CIK: 0001759545
Total reported value
$73.4M
Reporting period: 2020-12-31 · Number of holdings: 17
DWM Financial Group, Inc. disclosed 17 holdings in its latest 13F filing for the period ending 2020-12-31, with total reported value of $73.4M and a quarterly turnover rate of 19.2%.
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DWM Financial Group, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.089 — mathematically equivalent to about 11 equally-sized positions, close to its 17 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.73), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.1 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim IAUUSD
-25.8% -$1.6M
Add PRFZ
+2.0% $2.3M
Trim SCHP
-0.1% $55.0K
Trim VMBS
+0.7% $13.0K
Trim BSCMUSD
-0.3% -$26.0K
Trim BSCL
-0.0% -$19.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JPIN | JPM Diversified Ret Intl Eq | ETF-Other | 13.27% | +0.55% | +6.12% | |
| 2 | PRFZ | Inv Rafi US 1500 Sm-usd INC | ETF-Other | 13.26% | +1.70% | +2.02% | |
| 3 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 12.00% | -1.68% | -0.10% | |
| 4 | JHMM | John Hancock Multi Fact Mid | ETF-Other | 10.79% | +0.52% | +0.74% | |
| 5 | ARKK | Ark Innovation ETF | ETF-Other | 6.69% | +6.69% | NEW | |
| 6 | IAUUSD | Ishares Gold Trust | ETF-Commodities | 6.52% | -3.49% | -25.81% | |
| 7 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 6.23% | +0.25% | +5.83% | |
| 8 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 5.83% | -0.84% | +0.66% | |
| 9 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 5.13% | -0.69% | +0.52% | |
| 10 | BSCO | Invesco Bulletshares 2024 Cb | ETF-Other | 4.69% | -0.69% | -0.81% | |
| 11 | BSGT | Invesco Bulletshares 2029 Treasury Bond ETF | ETF-Gov Bonds | 4.66% | -0.69% | -0.69% | |
| 12 | BSCMUSD | Invesco Bulletshares 2022 Co | ETF-Other | 4.61% | -0.72% | -0.34% | |
| 13 | BSCL | Invesco Bulletshares 2021 Co | ETF-Other | 4.53% | -0.70% | -0.04% | |
| 14 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.58% | -0.02% | -3.40% | |
| 15 | FBNC | First Bancorp/nc | Stock-Other | 0.56% | +0.16% | — | |
| 16 | AAPL | Apple INC | Stock-Tech | 0.33% | +0.01% | — | |
| 17 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.31% | -0.04% | — |
Not enough priced holdings yet to compute performance
DWM Financial Group, Inc.'s most significant position changes for 2020-12-31: New buy: Ark Innovation ETF (ARKK); Sold out: Shopify INC - Class A (SHOP); Trim: Ishares Gold Trust (IAUUSD) — shares -25.81%; Add: Inv Rafi US 1500 Sm-usd INC (PRFZ) — shares +2.02%; Trim: Schwab U.s. Tips ETF (SCHP) — shares -0.10%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | PRFZ | Inv Rafi US 1500 Sm-usd INC | +1.7% | +2.02% | Add |
| 2 | JPIN | JPM Diversified Ret Intl Eq | +0.6% | +6.12% | Add |
| 3 | JHMM | John Hancock Multi Fact Mid | +0.5% | +0.74% | Add |
| 4 | QQQ | Invesco Qqq Trust Series 1 | +0.3% | +5.83% | Add |
| 5 | FBNC | First Bancorp/nc | +0.2% | — | Unchanged |
| 6 | AAPL | Apple INC | 0% | — | Unchanged |
| 7 | VTI | Vanguard Total Stock Mkt ETF | 0% | -3.40% | Trim |
| 8 | AMZN | Amazon.com INC | 0% | — | Unchanged |
| 9 | BNDX | Vanguard Total Intl Bond ETF | -0.7% | +0.52% | Add |
| 10 | BSGT | Invesco Bulletshares 2029 Treasury Bond ETF | -0.7% | -0.69% | Trim |
| 11 | BSCO | Invesco Bulletshares 2024 Cb | -0.7% | -0.81% | Trim |
| 12 | BSCL | Invesco Bulletshares 2021 Co | -0.7% | -0.04% | Trim |
| 13 | BSCMUSD | Invesco Bulletshares 2022 Co | -0.7% | -0.34% | Trim |
| 14 | VMBS | Vanguard Mortgage-backed Sec | -0.8% | +0.66% | Add |
| 15 | SCHP | Schwab U.s. Tips ETF | -1.7% | -0.10% | Trim |
| 16 | IAUUSD | Ishares Gold Trust | -3.5% | -25.81% | Trim |
| 17 | ARKK | Ark Innovation ETF | — | NEW | New buy |
| 18 | SHOP | Shopify INC - Class A | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2020-12-31 | 2021-02-12 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-06 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-19 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-13 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-14 | 13F-HR | View on EDGAR |
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