GC
Guardian Capital, LLC SEC 13F Disclosure Analysis
Guardian Capital, LLCCIK: 0002083963
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$104.5M
Reporting period: 2026-03-31 · Number of holdings: 81
Guardian Capital, LLC disclosed 81 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $104.5M and a quarterly turnover rate of 60.8%.
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Personality snowflake
- Concentration
- 12.26
- Portfolio Stability
- 60.84
- Momentum/Contrarian
- 100
- Sector conviction
- 62.51
- Diversification
- 100
- Sizing Uniformity
- 87.75
Guardian Capital, LLC's disclosed holdings carry a Herfindahl concentration index of 0.031 — mathematically equivalent to about 33 equally-sized positions, well below its 81 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.23), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Recent moves
Add SMH
+99.0% $4.8M
Add CWB
+224.3% $2.9M
Add GLD
+112.4% $2.6M
Trim NVDA
-33.1% -$2.8M
Add OCTW
+84.3% $1.7M
Add JANW
+82.3% $1.7M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SMH | Vaneck Semiconductor ETF | ETF-Other | 8.61% | +4.81% | +98.99% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 6.44% | -0.55% | -8.13% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 4.47% | -2.22% | -33.05% | |
| 4 | GLD | Spdr Gold Shares | ETF-Commodities | 4.46% | +2.65% | +112.44% | |
| 5 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 3.91% | +2.81% | +224.32% | |
| 6 | RPG | Invesco S&p 500 Pure Growth | ETF-Large Cap & Growth | 3.78% | +3.78% | NEW | |
| 7 | OCTW | Alianzim US Eq Bfr20 Oct-usd | ETF-Other | 3.66% | +1.77% | +84.25% | |
| 8 | JANW | Alianzim US Eq Bfr20 Jan-usd | ETF-Other | 3.63% | +1.74% | +82.27% | |
| 9 | APRW | Allinzim US Eq Bfr20 Apr-usd | ETF-Other | 3.58% | +1.69% | +74.99% | |
| 10 | JULW | Alianzim US Eq Bfr20 Jul-usd | ETF-Other | 3.53% | +1.64% | +76.32% | |
| 11 | AAPL | Apple INC | Stock-Tech | 3.35% | -1.51% | -30.83% | |
| 12 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 2.57% | +2.57% | NEW | |
| 13 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.11% | -0.71% | -22.37% | |
| 14 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 2.05% | -0.22% | -26.87% | |
| 15 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.98% | -0.58% | -21.74% | |
| 16 | HD | Home Depot INC | Stock-Consumer Disc | 1.96% | -0.47% | -20.99% | |
| 17 | AVGO | Broadcom INC | Stock-Tech | 1.79% | -1.40% | -41.45% | |
| 18 | WM | Waste Management INC | Stock-Industrials | 1.66% | -0.43% | -28.74% | |
| 19 | WMT | Walmart INC | Stock-Consumer Staples | 1.57% | — | -20.28% | |
| 20 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.53% | -0.53% | -29.80% | |
| 21 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.51% | -1.17% | -39.23% | |
| 22 | DBMF | Imgp Dbi Managed Futures Str | ETF-Other | 1.37% | +0.93% | +170.63% | |
| 23 | MSFT | Microsoft CORP | Stock-Tech | 1.36% | -1.00% | -29.36% | |
| 24 | VTV | Vanguard Value ETF | ETF-Other | 1.24% | +0.56% | +67.74% | |
| 25 | MA | Mastercard INC - A | Stock-Financials | 1.02% | -0.60% | -32.48% | |
| 26 | AIRR | First Trust Rba American Ind | ETF-Other | 1.00% | — | +8.20% | |
| 27 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.95% | -0.78% | -37.65% | |
| 28 | V | Visa Inc-class A Shares | Stock-Financials | 0.94% | -0.70% | -37.57% | |
| 29 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 0.92% | — | -25.61% | |
| 30 | CW | Curtiss-wright CORP | Stock-Industrials | 0.88% | — | — | |
| 31 | DKS | Dick's Sporting Goods INC | Stock-Consumer Disc | 0.87% | -0.30% | -30.40% | |
| 32 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.84% | — | +14.47% | |
| 33 | PPA | Invesco Aerospace & Defense | ETF-Other | 0.84% | +0.33% | +46.17% | |
| 34 | XLK | Ss Technology Select Sector | ETF-Tech | 0.80% | — | -10.59% | |
| 35 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 0.77% | — | -13.83% | |
| 36 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 0.72% | -0.27% | -26.99% | |
| 37 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.72% | — | +4.40% | |
| 38 | SPBU | Allizim Buf15 Uncpd Aloc ETF | ETF-Other | 0.66% | +0.34% | +99.02% | |
| 39 | VHT | Vanguard Health Care ETF | ETF-Other | 0.66% | -0.47% | -42.23% | |
| 40 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 0.64% | +0.64% | NEW | |
| 41 | NFLX | Netflix INC | Stock-Comm Services | 0.64% | — | -26.59% | |
| 42 | IYY | Ishares Dow Jones U.s. ETF | ETF-Other | 0.61% | — | -15.93% | |
| 43 | GEV | GE Vernova INC | Stock-Industrials | 0.55% | — | -17.43% | |
| 44 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.54% | — | +3.89% | |
| 45 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.53% | +0.53% | NEW | |
| 46 | HWM | Howmet Aerospace INC | Stock-Industrials | 0.52% | — | — | |
| 47 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.52% | — | -22.64% | |
| 48 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.50% | -0.51% | -51.76% | |
| 49 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.49% | — | +28.42% | |
| 50 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.47% | — | -14.93% |
1–50 of 81
Portfolio Performance
Performance for Q3 2026
+1.2%
Performance Last 4 Quarters
+6.8%
Based on 5 months of available history
Based on 81% of reported portfolio value with available pricing
- Stdev
- +21.6%
- Beta
- +1
- Alpha
- -4.6%
- Max Drawdown
- -3.1%
- Annualized Perf
- +17.2%
- Batting Avg vs S&P
- +60%
- Sortino
- +2.04
- Stutzer
- —
- Treynor
- +0.18
- Sterling
- —
- Calmar
- +5.51
- Information Ratio
- -0.91
- Tracking Error
- +5%
- Stdev Down
- +8.7%
- Winning Months %
- +60%
- Losing Months %
- +40%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.3
- Sharpe
- +0.82
- Stdev Sectors
- +10.2%
- Skewness
- +0.57
- Kurtosis
- -1.05
- Upside Potential
- +4.19
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Guardian Capital, LLC's most significant position changes for 2026-03-31: New buy: Invesco S&p 500 Pure Growth (RPG); Sold out: Invesco S&p 500 Garp ETF (SPGP); Sold out: Ishares Gold Trust (IAU); New buy: Ishares Msci USA Momentum Fa (MTUM); Sold out: First Trust Water ETF (FIW).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SMH | Vaneck Semiconductor ETF | +4.8% | +98.99% | Add |
| 2 | CWB | Ss Spdr Bb Conv Sec ETF | +2.8% | +224.32% | Add |
| 3 | GLD | Spdr Gold Shares | +2.7% | +112.44% | Add |
| 4 | OCTW | Alianzim US Eq Bfr20 Oct-usd | +1.8% | +84.25% | Add |
| 5 | JANW | Alianzim US Eq Bfr20 Jan-usd | +1.7% | +82.27% | Add |
| 6 | APRW | Allinzim US Eq Bfr20 Apr-usd | +1.7% | +74.99% | Add |
| 7 | JULW | Alianzim US Eq Bfr20 Jul-usd | +1.6% | +76.32% | Add |
| 8 | DBMF | Imgp Dbi Managed Futures Str | +0.9% | +170.63% | Add |
| 9 | VTV | Vanguard Value ETF | +0.6% | +67.74% | Add |
| 10 | SPBU | Allizim Buf15 Uncpd Aloc ETF | +0.3% | +99.02% | Add |
| 11 | PPA | Invesco Aerospace & Defense | +0.3% | +46.17% | Add |
| 12 | COST | Costco Wholesale CORP | -0.2% | -26.87% | Trim |
| 13 | CB | Chubb Limited | -0.3% | -48.92% | Trim |
| 14 | SPMO | Invesco S&p 500 Momentum ETF | -0.3% | -26.99% | Trim |
| 15 | DKS | Dick's Sporting Goods INC | -0.3% | -30.40% | Trim |
| 16 | TSLA | Tesla INC | -0.3% | -35.17% | Trim |
| 17 | MCD | Mcdonald's CORP | -0.3% | -51.88% | Trim |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | -0.3% | -44.17% | Trim |
| 19 | WM | Waste Management INC | -0.4% | -28.74% | Trim |
| 20 | HD | Home Depot INC | -0.5% | -20.99% | Trim |
| 21 | VHT | Vanguard Health Care ETF | -0.5% | -42.23% | Trim |
| 22 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.5% | -51.76% | Trim |
| 23 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | -0.5% | -29.80% | Trim |
| 24 | QQQ | Invesco Qqq Trust Series 1 | -0.6% | -8.13% | Trim |
| 25 | VGT | Vanguard Info Tech ETF | -0.6% | -21.74% | Trim |
| 26 | MA | Mastercard INC - A | -0.6% | -32.48% | Trim |
| 27 | V | Visa Inc-class A Shares | -0.7% | -37.57% | Trim |
| 28 | AMZN | Amazon.com INC | -0.7% | -22.37% | Trim |
| 29 | PLTR | Palantir Technologies Inc-a | -0.8% | -37.65% | Trim |
| 30 | UNH | Unitedhealth Group INC | -0.8% | -67.55% | Trim |
| 31 | MSFT | Microsoft CORP | -1% | -29.36% | Trim |
| 32 | META | Meta Platforms Inc-class A | -1.2% | -39.23% | Trim |
| 33 | AVGO | Broadcom INC | -1.4% | -41.45% | Trim |
| 34 | AAPL | Apple INC | -1.5% | -30.83% | Trim |
| 35 | NVDA | Nvidia CORP | -2.2% | -33.05% | Trim |
| 36 | RPG | Invesco S&p 500 Pure Growth | — | NEW | New buy |
| 37 | SPGP | Invesco S&p 500 Garp ETF | — | EXIT | Sold out |
| 38 | IAU | Ishares Gold Trust | — | EXIT | Sold out |
| 39 | MTUM | Ishares Msci USA Momentum Fa | — | NEW | New buy |
| 40 | FIW | First Trust Water ETF | — | EXIT | Sold out |
| 41 | TMUS | T-mobile US INC | — | EXIT | Sold out |
| 42 | COWZ | Pacer US Cash Cows 100 ETF | — | NEW | New buy |
| 43 | WCN | Waste Connections INC | — | EXIT | Sold out |
| 44 | FLOT | Ishares Floating Rate Bond E | — | NEW | New buy |
| 45 | SOFI | Sofi Technologies INC | — | EXIT | Sold out |
| 46 | PYPL | Paypal Holdings INC | — | EXIT | Sold out |
| 47 | ABT | Abbott Laboratories | — | EXIT | Sold out |
| 48 | PFF | Ishares Preferred & Income S | — | NEW | New buy |
| 49 | INTU | Intuit INC | — | EXIT | Sold out |
| 50 | HEFA | Isha Curr Hedged Msci Eafe | — | NEW | New buy |
Filing History
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-11 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-05 | 13F-HR | View on EDGAR |
FAQ
What is Guardian Capital, LLC and what type of investor is it?
Guardian Capital, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $104.5M, spread across 81 disclosed positions.
What are Guardian Capital, LLC's largest equity positions?
Based on the latest 13F filing, Guardian Capital, LLC's top holdings by market value are:
1. Vaneck Semiconductor ETF (SMH) — $9.0M (8.6%)
2. Invesco Qqq Trust Series 1 (QQQ) — $6.7M (6.4%)
3. Nvidia CORP (NVDA) — $4.7M (4.5%)
4. Spdr Gold Shares (GLD) — $4.7M (4.5%)
5. Ss Spdr Bb Conv Sec ETF (CWB) — $4.1M (3.9%)
What changes did Guardian Capital, LLC make in its most recent portfolio filing?
In the latest reported quarter, Guardian Capital, LLC made 50 notable position adjustments: 6 new positions were initiated, 11 existing holdings were added to, 24 positions were partially reduced, and 9 were completely exited. The largest of these moves: New buy: Invesco S&p 500 Pure Growth (RPG); Sold out: Invesco S&p 500 Garp ETF (SPGP); Sold out: Ishares Gold Trust (IAU); New buy: Ishares Msci USA Momentum Fa (MTUM); Sold out: First Trust Water ETF (FIW)
What sectors does Guardian Capital, LLC focus on?
Guardian Capital, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 35.9%
• Consumer Discretionary: 18.1%
• Industrials: 12.5%
• Consumer Staples: 11.3%
• Financials: 9.5%
• Communication Services: 9.3%
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