAR |
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