CIK: 0002044420
Total reported value
$205.5M
Reporting period: 2026-03-31 · Number of holdings: 139
JIM SAULNIER & ASSOCIATES, LLC disclosed 139 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $205.5M and a quarterly turnover rate of 14.0%.
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Jim Saulnier & Associates, LLC's disclosed holdings carry a Herfindahl concentration index of 0.037 — mathematically equivalent to about 27 equally-sized positions, well below its 139 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.06), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add VBIL
+30.2% $3.3M
Add VTI
+87.3% $2.0M
Add PBJA
+117.8% $1.5M
Add PBFB
+94.1% $1.3M
Trim CPSN
-68.7% -$779.1K
Trim BIL
-13.4% -$513.5K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AOR | Ishares Core 60/40 Balanced | ETF-Other | 12.91% | -0.30% | +5.16% | |
| 2 | AOA | Ishares Core 80/20 Aggressiv | ETF-Other | 9.01% | +0.10% | +9.01% | |
| 3 | VBIL | Vanguard 0-3m T-bill ETF | ETF-Other | 6.80% | +1.25% | +30.24% | |
| 4 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 3.86% | +0.07% | +5.71% | |
| 5 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.19% | +0.89% | +87.29% | |
| 6 | PBJN | Pgim S&p500 Buf20 ETF Jun-us | ETF-Other | 1.90% | — | -0.03% | |
| 7 | PBJL | Pgim S&p 500 Buffer 20 ETF - | ETF-Large Cap & Growth | 1.84% | — | — | |
| 8 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.66% | -0.37% | -13.36% | |
| 9 | ILCV | Ishares Morningstar Value Et | ETF-Other | 1.59% | — | -1.74% | |
| 10 | PBNV | Pgim S&p 500 Buffer 20 ETF - | ETF-Large Cap & Growth | 1.58% | — | — | |
| 11 | ILCG | Ishares Morningstar Growth E | ETF-Other | 1.53% | -0.26% | -0.85% | |
| 12 | ILCB | Ishares Morningstar U.s. Equ | ETF-Other | 1.53% | -0.22% | -1.90% | |
| 13 | PBMY | Pgim S&p 500 Buffer 20 ETF - | ETF-Large Cap & Growth | 1.47% | — | +0.07% | |
| 14 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 1.46% | — | -2.66% | |
| 15 | BIV | Vanguard Intermediate-term B | ETF-Other | 1.45% | — | +2.03% | |
| 16 | GVI | Ishares Intermediate Governm | ETF-Other | 1.45% | — | -0.35% | |
| 17 | PBMR | Pgim S&p 500 Buffer 20 ETF - | ETF-Large Cap & Growth | 1.40% | +0.25% | +30.35% | |
| 18 | PBAU | Pgim S&p 500 Buff 20 ETF Aug | ETF-Large Cap & Growth | 1.39% | — | — | |
| 19 | IBTI | Ishares Ibonds Dec 2028 Term | ETF-Other | 1.37% | +0.03% | +9.42% | |
| 20 | PBFB | Pgim S&p 500 Buffer 20 ETF - | ETF-Large Cap & Growth | 1.37% | +0.61% | +94.15% | |
| 21 | PBJA | Pgim S&p500 Buf20 ETF Jan-us | ETF-Other | 1.33% | +0.68% | +117.77% | |
| 22 | MMAX | Ishares Larg Cm Buff Mar ETF | ETF-Other | 1.31% | — | — | |
| 23 | AOM | Ishares Core 40/60 Moderate | ETF-Other | 1.31% | +0.13% | +18.78% | |
| 24 | BND | Vanguard Total Bond Market | ETF-Other | 1.17% | +0.22% | +31.11% | |
| 25 | IBTH | Ishares Ibonds Dec 2027 Term | ETF-Other | 1.07% | — | +0.60% | |
| 26 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 1.06% | — | -0.46% | |
| 27 | IMCV | Ishares Morningstar Mid-cap | ETF-Other | 1.03% | — | -1.45% | |
| 28 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.95% | +0.11% | +25.97% | |
| 29 | PBAP | Pgim S&p 500 Buffer 20 ETF - | ETF-Large Cap & Growth | 0.82% | — | -5.29% | |
| 30 | PBSE | Pgim S&p 500 Buffer 20 ETF - | ETF-Large Cap & Growth | 0.79% | — | — | |
| 31 | CPNM | Cl Nd 100 St At Pr ETF - Mar | ETF-Other | 0.76% | +0.26% | +63.61% | |
| 32 | AAPL | Apple INC | Stock-Tech | 0.74% | — | +5.50% | |
| 33 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.74% | — | — | |
| 34 | VONE | Vanguard Russell 1000 | ETF-Other | 0.70% | — | +0.23% | |
| 35 | IMCG | Ishares Morningstar Mid-cap | ETF-Other | 0.68% | — | -0.34% | |
| 36 | IMCB | Ishares Morningstar Mid-cap | ETF-Other | 0.68% | — | -0.57% | |
| 37 | CPNJ | Calamos Nsdq100 Alt ETF | ETF-Other | 0.65% | — | — | |
| 38 | PBOC | Pgim S&p 500 Buffer 20 ETF - | ETF-Large Cap & Growth | 0.63% | — | — | |
| 39 | IBTJ | Ishares Ibonds Dec 2029 Term | ETF-Other | 0.62% | +0.10% | +28.57% | |
| 40 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.61% | — | -3.17% | |
| 41 | VWOB | Vanguard Emerg Mkts Gov Bnd | ETF-Other | 0.60% | — | +7.37% | |
| 42 | IBIJ | Ishrs Ibnds Oct 2033 Trm | ETF-Other | 0.58% | — | — | |
| 43 | JULT | All US Equ Buf10 Jul Etf-usd | ETF-Other | 0.57% | — | — | |
| 44 | FEBW | Alianzim US Eq Bfr20 Feb-usd | ETF-Other | 0.57% | — | -2.96% | |
| 45 | PBDE | Pgim S&p 500 Buff 20 ETF Dec | ETF-Large Cap & Growth | 0.56% | — | — | |
| 46 | VTV | Vanguard Value ETF | ETF-Other | 0.53% | +0.25% | +96.60% | |
| 47 | CPNS | Calamos Nsdq 100 Alt Sept | ETF-Other | 0.52% | — | -6.74% | |
| 48 | PMDE | Pgim S&p 500 M Buff ETF Dec | ETF-Large Cap & Growth | 0.51% | — | — | |
| 49 | CPRJ | Calamos Russ 2000 Str Al-jul | ETF-Other | 0.49% | — | — | |
| 50 | APRW | Allinzim US Eq Bfr20 Apr-usd | ETF-Other | 0.48% | — | — |
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+12.7%
Based on 80% of reported portfolio value with available pricing
Jim Saulnier & Associates, LLC's most significant position changes for 2026-03-31: Sold out: Ishares National Muni Bond E (MUB); New buy: Pgim S&p 500 Mx Bf ETF - Feb (PMFB); Sold out: Schwab US Dvd Equity ETF (SCHD); Sold out: Vanguard Small-cap Value ETF (VBR); New buy: Ishares Ibonds Dec 2033 Tres (IBTO).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-22 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-29 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-03 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-04 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-21 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-22 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-12 | 13F-HR | View on EDGAR |
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