CIK: 0001528086
Total reported value
$916.3M
Reporting period: 2015-09-30 · Number of holdings: 66
Good Harbor Financial, LLC disclosed 66 holdings in its latest 13F filing for the period ending 2015-09-30, with total reported value of $916.3M and a quarterly turnover rate of 177.8%.
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Good Harbor Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.645 — mathematically equivalent to about 2 equally-sized positions, well below its 66 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 6.50), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SHY
+32083.9% $732.2M
Trim IWM
-99.9% -$428.0M
Trim IJH
-99.9% -$425.0M
Trim AMLPUSD
-61.7% -$9.8M
Trim WMB
-30.3% -$5.5M
Add 38489R605
+81.3% $2.7M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 80.15% | +79.95% | +32083.89% | |
| 2 | UST | Proshares Ultra 7-10 Year Tr | ETF-Other | 4.07% | +4.07% | NEW | |
| 3 | LXPUSD | Lxp Industrial Trust | Stock-Other | 1.03% | +0.10% | -5.26% | |
| 4 | STWD | Starwood Property Trust INC | Stock-Real Estate | 1.03% | -0.23% | -29.87% | |
| 5 | WPC | Wp Carey INC | Stock-Real Estate | 0.90% | -0.18% | -30.55% | |
| 6 | HPTUSD | Hospitality Properties Trust | Stock-Other | 0.80% | — | +7.89% | |
| 7 | ✓ | Gramercy Property Trust | Stock-Other | 0.79% | +0.39% | +81.27% | |
| 8 | ✓ | NorthStar Realty Finance Corp | Stock-Other | 0.73% | -0.08% | -4.48% | |
| 9 | RHP | Ryman Hospitality Properties | Stock-Real Estate | 0.59% | -0.16% | -30.65% | |
| 10 | MAA | Mid-america Apartment Comm | Stock-Real Estate | 0.57% | -0.03% | -30.63% | |
| 11 | VTR | Ventas INC | Stock-Real Estate | 0.54% | — | +14.98% | |
| 12 | BXMT | Blackstone Mortgage Tru-cl A | Stock-Real Estate | 0.52% | +0.52% | NEW | |
| 13 | HRUSD | Healthcare Realty Trust INC | Stock-Other | 0.51% | +0.51% | NEW | |
| 14 | PLMKW | Plum Acquisition Corp. IV | Stock-Other | 0.49% | -0.10% | -30.63% | |
| 15 | WMB | Williams Cos INC | Stock-Energy | 0.49% | -0.40% | -30.30% | |
| 16 | STAG | Stag Industrial INC | Stock-Real Estate | 0.48% | +0.48% | NEW | |
| 17 | AMLPUSD | Alerian Mlp ETF | ETF-Other | 0.47% | -0.79% | -61.72% | |
| 18 | ARE | Alexandria Real Estate Equit | Stock-Real Estate | 0.46% | +0.46% | NEW | |
| 19 | ✓ | Spirit Realty Capital Inc | Stock-Other | 0.45% | -0.11% | -30.59% | |
| 20 | OHI | Omega Healthcare Investors | Stock-Real Estate | 0.43% | -0.07% | -30.46% | |
| 21 | BCS | Barclays PLC | Stock-Financials | 0.43% | -0.05% | -22.56% | |
| 22 | ✓ | Lasalle Hotel Pptys | Stock-Other | 0.41% | -0.19% | -30.48% | |
| 23 | ✓ | Stock-Other | 0.31% | -0.04% | -14.58% | ||
| 24 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.28% | +0.11% | +44.46% | |
| 25 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 0.26% | +0.12% | +51.59% | |
| 26 | STNE | StoneCo Ltd. | Stock-Other | 0.19% | +0.19% | NEW | |
| 27 | ✓ | Powershares ETF Tr Ii | ETF-Other | 0.15% | — | -18.35% | |
| 28 | ✓ | Powershares ETF Tr Ii | ETF-Other | 0.15% | — | -18.57% | |
| 29 | ✓ | Powershares Exchange | Stock-Other | 0.14% | -0.01% | -19.97% | |
| 30 | MSFT | Microsoft CORP | Stock-Tech | 0.14% | +0.14% | NEW | |
| 31 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.13% | +0.13% | NEW | |
| 32 | VXF | Vanguard Extended Market ETF | ETF-Other | 0.12% | -0.02% | -17.87% | |
| 33 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 0.12% | — | -9.69% | |
| 34 | CAPEUSD | Barclays Etn+ Shiller Cape | ETF-Other | 0.12% | -0.07% | -42.86% | |
| 35 | FV | First Trust Dw Focus 5 Fund | ETF-Other | 0.12% | +0.12% | NEW | |
| 36 | FPX | First Trust US Equity Opport | ETF-Other | 0.12% | -0.01% | -19.02% | |
| 37 | ✓ | Stock-Other | 0.12% | — | -19.91% | ||
| 38 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.08% | — | +7.33% | |
| 39 | ORCL | Oracle CORP | Stock-Tech | 0.08% | +0.08% | NEW | |
| 40 | ✓ | Invesco S&p 500 Downsidehedged ETF | ETF-Large Cap & Growth | 0.08% | -0.07% | -52.39% | |
| 41 | PM | Philip Morris International | Stock-Consumer Staples | 0.08% | — | +8.91% | |
| 42 | NTRS | Northern Trust CORP | Stock-Financials | 0.07% | — | — | |
| 43 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 0.07% | — | -4.71% | |
| 44 | AAPL | Apple INC | Stock-Tech | 0.05% | +0.05% | NEW | |
| 45 | ADBE | Adobe INC | Stock-Tech | 0.05% | +0.05% | NEW | |
| 46 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.05% | -38.20% | -99.87% | |
| 47 | CRM | Salesforce INC | Stock-Tech | 0.05% | +0.05% | NEW | |
| 48 | ✓ | Google INC Class C | Stock-Other | 0.05% | +0.05% | NEW | |
| 49 | IBM | Intl Business Machines CORP | Stock-Tech | 0.04% | +0.04% | NEW | |
| 50 | GOOG | Alphabet A | Stock-Comm Services | 0.04% | +0.04% | NEW |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2015-09-30 | 66 | $916.3M | 100 | |
| 2015-06-30 | 49 | $1.1B | 56 | |
| 2015-03-31 | 55 | $1.5B | 71 | |
| 2014-12-31 | 56 | $2.5B | 92 | |
| 2014-09-30 | 57 | $4.3B | 62 | |
| 2014-06-30 | 54 | $6.8B | 100 | |
| 2014-03-31 | 44 | $7.2B | 100 | |
| 2013-12-31 | 44 | $6.8B | 100 | |
| 2013-09-30 | 38 | $5.1B | 100 | |
| 2013-06-30 | 24 | $4.0B | 0 |
Good Harbor Financial, LLC's most significant position changes for 2015-09-30: New buy: Proshares Ultra 7-10 Year Tr (UST); Sold out: Proshares Ultra Russell2000 (UWM); Sold out: Proshares Ultra Midcap400 (MVV); Sold out: TransCanada PipeLines Limited 6 (TCPA); Sold out: Occidental Petroleum CORP (OXY).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SHY | Ishares 1-3 Year Treasury Bo | +80% | +32083.89% | Add |
| 2 | ✓ | Gramercy Property Trust | +0.4% | +81.27% | Add |
| 3 | TOTL | Ss Doubleline Tr Tact ETF | +0.1% | +51.59% | Add |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +44.46% | Add |
| 5 | LXPUSD | Lxp Industrial Trust | +0.1% | -5.26% | Trim |
| 6 | FPX | First Trust US Equity Opport | 0% | -19.02% | Trim |
| 7 | ✓ | Powershares Exchange | 0% | -19.97% | Trim |
| 8 | VXF | Vanguard Extended Market ETF | 0% | -17.87% | Trim |
| 9 | MAA | Mid-america Apartment Comm | 0% | -30.63% | Trim |
| 10 | ✓ | 0% | -14.58% | Trim | |
| 11 | BCS | Barclays PLC | -0.1% | -22.56% | Trim |
| 12 | OHI | Omega Healthcare Investors | -0.1% | -30.46% | Trim |
| 13 | CAPEUSD | Barclays Etn+ Shiller Cape | -0.1% | -42.86% | Trim |
| 14 | ✓ | Invesco S&p 500 Downsidehedged ETF | -0.1% | -52.39% | Trim |
| 15 | ✓ | NorthStar Realty Finance Corp | -0.1% | -4.48% | Trim |
| 16 | PLMKW | Plum Acquisition Corp. IV | -0.1% | -30.63% | Trim |
| 17 | ✓ | Spirit Realty Capital Inc | -0.1% | -30.59% | Trim |
| 18 | RHP | Ryman Hospitality Properties | -0.2% | -30.65% | Trim |
| 19 | WPC | Wp Carey INC | -0.2% | -30.55% | Trim |
| 20 | ✓ | Lasalle Hotel Pptys | -0.2% | -30.48% | Trim |
| 21 | STWD | Starwood Property Trust INC | -0.2% | -29.87% | Trim |
| 22 | WMB | Williams Cos INC | -0.4% | -30.30% | Trim |
| 23 | AMLPUSD | Alerian Mlp ETF | -0.8% | -61.72% | Trim |
| 24 | IJH | Ishares Core S&p Midcap ETF | -38% | -99.94% | Trim |
| 25 | IWM | Ishares Russell 2000 ETF | -38.2% | -99.87% | Trim |
| 26 | UST | Proshares Ultra 7-10 Year Tr | — | NEW | New buy |
| 27 | UWM | Proshares Ultra Russell2000 | — | EXIT | Sold out |
| 28 | MVV | Proshares Ultra Midcap400 | — | EXIT | Sold out |
| 29 | TCPA | TransCanada PipeLines Limited 6 | — | EXIT | Sold out |
| 30 | OXY | Occidental Petroleum CORP | — | EXIT | Sold out |
| 31 | ✓ | — | EXIT | Sold out | |
| 32 | TCO | Taubman Centers INC | — | EXIT | Sold out |
| 33 | PGFUSD | Pengrowth Energy CORP | — | EXIT | Sold out |
| 34 | BXMT | Blackstone Mortgage Tru-cl A | — | NEW | New buy |
| 35 | HRUSD | Healthcare Realty Trust INC | — | NEW | New buy |
| 36 | STAG | Stag Industrial INC | — | NEW | New buy |
| 37 | ARE | Alexandria Real Estate Equit | — | NEW | New buy |
| 38 | PENN | PENN Entertainment, Inc. | — | EXIT | Sold out |
| 39 | STNE | StoneCo Ltd. | — | NEW | New buy |
| 40 | SCHD | Schwab U.S. Dividend Equity ETF | — | EXIT | Sold out |
| 41 | MSFT | Microsoft CORP | — | NEW | New buy |
| 42 | MTUM | Ishares Msci USA Momentum Fa | — | NEW | New buy |
| 43 | FV | First Trust Dw Focus 5 Fund | — | NEW | New buy |
| 44 | ORCL | Oracle CORP | — | NEW | New buy |
| 45 | AAPL | Apple INC | — | NEW | New buy |
| 46 | ADBE | Adobe INC | — | NEW | New buy |
| 47 | CRM | Salesforce INC | — | NEW | New buy |
| 48 | ✓ | Google INC Class C | — | NEW | New buy |
| 49 | IBM | Intl Business Machines CORP | — | NEW | New buy |
| 50 | GOOG | Alphabet A | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2015-09-30 | 2015-11-13 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-12 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-12 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-12 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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