CIK: 0001453102
Total reported value
$196.7M
Reporting period: 2014-12-31 · Number of holdings: 183
Dominick & Dominick LLC disclosed 183 holdings in its latest 13F filing for the period ending 2014-12-31, with total reported value of $196.7M and a quarterly turnover rate of 32.9%.
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Dominick & Dominick LLC's disclosed holdings carry a Herfindahl concentration index of 0.013 — mathematically equivalent to about 79 equally-sized positions, well below its 183 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.15), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 50% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim AAPL
-92.4% -$12.6M
Add BAX
+631.7% $1.3M
Trim EMR
-51.0% -$1.1M
Add TD
+165.4% $829.0K
Add AXP
+177.7% $795.0K
Add UNP
+266.6% $723.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | Stock-Energy | 4.25% | +0.06% | -2.73% | |
| 2 | MRK | Merck & Co. INC. | Stock-Healthcare | 3.62% | +0.02% | -1.04% | |
| 3 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.15% | — | -0.84% | |
| 4 | UTXZ | United Tech CORP | Stock-Other | 2.49% | +0.38% | +2.20% | |
| 5 | TIFEUR | Tiffany & Co | Stock-Other | 2.33% | +0.35% | — | |
| 6 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 2.24% | -0.22% | -12.94% | |
| 7 | DIS | Walt Disney Co/the | Stock-Comm Services | 2.09% | +0.36% | +7.57% | |
| 8 | IBM | Intl Business Machines CORP | Stock-Tech | 2.08% | -0.35% | -4.21% | |
| 9 | DUK | Du Pont E I De Nemour&Co | Stock-Utilities | 1.94% | — | -0.96% | |
| 10 | WBA | Walgreens Boots Alliance INC | Stock-Other | 1.80% | +1.80% | NEW | |
| 11 | CVX | Chevron CORP | Stock-Energy | 1.77% | — | +8.65% | |
| 12 | BA | Boeing Co/the | Stock-Industrials | 1.62% | — | +4.60% | |
| 13 | SLB | Slb LTD | Stock-Energy | 1.48% | -0.27% | -4.76% | |
| 14 | ABBV | Abbvie INC | Stock-Healthcare | 1.44% | — | -1.03% | |
| 15 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 1.39% | — | — | |
| 16 | T | At&t INC | Stock-Comm Services | 1.36% | -0.10% | -8.03% | |
| 17 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.36% | — | -14.06% | |
| 18 | BAC | Bank Of America CORP | Stock-Financials | 1.29% | — | +9.78% | |
| 19 | CVS | Cvs Health CORP | Stock-Healthcare | 1.26% | +0.29% | +0.91% | |
| 20 | UPS | United Parcel Service-cl B | Stock-Industrials | 1.25% | — | -1.33% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.12% | — | +10.28% | |
| 22 | RDS-A | Shell Plc-spon Adr-a | Stock-Other | 1.10% | -0.27% | -13.58% | |
| 23 | MMM | 3m Co | Stock-Industrials | 0.98% | — | -2.60% | |
| 24 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.92% | — | -7.78% | |
| 25 | HD | Home Depot INC | Stock-Consumer Disc | 0.91% | — | -1.72% | |
| 26 | GILD | Gilead Sciences INC | Stock-Healthcare | 0.87% | -0.36% | -24.23% | |
| 27 | WMT | Walmart INC | Stock-Consumer Staples | 0.87% | — | -3.15% | |
| 28 | NKE | Nike INC -cl B | Stock-Consumer Disc | 0.87% | — | -3.28% | |
| 29 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.83% | — | +4.89% | |
| 30 | VZ | Verizon Communications INC | Stock-Comm Services | 0.80% | — | +0.49% | |
| 31 | ✓ | Google INC Class C | Stock-Other | 0.80% | -0.18% | -15.35% | |
| 32 | ECL | Ecolab INC | Stock-Materials | 0.79% | — | — | |
| 33 | CSCO | Cisco Systems INC | Stock-Tech | 0.79% | — | -10.12% | |
| 34 | ABT | Abbott Laboratories | Stock-Healthcare | 0.77% | — | — | |
| 35 | BAX | Baxter International INC | Stock-Healthcare | 0.76% | +0.66% | +631.66% | |
| 36 | 1JFD | Pimco Dynamic Credit And Mor | Stock-Other | 0.75% | — | +7.02% | |
| 37 | RTN1USD | Raytheon Company | Stock-Other | 0.73% | — | +0.76% | |
| 38 | ✓ | Allergan INC | Stock-Other | 0.72% | — | -5.63% | |
| 39 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.71% | — | -16.71% | |
| 40 | TD | Toronto-dominion Bank | Stock-Financials | 0.69% | +0.44% | +165.42% | |
| 41 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 0.64% | -0.18% | -25.50% | |
| 42 | PFE | Pfizer INC | Stock-Healthcare | 0.64% | — | +2.39% | |
| 43 | SO | Southern Co/the | Stock-Utilities | 0.64% | — | -9.54% | |
| 44 | ZBH | Zimmer Biomet Holdings INC | Stock-Healthcare | 0.62% | — | +7.15% | |
| 45 | SHW | Sherwin-williams Co/the | Stock-Materials | 0.62% | — | — | |
| 46 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 0.62% | +0.37% | +103.62% | |
| 47 | FDX | Fedex CORP | Stock-Industrials | 0.61% | — | +2.21% | |
| 48 | AXP | American Express Co | Stock-Financials | 0.61% | +0.41% | +177.74% | |
| 49 | AIG | American International Group | Stock-Financials | 0.60% | — | +1.36% | |
| 50 | HSY | Hershey Co/the | Stock-Consumer Staples | 0.59% | +0.32% | +86.67% |
Not enough priced holdings yet to compute performance
Dominick & Dominick LLC's most significant position changes for 2014-12-31: New buy: Walgreens Boots Alliance INC (WBA); Sold out: ; New buy: Apollo Commercial Real Estat (ARI); Sold out: Magna International INC (MGA); Sold out: Canon Inc-spons Adr (CAJPY).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BAX | Baxter International INC | +0.7% | +631.66% | Add |
| 2 | TD | Toronto-dominion Bank | +0.4% | +165.42% | Add |
| 3 | AXP | American Express Co | +0.4% | +177.74% | Add |
| 4 | UNP | Union Pacific CORP | +0.4% | +266.56% | Add |
| 5 | UTXZ | United Tech CORP | +0.4% | +2.20% | Add |
| 6 | RVTY | Revvity INC | +0.4% | +282.27% | Add |
| 7 | BABA | Alibaba Group Holding-sp Adr | +0.4% | +103.62% | Add |
| 8 | DIS | Walt Disney Co/the | +0.4% | +7.57% | Add |
| 9 | GSK | GSK plc ADRhedged | +0.4% | +202.00% | Add |
| 10 | TIFEUR | Tiffany & Co | +0.4% | — | Unchanged |
| 11 | HSY | Hershey Co/the | +0.3% | +86.67% | Add |
| 12 | CVS | Cvs Health CORP | +0.3% | +0.91% | Add |
| 13 | TMO | Thermo Fisher Scientific INC | +0.3% | +69.09% | Add |
| 14 | AAL | American Airlines Group INC | +0.2% | +6.68% | Add |
| 15 | VIAB | Viacom Inc-class B | +0.2% | +61.31% | Add |
| 16 | XOM | Exxon Mobil CORP | +0.1% | -2.73% | Trim |
| 17 | MRK | Merck & Co. INC. | 0% | -1.04% | Trim |
| 18 | T | At&t INC | -0.1% | -8.03% | Trim |
| 19 | KOF | Coca-cola Femsa Sab-sp Adr | -0.2% | -20.17% | Trim |
| 20 | BGB | Blackstone Strategic Credit | -0.2% | -40.22% | Trim |
| 21 | ✓ | Google INC Class C | -0.2% | -15.35% | Trim |
| 22 | DEO | Diageo Plc-sponsored Adr | -0.2% | -25.50% | Trim |
| 23 | ✓ | -0.2% | -39.58% | Trim | |
| 24 | URI | United Rentals INC | -0.2% | -36.08% | Trim |
| 25 | AEP | American Electric Power Company, Inc. | -0.2% | -12.94% | Trim |
| 26 | BBBYEUR | 20230930-dk-butterfly-1 INC | -0.3% | -58.41% | Trim |
| 27 | SLB | Slb LTD | -0.3% | -4.76% | Trim |
| 28 | RDS-A | Shell Plc-spon Adr-a | -0.3% | -13.58% | Trim |
| 29 | MSFT | Microsoft CORP | -0.3% | -41.06% | Trim |
| 30 | IBM | Intl Business Machines CORP | -0.4% | -4.21% | Trim |
| 31 | KO | Coca-cola Co/the | -0.4% | -42.53% | Trim |
| 32 | GILD | Gilead Sciences INC | -0.4% | -24.23% | Trim |
| 33 | MUNI | Pimco Intermediate Municipal | -0.4% | -53.96% | Trim |
| 34 | EMR | Emerson Electric Co | -0.5% | -50.96% | Trim |
| 35 | AAPL | Apple INC | -6% | -92.42% | Trim |
| 36 | WBA | Walgreens Boots Alliance INC | — | NEW | New buy |
| 37 | ✓ | — | EXIT | Sold out | |
| 38 | ARI | Apollo Commercial Real Estat | — | NEW | New buy |
| 39 | MGA | Magna International INC | — | EXIT | Sold out |
| 40 | CAJPY | Canon Inc-spons Adr | — | EXIT | Sold out |
| 41 | M | Macy's INC | — | NEW | New buy |
| 42 | VGK | Vanguard Ftse Europe ETF | — | NEW | New buy |
| 43 | FCX | Freeport-mcmoran INC | — | EXIT | Sold out |
| 44 | KEL | Kellanova | — | EXIT | Sold out |
| 45 | NSC | Norfolk Southern CORP | — | NEW | New buy |
| 46 | AEP | American Electric Power | — | EXIT | Sold out |
| 47 | WTRG | Essential Utilities, Inc. | — | NEW | New buy |
| 48 | PCYO | Pure Cycle CORP | — | NEW | New buy |
| 49 | HES | Hess CORP | — | EXIT | Sold out |
| 50 | C | Citigroup INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2014-12-31 | 2015-01-22 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-16 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-12 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-13 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-10 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-07 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-12 | 13F-HR | View on EDGAR |
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