CIK: 0001315785
Total reported value
$1.8B
Reporting period: 2026-03-31 · Number of holdings: 794
Essex Financial Services, Inc. disclosed 794 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.8B and a quarterly turnover rate of 13.4%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "E"
Essex Financial Services, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.009 — mathematically equivalent to about 110 equally-sized positions, well below its 794 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.50), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 34% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim MSFT
+1.1% -$11.4M
Add TPL
+5.1% $9.6M
Add XOM
+0.2% $6.8M
Trim AAPL
+0.5% -$5.4M
Trim QQQ
-0.0% -$3.7M
Trim VOOG
-0.5% -$3.5M
Showing top 200 holdings (of 794 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 4.61% | -0.37% | +0.50% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.21% | -0.25% | -0.04% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 2.19% | -0.68% | +1.10% | |
| 4 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 2.05% | -0.23% | -0.53% | |
| 5 | GLD | Spdr Gold Shares | ETF-Commodities | 1.92% | +0.07% | -2.99% | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 1.81% | -0.13% | +1.11% | |
| 7 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.80% | -0.21% | -0.74% | |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.72% | -0.14% | -1.43% | |
| 9 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.44% | -0.08% | +0.79% | |
| 10 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.43% | +0.04% | +0.58% | |
| 11 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 1.40% | +0.17% | +17.07% | |
| 12 | XOM | Exxon Mobil CORP | Stock-Energy | 1.31% | +0.37% | +0.18% | |
| 13 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.31% | -0.13% | +2.31% | |
| 14 | TPL | Texas Pacific Land CORP | Stock-Energy | 1.27% | +0.53% | +5.08% | |
| 15 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.20% | -0.22% | +0.03% | |
| 16 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 1.06% | -0.06% | -0.42% | |
| 17 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.06% | -0.12% | -0.87% | |
| 18 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.02% | +0.13% | +15.75% | |
| 19 | VTV | Vanguard Value ETF | ETF-Other | 0.95% | — | +1.32% | |
| 20 | RECS | Columbia Resear Enh Cor ETF | ETF-Other | 0.92% | +0.09% | +18.23% | |
| 21 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.90% | — | +0.19% | |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.89% | -0.07% | -1.39% | |
| 23 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.84% | +0.11% | -0.98% | |
| 24 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.83% | -0.10% | -1.21% | |
| 25 | PHYS | Sprott Physical Gold Trust | Stock-Other | 0.81% | +0.05% | +0.69% | |
| 26 | RTX | Rtx CORP | Stock-Industrials | 0.79% | — | +0.08% | |
| 27 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 0.74% | +0.06% | +7.82% | |
| 28 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.73% | — | -0.26% | |
| 29 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 0.68% | — | +1.30% | |
| 30 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.66% | — | -0.78% | |
| 31 | CGDV | Cap Group Dividend Value | ETF-Other | 0.64% | — | +4.06% | |
| 32 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.64% | — | +2.04% | |
| 33 | TSLA | Tesla INC | Stock-Consumer Disc | 0.58% | -0.13% | -0.27% | |
| 34 | SPHQ | Invesco S&p 500 Quality ETF | ETF-Large Cap & Growth | 0.58% | — | +3.70% | |
| 35 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.57% | — | -4.62% | |
| 36 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.56% | +0.08% | +14.19% | |
| 37 | CODI | Compass Diversified Holdings | Stock-Other | 0.55% | +0.21% | -0.38% | |
| 38 | CGUS | Cap Group Core Equity | ETF-Other | 0.55% | — | +1.73% | |
| 39 | VUG | Vanguard Growth ETF | ETF-Other | 0.54% | -0.08% | +0.19% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.54% | +0.14% | +0.96% | |
| 41 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 0.51% | — | +7.64% | |
| 42 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.51% | -0.07% | +3.76% | |
| 43 | CAT | Caterpillar INC | Stock-Industrials | 0.51% | +0.09% | -0.49% | |
| 44 | BILZ | Pimco Ultra Shrt Govt Active | ETF-Other | 0.50% | — | +8.06% | |
| 45 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.48% | — | -2.08% | |
| 46 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.46% | — | -0.58% | |
| 47 | IBM | Intl Business Machines CORP | Stock-Tech | 0.46% | -0.10% | +0.42% | |
| 48 | ABBV | Abbvie INC | Stock-Healthcare | 0.46% | — | +0.05% | |
| 49 | TCAF | T Rowe Prc Cap Appreciation | ETF-Other | 0.45% | — | +3.58% | |
| 50 | GE | General Electric | Stock-Industrials | 0.45% | — | +0.67% |
Performance for Q3 2026
+3%
Performance Last 4 Quarters
+23.1%
Based on 75% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 794 | $1.8B | 13 | |
| 2025-12-31 | 784 | $1.8B | 12 | |
| 2025-09-30 | 748 | $1.7B | 27 | |
| 2025-06-30 | 688 | $1.5B | 0 | |
| 2025-03-31 | 631 | $1.4B | 100 | |
| 2024-12-31 | 630 | $1.4B | 0 | |
| 2024-09-30 | 624 | $1.4B | 0 | |
| 2024-06-30 | 612 | $1.3B | 0 | |
| 2024-03-31 | 544 | $1.1B | 0 | |
| 2023-12-31 | 510 | $967.3M | 0 | |
| 2023-09-30 | 472 | $863.8M | 0 | |
| 2023-06-30 | 474 | $879.5M | 0 | |
| 2023-03-31 | 496 | $949.9M | 0 | |
| 2022-12-31 | 475 | $943.6M | 0 | |
| 2022-09-30 | 455 | $839.1M | 0 | |
| 2022-06-30 | 478 | $898.3M | 0 | |
| 2022-03-31 | 495 | $1.0B | 0 | |
| 2021-12-31 | 495 | $1.0B | 0 | |
| 2021-09-30 | 462 | $874.7M | 0 | |
| 2021-06-30 | 465 | $690.4M | 89 | |
| 2021-03-31 | 350 | $557.6M | 21 | |
| 2020-12-31 | 326 | $505.2M | 25 | |
| 2020-09-30 | 285 | $407.2M | 27 | |
| 2020-06-30 | 241 | $324.4M | 25 | |
| 2020-03-31 | 246 | $280.5M | 37 | |
| 2019-12-31 | 271 | $362.5M | 22 | |
| 2019-09-30 | 251 | $310.2M | 22 | |
| 2019-06-30 | 243 | $338.8M | 12 | |
| 2019-03-31 | 237 | $330.9M | 17 | |
| 2018-12-31 | 250 | $326.7M | 36 | |
| 2018-09-30 | 293 | $454.2M | 14 | |
| 2018-06-30 | 279 | $415.1M | 34 | |
| 2018-03-31 | 356 | $509.9M | 33 | |
| 2017-12-31 | 283 | $420.7M | 12 | |
| 2017-09-30 | 283 | $407.3M | 32 | |
| 2017-06-30 | 350 | $474.4M | 22 | |
| 2017-03-31 | 326 | $435.2M | 18 | |
| 2016-12-31 | 324 | $466.3M | 18 | |
| 2016-09-30 | 307 | $420.2M | 13 | |
| 2016-06-30 | 305 | $413.4M | 13 | |
| 2016-03-31 | 311 | $403.8M | 14 | |
| 2015-12-31 | 322 | $416.5M | 19 | |
| 2015-09-30 | 323 | $384.9M | 18 | |
| 2015-06-30 | 329 | $388.3M | 13 | |
| 2015-03-31 | 324 | $389.2M | 15 | |
| 2014-12-31 | 322 | $384.2M | 21 | |
| 2014-09-30 | 299 | $334.6M | 10 | |
| 2014-06-30 | 303 | $334.0M | 14 | |
| 2014-03-31 | 287 | $306.2M | 14 | |
| 2013-12-31 | 281 | $295.7M | 33 | |
| 2013-09-30 | 261 | $318.3M | 30 | |
| 2013-06-30 | 267 | $286.0M | 0 |
Essex Financial Services, Inc.'s most significant position changes for 2026-03-31: New buy: Hedgeye Fourth Turning ETF (HEFT); New buy: AstraZeneca PLC (AZN); Sold out: Astrazeneca Plc-spons Adr (AZNN); Add: Microsoft CORP (MSFT) — shares +1.10%; Add: Texas Pacific Land CORP (TPL) — shares +5.08%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | TPL | Texas Pacific Land CORP | +0.5% | +5.08% | Add |
| 2 | XOM | Exxon Mobil CORP | +0.4% | +0.18% | Add |
| 3 | INFL | Horizon Kinetics Infl Benef | +0.2% | +332.14% | Add |
| 4 | CODI | Compass Diversified Holdings | +0.2% | -0.38% | Trim |
| 5 | VYMI | Vanguard Int High Dvd Yld In | +0.2% | +76.65% | Add |
| 6 | PYLD | Pimco Multisector Bond Actv | +0.2% | +17.07% | Add |
| 7 | JCPB | Jpmorgan Core Plus Bond ETF | +0.2% | +74.12% | Add |
| 8 | CVX | Chevron CORP | +0.1% | +0.96% | Add |
| 9 | JPST | Jpmorgan Ultra-short Income | +0.1% | +15.75% | Add |
| 10 | JNJ | Johnson & Johnson | +0.1% | -0.98% | Trim |
| 11 | GEV | GE Vernova INC | +0.1% | +4.45% | Add |
| 12 | RECS | Columbia Resear Enh Cor ETF | +0.1% | +18.23% | Add |
| 13 | FEOE | First Eagle Overseas Eq ETF | +0.1% | +70.36% | Add |
| 14 | CGBL | Cap Group Core Balanced | +0.1% | +32.79% | Add |
| 15 | CAT | Caterpillar INC | +0.1% | -0.49% | Trim |
| 16 | PMBS | Pimco Mbs Active ETF | +0.1% | +38.95% | Add |
| 17 | VEA | Vanguard Ftse Developed ETF | +0.1% | +14.19% | Add |
| 18 | GLD | Spdr Gold Shares | +0.1% | -2.99% | Trim |
| 19 | TBUX | T Rowe Price Ultra Short-ter | +0.1% | +65.83% | Add |
| 20 | PVAL | Putnam Focused Lrg Cap Value | +0.1% | +22.18% | Add |
| 21 | AMLP | Alerian Mlp ETF | +0.1% | +35.58% | Add |
| 22 | PRF | Invesco Rafi US 1000 ETF | +0.1% | +7.82% | Add |
| 23 | PHYS | Sprott Physical Gold Trust | +0.1% | +0.69% | Add |
| 24 | VYM | Vanguard High Dvd Yield ETF | 0% | +0.58% | Add |
| 25 | LMT | Lockheed Martin CORP | 0% | +0.77% | Add |
| 26 | ITOT | Ishares Core S&p Total U.s. | -0.1% | -0.42% | Trim |
| 27 | BX | Blackstone INC | -0.1% | -1.56% | Trim |
| 28 | META | Meta Platforms Inc-class A | -0.1% | +3.76% | Add |
| 29 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | -1.39% | Trim |
| 30 | ALAB | Astera Labs INC | -0.1% | +4.16% | Add |
| 31 | V | Visa Inc-class A Shares | -0.1% | -1.81% | Trim |
| 32 | ORCL | Oracle CORP | -0.1% | -6.28% | Trim |
| 33 | VUG | Vanguard Growth ETF | -0.1% | +0.19% | Add |
| 34 | IVV | Ishares Core S&p 500 ETF | -0.1% | +0.79% | Add |
| 35 | IBM | Intl Business Machines CORP | -0.1% | +0.42% | Add |
| 36 | GOOG | Alphabet Inc-cl C | -0.1% | -1.21% | Trim |
| 37 | JPM | Jpmorgan Chase & Co | -0.1% | -0.87% | Trim |
| 38 | TSLA | Tesla INC | -0.1% | -0.27% | Trim |
| 39 | AMZN | Amazon.com INC | -0.1% | +2.31% | Add |
| 40 | NVDA | Nvidia CORP | -0.1% | +1.11% | Add |
| 41 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -1.43% | Trim |
| 42 | GOOGL | Alphabet Inc-cl A | -0.2% | -0.74% | Trim |
| 43 | LLY | Eli Lilly & Co | -0.2% | +0.03% | Add |
| 44 | VOOG | Vanguard S&p 500 Growth ETF | -0.2% | -0.53% | Trim |
| 45 | QQQ | Invesco Qqq Trust Series 1 | -0.3% | -0.04% | Trim |
| 46 | AAPL | Apple INC | -0.4% | +0.50% | Add |
| 47 | MSFT | Microsoft CORP | -0.7% | +1.10% | Add |
| 48 | HEFT | Hedgeye Fourth Turning ETF | — | NEW | New buy |
| 49 | AZN | AstraZeneca PLC | — | NEW | New buy |
| 50 | AZNN | Astrazeneca Plc-spons Adr | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-24 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-10 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-07 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-16 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-25 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-29 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-24 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-09 | Amendment | View on EDGAR |
| 2024-06-30 | 2024-07-31 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-24 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-06 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-15 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-09 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-11 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-10 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-07 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-01 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-21 | Amendment | View on EDGAR |
| 2022-03-31 | 2022-04-21 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-10 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-30 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-11 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-05 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-10 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-06 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-15 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-30 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-04 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-30 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-02 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-07 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-05 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-07 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-03 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-07 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-03 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-07 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-08 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-31 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-10 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-28 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-11 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-05 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-06 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-28 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-07 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-07 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-31 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-29 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-08 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | Amendment | View on EDGAR |
| 2013-12-31 | 2014-02-11 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0000938592
Total reported value
$1.8B
250 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001767945
Total reported value
$1.8B
562 stks
2026-03-31
AUM within 0.1% of this institution
CIK 0000102212
Total reported value
$1.8B
444 stks
2026-03-31
AUM within 0.1% of this institution
Institutions with overlapping top holdings
CIK 0000046392
Total reported value
$319.8M
14,170 stks
2026-03-31
3 of the top 5 holdings overlap, including Apple INC
CIK 0000084616
Total reported value
$2.5B
504 stks
2026-06-30
3 of the top 5 holdings overlap, including Microsoft CORP
CIK 0000090108
Total reported value
$272.6M
283 stks
2026-03-31
3 of the top 5 holdings overlap, including Apple INC