CIK: 0001123798
Total reported value
$101.6M
Reporting period: 2016-09-30 · Number of holdings: 62
DG CAPITAL MANAGEMENT INC disclosed 62 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $101.6M and a quarterly turnover rate of 48.3%.
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Dg Capital Management INC's disclosed holdings carry a Herfindahl concentration index of 0.022 — mathematically equivalent to about 45 equally-sized positions, close to its 62 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.62), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 61% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim W
-85.0% -$1.4M
Add EW
+70.4% $1.4M
Add AMGN
+33.6% $1.2M
Trim TJX
-20.2% -$629.0K
Add BABA
+22.1% $820.0K
Trim MDLZ
-39.4% -$576.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AMZN | Amazon.com INC | Stock-Consumer Disc | 5.28% | +0.13% | -4.82% | |
| 2 | AMGN | Amgen INC | Stock-Healthcare | 3.81% | +0.99% | +33.58% | |
| 3 | MA | Mastercard INC - A | Stock-Financials | 3.46% | -0.01% | -6.44% | |
| 4 | ADBE | Adobe INC | Stock-Tech | 3.42% | +0.54% | +13.95% | |
| 5 | V | Visa Inc-class A Shares | Stock-Financials | 3.38% | — | -7.72% | |
| 6 | META | Meta Platforms Inc-class A | Stock-Comm Services | 3.37% | — | -4.69% | |
| 7 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.94% | +0.21% | +14.75% | |
| 8 | EW | Edwards Lifesciences CORP | Stock-Healthcare | 2.70% | +1.28% | +70.41% | |
| 9 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.67% | +0.41% | +13.88% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.66% | +0.36% | +9.79% | |
| 11 | BIIB | Biogen INC | Stock-Healthcare | 2.66% | +2.66% | NEW | |
| 12 | TWXCHF | Time Warner INC | Stock-Other | 2.39% | — | -6.70% | |
| 13 | ISRG | Intuitive Surgical INC | Stock-Healthcare | 2.19% | +0.16% | +6.78% | |
| 14 | BKNG | Booking Hldgs INC | Stock-Consumer Disc | 2.18% | +2.18% | NEW | |
| 15 | TJX | Tjx Companies INC | Stock-Consumer Disc | 2.11% | -0.85% | -20.17% | |
| 16 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 2.10% | +0.70% | +22.08% | |
| 17 | AAPL | Apple INC | Stock-Tech | 2.10% | +2.10% | NEW | |
| 18 | ✓ | FedEx Corporation | Stock-Other | 2.07% | +2.07% | NEW | |
| 19 | CB | Chubb Limited | Stock-Financials | 2.03% | — | -5.94% | |
| 20 | WDAY | Workday Inc-class A | Stock-Tech | 2.02% | +0.13% | -5.47% | |
| 21 | AVGO | Broadcom Inc. | Stock-Tech | 1.95% | +0.26% | +12.38% | |
| 22 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.89% | -0.59% | -14.97% | |
| 23 | ✓ | Ellie Mae INC Com | Stock-Other | 1.71% | — | -19.07% | |
| 24 | NFLX | Netflix INC | Stock-Comm Services | 1.60% | +0.52% | +48.17% | |
| 25 | UNH | Unitedhealth Group INC | Stock-Healthcare | 1.58% | +0.20% | +24.96% | |
| 26 | AMAT | Applied Materials INC | Stock-Tech | 1.58% | +0.12% | -7.12% | |
| 27 | SYMCEUR | Symantec CORP | Stock-Other | 1.55% | +1.55% | NEW | |
| 28 | NOW | Servicenow INC | Stock-Tech | 1.43% | — | -15.55% | |
| 29 | UNUSD | Unilever N V -ny Shares | Stock-Other | 1.35% | — | -2.58% | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.34% | +0.15% | +14.20% | |
| 31 | FN | Fabrinet | Stock-Tech | 1.32% | +1.32% | NEW | |
| 32 | NTES | Netease Inc-adr | Stock-Comm Services | 1.31% | — | -21.77% | |
| 33 | ULTA | Ulta Beauty INC | Stock-Consumer Disc | 1.30% | -0.44% | -16.99% | |
| 34 | WBA | Walgreens Boots Alliance INC | Stock-Other | 1.29% | +0.43% | +68.85% | |
| 35 | ATVIEUR | Activision Blizzard INC | Stock-Comm Services | 1.28% | — | -10.14% | |
| 36 | ✓ | Stock-Other | 1.23% | -0.46% | -21.01% | ||
| 37 | GDDY | Godaddy INC - Class A | Stock-Tech | 1.21% | +0.40% | +46.31% | |
| 38 | FLT1EUR | Fleetcor Technologies INC | Stock-Other | 1.15% | — | -27.02% | |
| 39 | REGN | Regeneron Pharmaceuticals | Stock-Healthcare | 1.13% | +1.13% | NEW | |
| 40 | BAC | Bank Of America CORP | Stock-Financials | 1.10% | +0.21% | +13.76% | |
| 41 | PYPL | Paypal Holdings INC | Stock-Financials | 1.07% | — | -7.39% | |
| 42 | DFSEUR | Discover Financial Services | Stock-Other | 1.07% | — | -5.71% | |
| 43 | INTU | Intuit INC | Stock-Tech | 1.07% | — | +1.02% | |
| 44 | XYZ | Block INC | Stock-Financials | 1.06% | +1.06% | NEW | |
| 45 | BMRN | Biomarin Pharmaceutical INC | Stock-Healthcare | 1.00% | +0.20% | +13.84% | |
| 46 | HES | Hess CORP | Stock-Other | 0.86% | — | -9.79% | |
| 47 | EXPE | Expedia Group INC | Stock-Consumer Disc | 0.85% | -0.55% | -39.67% | |
| 48 | MRSH | Marsh & Mclennan Cos | Stock-Financials | 0.84% | — | -5.76% | |
| 49 | HON | Honeywell International INC | Stock-Industrials | 0.81% | — | -4.66% | |
| 50 | AVY | Avery Dennison CORP | Stock-Consumer Disc | 0.81% | -0.31% | -24.66% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-09-30 | 62 | $101.6M | 48 | |
| 2016-06-30 | 58 | $93.7M | 61 | |
| 2016-03-31 | 59 | $102.1M | 64 | |
| 2015-12-31 | 55 | $112.2M | 60 | |
| 2015-09-30 | 67 | $148.5M | 53 | |
| 2015-06-30 | 66 | $166.0M | 37 | |
| 2015-03-31 | 65 | $166.1M | 43 | |
| 2014-12-31 | 67 | $172.6M | 35 | |
| 2014-09-30 | 64 | $164.0M | 47 | |
| 2014-06-30 | 63 | $175.3M | 57 | |
| 2014-03-31 | 60 | $169.0M | 63 | |
| 2013-12-31 | 61 | $179.5M | 45 | |
| 2013-09-30 | 62 | $176.5M | 40 | |
| 2013-06-30 | 56 | $165.0M | 0 |
Dg Capital Management INC's most significant position changes for 2016-09-30: Sold out: State Street SPDR S&P 500 ETF Trust; New buy: Biogen INC (BIIB); Sold out: Bristol-myers Squibb Co (BMY); New buy: Booking Hldgs INC (BKNG); New buy: Apple INC (AAPL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EW | Edwards Lifesciences CORP | +1.3% | +70.41% | Add |
| 2 | AMGN | Amgen INC | +1% | +33.58% | Add |
| 3 | BABA | Alibaba Group Holding-sp Adr | +0.7% | +22.08% | Add |
| 4 | ADBE | Adobe INC | +0.5% | +13.95% | Add |
| 5 | NFLX | Netflix INC | +0.5% | +48.17% | Add |
| 6 | WBA | Walgreens Boots Alliance INC | +0.4% | +68.85% | Add |
| 7 | GOOG | Alphabet Inc-cl C | +0.4% | +13.88% | Add |
| 8 | GDDY | Godaddy INC - Class A | +0.4% | +46.31% | Add |
| 9 | GOOGL | Alphabet Inc-cl A | +0.4% | +9.79% | Add |
| 10 | AVGO | Broadcom Inc. | +0.3% | +12.38% | Add |
| 11 | LLY | Eli Lilly & Co | +0.2% | +14.75% | Add |
| 12 | BAC | Bank Of America CORP | +0.2% | +13.76% | Add |
| 13 | UNH | Unitedhealth Group INC | +0.2% | +24.96% | Add |
| 14 | BMRN | Biomarin Pharmaceutical INC | +0.2% | +13.84% | Add |
| 15 | ISRG | Intuitive Surgical INC | +0.2% | +6.78% | Add |
| 16 | JPM | Jpmorgan Chase & Co | +0.2% | +14.20% | Add |
| 17 | AMZN | Amazon.com INC | +0.1% | -4.82% | Trim |
| 18 | WDAY | Workday Inc-class A | +0.1% | -5.47% | Trim |
| 19 | AMAT | Applied Materials INC | +0.1% | -7.12% | Trim |
| 20 | MA | Mastercard INC - A | 0% | -6.44% | Trim |
| 21 | VRTX | Vertex Pharmaceuticals INC | -0.3% | -32.66% | Trim |
| 22 | AVY | Avery Dennison CORP | -0.3% | -24.66% | Trim |
| 23 | PXDEUR | Pioneer Natural Resources Co | -0.3% | -37.64% | Trim |
| 24 | ULTA | Ulta Beauty INC | -0.4% | -16.99% | Trim |
| 25 | ✓ | -0.5% | -21.01% | Trim | |
| 26 | EXPE | Expedia Group INC | -0.6% | -39.67% | Trim |
| 27 | COST | Costco Wholesale CORP | -0.6% | -14.97% | Trim |
| 28 | MDLZ | Mondelez International Inc-a | -0.7% | -39.35% | Trim |
| 29 | TJX | Tjx Companies INC | -0.9% | -20.17% | Trim |
| 30 | W | Wayfair Inc- Class A | -1.5% | -84.99% | Trim |
| 31 | ✓ | State Street SPDR S&P 500 ETF Trust | — | EXIT | Sold out |
| 32 | BIIB | Biogen INC | — | NEW | New buy |
| 33 | BMY | Bristol-myers Squibb Co | — | EXIT | Sold out |
| 34 | BKNG | Booking Hldgs INC | — | NEW | New buy |
| 35 | AAPL | Apple INC | — | NEW | New buy |
| 36 | ✓ | FedEx Corporation | — | NEW | New buy |
| 37 | CRM | Salesforce INC | — | EXIT | Sold out |
| 38 | SABR | Sabre CORP | — | EXIT | Sold out |
| 39 | SYMCEUR | Symantec CORP | — | NEW | New buy |
| 40 | FN | Fabrinet | — | NEW | New buy |
| 41 | REGN | Regeneron Pharmaceuticals | — | NEW | New buy |
| 42 | XYZ | Block INC | — | NEW | New buy |
| 43 | ✓ | Panera Bread Co | — | EXIT | Sold out |
| 44 | SPLKCHF | Splunk INC | — | NEW | New buy |
| 45 | HDSUSD | Hd Supply Holdings INC | — | EXIT | Sold out |
| 46 | FANG | Diamondback Energy INC | — | NEW | New buy |
| 47 | GILD | Gilead Sciences INC | — | EXIT | Sold out |
| 48 | MCD | Mcdonald's CORP | — | EXIT | Sold out |
| 49 | ACIA | Acacia Communications INC | — | NEW | New buy |
| 50 | ✓ | Monsanto | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-09-30 | 2016-10-21 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-09 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-11 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-10 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-11 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-11 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-05 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-12 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-08 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-13 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-13 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-05 | 13F-HR | View on EDGAR |
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