CIK: 0001640250
Total reported value
$298.5M
Reporting period: 2017-03-31 · Number of holdings: 268
Integrated Wealth Management disclosed 268 holdings in its latest 13F filing for the period ending 2017-03-31, with total reported value of $298.5M and a quarterly turnover rate of 16.4%.
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Integrated Wealth Management's disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 96 equally-sized positions, well below its 268 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.34), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add AAPL
+4.8% $2.2M
Trim XOM
+3.2% -$417.0K
Trim CVX
+1.4% -$402.0K
Add FNX
+252.4% $1.0M
Trim UPS
+1.1% -$300.0K
Add PM
+0.4% $1.7M
Showing top 200 holdings (of 268 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 3.25% | +0.47% | +4.79% | |
| 2 | PM | Philip Morris International | Stock-Consumer Staples | 2.89% | +0.30% | +0.45% | |
| 3 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.49% | -0.10% | +0.27% | |
| 4 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.44% | -0.04% | +1.05% | |
| 5 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 2.18% | +0.26% | +13.59% | |
| 6 | XOM | Exxon Mobil CORP | Stock-Energy | 2.12% | -0.39% | +3.25% | |
| 7 | MO | Altria Group INC | Stock-Consumer Staples | 2.01% | -0.09% | +0.82% | |
| 8 | UPS | United Parcel Service-cl B | Stock-Industrials | 1.77% | -0.31% | +1.10% | |
| 9 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.75% | +0.22% | +18.52% | |
| 10 | CVX | Chevron CORP | Stock-Energy | 1.67% | -0.34% | +1.42% | |
| 11 | ✓ | Stock-Other | 1.65% | +0.09% | +5.51% | ||
| 12 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.44% | — | +2.70% | |
| 13 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 1.42% | +0.04% | +13.75% | |
| 14 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.40% | +0.17% | +20.73% | |
| 15 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.40% | — | +2.10% | |
| 16 | PFF | Ishares Preferred & Income S | ETF-Other | 1.34% | — | +7.09% | |
| 17 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.32% | — | +2.08% | |
| 18 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.30% | +0.08% | +11.96% | |
| 19 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 1.30% | +0.10% | +9.28% | |
| 20 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.29% | — | -0.08% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.22% | +0.18% | +23.81% | |
| 22 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.17% | +0.09% | +18.89% | |
| 23 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.15% | +0.17% | +23.91% | |
| 24 | EPD | Enterprise Products Partners | Stock-Energy | 1.10% | — | +0.77% | |
| 25 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.08% | +0.12% | +22.16% | |
| 26 | MSFT | Microsoft CORP | Stock-Tech | 0.99% | — | -0.60% | |
| 27 | WBA | Walgreens Boots Alliance INC | Stock-Other | 0.95% | — | -0.18% | |
| 28 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 0.92% | — | -0.09% | |
| 29 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.91% | — | +8.87% | |
| 30 | PEP | Pepsico INC | Stock-Consumer Staples | 0.91% | — | +0.71% | |
| 31 | UNB | Union Bankshares INC /vt | Stock-Other | 0.90% | — | -1.91% | |
| 32 | INTC | Intel CORP | Stock-Tech | 0.89% | — | +1.22% | |
| 33 | VZ | Verizon Communications INC | Stock-Comm Services | 0.88% | — | +9.99% | |
| 34 | VB | Vanguard Small-cap ETF | ETF-Other | 0.80% | +0.08% | +20.10% | |
| 35 | VGK | Vanguard Ftse Europe ETF | ETF-Other | 0.74% | — | -5.91% | |
| 36 | WMT | Walmart INC | Stock-Consumer Staples | 0.73% | — | +2.04% | |
| 37 | DBEU | Xtrackers Msci Europe Hedged | ETF-Other | 0.72% | — | -6.52% | |
| 38 | IBM | Intl Business Machines CORP | Stock-Tech | 0.68% | — | -0.06% | |
| 39 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 0.68% | — | -7.98% | |
| 40 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.68% | +0.25% | +72.55% | |
| 41 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.66% | — | +1.53% | |
| 42 | ABBV | Abbvie INC | Stock-Healthcare | 0.63% | — | +1.16% | |
| 43 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.62% | +0.05% | -2.46% | |
| 44 | T | At&t INC | Stock-Comm Services | 0.62% | — | +13.17% | |
| 45 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.61% | — | +4.68% | |
| 46 | FEX | First Trust Large Cap Core A | ETF-Large Cap & Growth | 0.61% | +0.05% | +13.01% | |
| 47 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.60% | — | +10.34% | |
| 48 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.60% | +0.06% | +18.29% | |
| 49 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 0.60% | — | -0.12% | |
| 50 | PFE | Pfizer INC | Stock-Healthcare | 0.59% | — | -0.23% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2017-03-31 | 268 | $298.5M | 16 | |
| 2016-12-31 | 245 | $268.3M | 23 | |
| 2016-09-30 | 1318 | $279.2M | 23 | |
| 2016-06-30 | 1455 | $258.8M | 21 | |
| 2016-03-31 | 1296 | $237.2M | 13 | |
| 2015-12-31 | 1414 | $232.2M | 23 | |
| 2015-09-30 | 1419 | $228.4M | 20 | |
| 2015-06-30 | 1416 | $257.8M | 16 | |
| 2015-03-31 | 1443 | $239.6M | 0 |
Integrated Wealth Management's most significant position changes for 2017-03-31: Sold out: Target CORP (TGT); New buy: Ishares Msci USA Min Vol Fac (USMV); New buy: Enbridge INC (ENB); Sold out: ; New buy: Global Net Lease INC (GNL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +0.5% | +4.79% | Add |
| 2 | FNX | First Trust Mid Cap Core Alp | +0.3% | +252.40% | Add |
| 3 | PM | Philip Morris International | +0.3% | +0.45% | Add |
| 4 | VWO | Vanguard Ftse Emerging Marke | +0.3% | +13.59% | Add |
| 5 | VCSH | Vanguard S/t CORP Bond ETF | +0.3% | +72.55% | Add |
| 6 | VEA | Vanguard Ftse Developed ETF | +0.2% | +18.52% | Add |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | +23.81% | Add |
| 8 | IVV | Ishares Core S&p 500 ETF | +0.2% | +20.73% | Add |
| 9 | VO | Vanguard Mid-cap ETF | +0.2% | +23.91% | Add |
| 10 | VYM | Vanguard High Dvd Yield ETF | +0.1% | +22.16% | Add |
| 11 | CORP | Pimco Inv Grade CORP Bd ETF | +0.1% | +43.84% | Add |
| 12 | MGK | Vanguard Mega Cap Growth ETF | +0.1% | +9.28% | Add |
| 13 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +50.96% | Add |
| 14 | AG | First Majestic Silver CORP | +0.1% | +365.00% | Add |
| 15 | ✓ | +0.1% | +5.51% | Add | |
| 16 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +0.1% | +18.89% | Add |
| 17 | VOO | Vanguard S&p 500 ETF | +0.1% | +11.96% | Add |
| 18 | VB | Vanguard Small-cap ETF | +0.1% | +20.10% | Add |
| 19 | SCHE | Schwab Emrg Mrkts Eqty ETF | +0.1% | +21.14% | Add |
| 20 | SCHB | Schwab US Broad Market ETF | +0.1% | +18.29% | Add |
| 21 | IWM | Ishares Russell 2000 ETF | +0.1% | +22.68% | Add |
| 22 | META | Meta Platforms Inc-class A | +0.1% | -2.46% | Trim |
| 23 | FEX | First Trust Large Cap Core A | +0.1% | +13.01% | Add |
| 24 | SPGI | S&p Global INC | +0.1% | — | Unchanged |
| 25 | SCHF | Schwab Intl Equity ETF | +0.1% | +16.89% | Add |
| 26 | VCIT | Vanguard Int-term Corporate | 0% | +13.75% | Add |
| 27 | PFF | Ishares Preferred & Income S | — | +7.09% | Add |
| 28 | JNJ | Johnson & Johnson | 0% | +1.05% | Add |
| 29 | MO | Altria Group INC | -0.1% | +0.82% | Add |
| 30 | PG | Procter & Gamble Co/the | -0.1% | +0.27% | Add |
| 31 | MUB | Ishares National Muni Bond E | -0.2% | -23.67% | Trim |
| 32 | UPS | United Parcel Service-cl B | -0.3% | +1.10% | Add |
| 33 | CVX | Chevron CORP | -0.3% | +1.42% | Add |
| 34 | XOM | Exxon Mobil CORP | -0.4% | +3.25% | Add |
| 35 | TGT | Target CORP | — | EXIT | Sold out |
| 36 | USMV | Ishares Msci USA Min Vol Fac | — | NEW | New buy |
| 37 | ENB | Enbridge INC | — | NEW | New buy |
| 38 | ✓ | — | EXIT | Sold out | |
| 39 | GNL | Global Net Lease INC | — | NEW | New buy |
| 40 | AMGN | Amgen INC | — | NEW | New buy |
| 41 | PAYX | Paychex INC | — | EXIT | Sold out |
| 42 | GNL | Global Net Lease, Inc. | — | EXIT | Sold out |
| 43 | SCHD | Schwab U.S. Dividend Equity ETF | — | NEW | New buy |
| 44 | IEFA | Ishares Core Msci Eafe ETF | — | NEW | New buy |
| 45 | BANC | Banc Of California INC | — | EXIT | Sold out |
| 46 | LBEUR | L Brands INC | — | EXIT | Sold out |
| 47 | IWB | Ishares Russell 1000 ETF | — | NEW | New buy |
| 48 | MDT | Medtronic plc | — | NEW | New buy |
| 49 | ACWV | Ishares Msci Global Min Vol | — | NEW | New buy |
| 50 | PSA | Public Storage | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2017-03-31 | 2017-04-14 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-06 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-21 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-01 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-22 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-25 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-13 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-17 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-27 | 13F-HR | View on EDGAR |
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