Cottonwood Capital Advisors, LLC SEC 13F Disclosure Analysis

CIK: 0001903321

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$141.8M

Reporting period: 2026-03-31 · Number of holdings: 86

COTTONWOOD CAPITAL ADVISORS, LLC disclosed 86 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $141.8M and a quarterly turnover rate of 12.8%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "C"

Personality snowflake

Concentration: 13.18
Portfolio Stability: 12.78
Momentum/Contrarian: 100
Sector conviction: 47.5
Diversification: 100
Sizing Uniformity: 86.38

Cottonwood Capital Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.033 — mathematically equivalent to about 30 equally-sized positions, well below its 86 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 1.36), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Add IYW
+39.7%　$2.5M
Trim IGV
-1.0%　-$1.3M
Add SOXX
+1.9%　$891.8K
Add IEO
-1.0%　$716.2K
Trim ITB
-1.1%　-$382.3K
Add CLSE
+2.1%　$480.1K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IYW	Ishares Ustechnology ETF	ETF-Tech	8.17%	+1.66%	+39.73%
2	CLSE	Convergence Long/short Eqy	ETF-Other	6.88%	+0.27%	+2.15%
3	SOXX	Ishares Semiconductor ETF	ETF-Other	6.23%	+0.57%	+1.92%
4	MBSD	Flexshares Disciplined Durat	ETF-Other	5.52%	+0.19%	+5.02%
5	HYDB	Ishares High Yield Systemati	ETF-High Yield	4.40%	+0.20%	+7.67%
6	RDVY	First Trust Rising Dividend	ETF-Other	4.22%	-0.25%	-3.02%
7	ITA	Ishares U.s. Aerospace & Def	ETF-Other	3.81%	+0.23%	+5.67%
8	FTA	First Trust L C Val Alp	ETF-Other	3.76%	+0.07%	-3.79%
9	ITB	Ishares U.s. Home Constructi	ETF-Other	3.58%	-0.31%	-1.10%
10	IGV	Ishares Expanded Tech-softwa	ETF-Tech	2.69%	-0.93%	-0.99%
11	TDIV	Ft Nasdaq Tech Dvd Index Fd	ETF-Tech	2.57%	-0.19%	-2.78%
12	IAI	Ishares U.s. Broker-dealers	ETF-Other	2.54%	—	+9.16%
13	FVD	First Trust Value Line Dvd	ETF-Other	2.50%	—	-2.32%
14	VRP	Invesco Variable Rate Prefer	ETF-Other	2.11%	-0.13%	-3.35%
15	IYC	Ishares US Consumer Discreti	ETF-Other	2.09%	+0.11%	+13.91%
16	IEO	Ishares U.s. Oil & Gas Explo	ETF-Other	1.81%	+0.49%	-0.95%
17	SKOR	Flexshares Credit-scored US	ETF-Other	1.66%	+0.18%	+14.53%
18	FV	First Trust Dw Focus 5 Fund	ETF-Other	1.52%	-0.12%	-2.40%
19	CGSM	Cap Group Short Muni Income	ETF-Other	1.39%	+0.06%	+5.86%
20	LMBS	First Trust Low Duration Opp	ETF-Other	1.30%	-0.06%	-2.61%
21	FTCS	First Trust Capital Strength	ETF-Other	1.27%	—	-0.86%
22	FSZ	First Trust Switzerland	ETF-Other	1.21%	—	-0.67%
23	AAPL	Apple INC	Stock-Tech	1.13%	-0.10%	—
24	IEZ	Ishares U.s. Oil Equipment &	ETF-Other	1.03%	+0.27%	-1.03%
25	FXD	First Trust Consumer Discret	ETF-Other	1.00%	-0.07%	—
26	EMLP	First Trust North American E	ETF-Other	0.97%	+0.11%	-0.24%
27	IYE	Ishares U.s. Energy ETF	ETF-Other	0.91%	+0.23%	-1.16%
28	FGD	First Trust Dj Gl Sel Dvd	ETF-Other	0.90%	+0.02%	-1.46%
29	DE	Deere & Co	Stock-Industrials	0.89%	+0.15%	—
30	FGM	First Trust Germany	ETF-Other	0.85%	—	+4.82%
31	IYG	Ishares U.s. Financial Servi	ETF-Other	0.75%	-0.10%	-0.33%
32	HYLS	Ft Tactical High Yield ETF	ETF-High Yield	0.73%	—	-1.18%
33	MDIV	Ft Multi-asset Divers INC	ETF-Other	0.71%	—	-6.84%
34	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.70%	—	-2.01%
35	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.69%	—	—
36	FEMB	First Trust Emerging Markets	ETF-Emerging Markets	0.58%	—	-1.26%
37	CVX	Chevron CORP	Stock-Energy	0.55%	+0.14%	+0.24%
38	NFTY	First Trust India Nifty 50 E	ETF-Other	0.55%	-0.08%	-0.73%
39	UNP	Union Pacific CORP	Stock-Industrials	0.54%	—	+0.13%
40	EMR	Emerson Electric Co	Stock-Industrials	0.53%	—	—
41	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.52%	—	-0.10%
42	MRK	Merck & Co. INC.	Stock-Healthcare	0.51%	+0.05%	—
43	FLN	First Trust Latin America	ETF-Other	0.50%	+0.05%	-1.27%
44	PEP	Pepsico INC	Stock-Consumer Staples	0.48%	+0.03%	—
45	IYF	Ishares US Financials ETF	ETF-Other	0.48%	+0.48%	NEW
46	FMB	First Trust Managed Municipa	ETF-Other	0.47%	—	+0.25%
47	ZION	Zions Bancorp NA	Stock-Financials	0.46%	—	+0.01%
48	AMZN	Amazon.com INC	Stock-Consumer Disc	0.46%	-0.05%	—
49	IYM	Ishares U.s. Basic Materials	ETF-Other	0.45%	+0.05%	-1.96%
50	FJP	First Trust Japan	ETF-Other	0.42%	—	-1.14%

1–50 of 86

Portfolio Performance

Performance for Q3 2026

+3.8%

Performance Last 4 Quarters

+22.7%

Based on 89% of reported portfolio value with available pricing

Stdev: +11.4%
Beta: +0.8
Alpha: +0.5%
Max Drawdown: -7.2%
Annualized Perf: +15.7%
Batting Avg vs S&P: +41.7%
Sortino: +2.72
Stutzer: +0.4
Treynor: +0.19
Sterling: +0.99
Calmar: +2.18
Information Ratio: -0.62
Tracking Error: +5.1%
Stdev Down: +5.6%
Winning Months %: +66.7%
Losing Months %: +33.3%
Best 12 Months: +30%
Worst 12 Months: +4.7%
Efficiency Ratio: +0.51
Sharpe: +1.35
Stdev Sectors: +6.5%
Skewness: +0.02
Kurtosis: -0.74
Upside Potential: +4.52

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	86	$141.8M	13	1IYW 2CLSE 3SOXX Top holdings2026-03-31 1.IYW 2.CLSE 3.SOXX 4.MBSD 5.HYDB 6.RDVY 7.ITA 8.FTA 9.ITB 10.IGV
2025-12-31	89	$140.3M	5	1CLSE 2IYW 3SOXX Top holdings2025-12-31 1.CLSE 2.IYW 3.SOXX 4.MBSD 5.RDVY 6.HYDB 7.ITB 8.FTA 9.IGV 10.ITA
2025-09-30	87	$137.3M	27	1IYW 2CLSE 3MBSD Top holdings2025-09-30 1.IYW 2.CLSE 3.MBSD 4.SOXX 5.ITB 6.RDVY 7.HYDB 8.IGV 9.FTA 10.ITA
2025-06-30	131	$148.9M	0	1CLSE 2IYW 3MBSD Top holdings2025-06-30 1.CLSE 2.IYW 3.MBSD 4.SOXX 5.RDVY 6.HYDB 7.ITB 8.IGV 9.FTA 10.ITA
2025-03-31	124	$136.0M	0	1CLSE 2MBSD 3IYW Top holdings2025-03-31 1.CLSE 2.MBSD 3.IYW 4.RDVY 5.ITB 6.HYDB 7.SOXX 8.FTA 9.IGV 10.FVD
2024-12-31	130	$139.5M	0	1CLSE 2IYW 3MBSD Top holdings2024-12-31 1.CLSE 2.IYW 3.MBSD 4.RDVY 5.SOXX 6.ITB 7.FTA 8.HYDB 9.IGV 10.FVD
2024-09-30	120	$136.2M	0	1CLSE 2IYW 3ITB Top holdings2024-09-30 1.CLSE 2.IYW 3.ITB 4.RDVY 5.MBSD 6.SOXX 7.FTA 8.HYDB 9.FVD 10.VRP
2024-06-30	112	$128.0M	0	1IYW 2RDVY 3SOXX Top holdings2024-06-30 1.IYW 2.RDVY 3.SOXX 4.CLSE 5.FTA 6.MBSD 7.ITB 8.VRP 9.FVD 10.TDIV
2024-03-31	119	$126.1M	0	1RDVY 2FTA 3IYW Top holdings2024-03-31 1.RDVY 2.FTA 3.IYW 4.CLSE 5.SOXX 6.ITB 7.MBSD 8.VRP 9.FVD 10.TDIV
2023-12-31	119	$121.4M	0	1RDVY 2FTA 3IYW Top holdings2023-12-31 1.RDVY 2.FTA 3.IYW 4.SOXX 5.ITB 6.VRP 7.FVD 8.FTSL 9.TDIV 10.IAI
2023-09-30	105	$107.0M	0	1RDVY 2FTA 3IYW Top holdings2023-09-30 1.RDVY 2.FTA 3.IYW 4.VRP 5.FVD 6.ITB 7.FTSL 8.SOXX 9.IEO 10.LMBS
2023-06-30	95	$109.2M	0	1RDVY 2FTA 3VRP Top holdings2023-06-30 1.RDVY 2.FTA 3.VRP 4.IYW 5.FVD 6.ITB 7.SOXX 8.LMBS 9.TDIV 10.FTSL
2023-03-31	94	$108.6M	0	1RDVY 2FTA 3VRP Top holdings2023-03-31 1.RDVY 2.FTA 3.VRP 4.FVD 5.IYW 6.LMBS 7.SOXX 8.ITB 9.IEO 10.TDIV
2022-12-31	95	$111.9M	0	1RDVY 2FTA 3VRP Top holdings2022-12-31 1.RDVY 2.FTA 3.VRP 4.HYLS 5.FVD 6.LMBS 7.IEO 8.IYW 9.FTSL 10.IAI
2022-09-30	87	$105.0M	0	1RDVY 2FTA 3VRP Top holdings2022-09-30 1.RDVY 2.FTA 3.VRP 4.HYLS 5.LMBS 6.FVD 7.IYW 8.FTSL 9.IAT 10.IEO
2022-06-30	92	$110.6M	0	1RDVY 2FTA 3VRP Top holdings2022-06-30 1.RDVY 2.FTA 3.VRP 4.HYLS 5.LMBS 6.FVD 7.IYW 8.IAT 9.FTSL 10.TDIV
2022-03-31	104	$126.3M	0	1RDVY 2FTA 3FVD Top holdings2022-03-31 1.RDVY 2.FTA 3.FVD 4.HYLS 5.VRP 6.LMBS 7.IAT 8.IYW 9.ITB 10.TDIV
2021-12-31	108	$129.3M	0	1RDVY 2FTA 3FVD Top holdings2021-12-31 1.RDVY 2.FTA 3.FVD 4.HYLS 5.LMBS 6.VRP 7.ITB 8.IAT 9.IYW 10.IYC

Holding changes this quarter

Cottonwood Capital Advisors, LLC's most significant position changes for 2026-03-31: Sold out: Ishares U.s. Insurance ETF (IAK); New buy: Ishares US Financials ETF (IYF); New buy: Bp Plc-spons Adr (BP); Sold out: Abbott Laboratories (ABT); Sold out: Mastercard INC - A (MA).

Position changes disclosed by Cottonwood Capital Advisors, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IYW	Ishares Ustechnology ETF	+1.7%	+39.73%	Add
2	SOXX	Ishares Semiconductor ETF	+0.6%	+1.92%	Add
3	IEO	Ishares U.s. Oil & Gas Explo	+0.5%	-0.95%	Trim
4	CLSE	Convergence Long/short Eqy	+0.3%	+2.15%	Add
5	IEZ	Ishares U.s. Oil Equipment &	+0.3%	-1.03%	Trim
6	ITA	Ishares U.s. Aerospace & Def	+0.2%	+5.67%	Add
7	IYE	Ishares U.s. Energy ETF	+0.2%	-1.16%	Trim
8	HYDB	Ishares High Yield Systemati	+0.2%	+7.67%	Add
9	MBSD	Flexshares Disciplined Durat	+0.2%	+5.02%	Add
10	SKOR	Flexshares Credit-scored US	+0.2%	+14.53%	Add
11	DE	Deere & Co	+0.2%	—	Unchanged
12	CVX	Chevron CORP	+0.1%	+0.24%	Add
13	IYC	Ishares US Consumer Discreti	+0.1%	+13.91%	Add
14	EMLP	First Trust North American E	+0.1%	-0.24%	Trim
15	FXN	First Trust Energy Alphadex	+0.1%	—	Unchanged
16	FTA	First Trust L C Val Alp	+0.1%	-3.79%	Trim
17	CGSM	Cap Group Short Muni Income	+0.1%	+5.86%	Add
18	XOM	Exxon Mobil CORP	+0.1%	+0.36%	Add
19	MRK	Merck & Co. INC.	+0.1%	—	Unchanged
20	WMB	Williams Cos INC	+0.1%	—	Unchanged
21	FLN	First Trust Latin America	+0.1%	-1.27%	Trim
22	IYM	Ishares U.s. Basic Materials	+0.1%	-1.96%	Trim
23	ILF	Ishares Latin America 40 ETF	0%	—	Unchanged
24	FXU	First Trust Utilities Alphad	0%	-0.17%	Trim
25	FKU	First Trust United Kingdom	0%	+10.89%	Add
26	PEP	Pepsico INC	0%	—	Unchanged
27	FGD	First Trust Dj Gl Sel Dvd	0%	-1.46%	Trim
28	WFC	Wells Fargo & Co	0%	+0.05%	Add
29	CIBR	First Trust Nasdaq Cybersecu	0%	-0.07%	Trim
30	AMZN	Amazon.com INC	-0.1%	—	Unchanged
31	IBM	Intl Business Machines CORP	-0.1%	—	Unchanged
32	LMBS	First Trust Low Duration Opp	-0.1%	-2.61%	Trim
33	FXD	First Trust Consumer Discret	-0.1%	—	Unchanged
34	NFTY	First Trust India Nifty 50 E	-0.1%	-0.73%	Trim
35	MSFT	Microsoft CORP	-0.1%	—	Unchanged
36	IYG	Ishares U.s. Financial Servi	-0.1%	-0.33%	Trim
37	AAPL	Apple INC	-0.1%	—	Unchanged
38	FV	First Trust Dw Focus 5 Fund	-0.1%	-2.40%	Trim
39	VRP	Invesco Variable Rate Prefer	-0.1%	-3.35%	Trim
40	TDIV	Ft Nasdaq Tech Dvd Index Fd	-0.2%	-2.78%	Trim
41	RDVY	First Trust Rising Dividend	-0.3%	-3.02%	Trim
42	ITB	Ishares U.s. Home Constructi	-0.3%	-1.10%	Trim
43	IGV	Ishares Expanded Tech-softwa	-0.9%	-0.99%	Trim
44	IAK	Ishares U.s. Insurance ETF	—	EXIT	Sold out
45	IYF	Ishares US Financials ETF	—	NEW	New buy
46	BP	Bp Plc-spons Adr	—	NEW	New buy
47	ABT	Abbott Laboratories	—	EXIT	Sold out
48	MA	Mastercard INC - A	—	EXIT	Sold out
49	COF	Capital One Financial CORP	—	EXIT	Sold out
50	MELI	Mercadolibre INC	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-04-17	13F-HR	View on EDGAR
2025-12-31	2026-01-14	13F-HR	View on EDGAR
2025-09-30	2025-10-22	13F-HR	View on EDGAR
2025-06-30	2025-07-29	13F-HR	View on EDGAR
2025-03-31	2025-04-23	13F-HR	View on EDGAR
2024-12-31	2025-01-21	13F-HR	View on EDGAR
2024-09-30	2024-11-04	13F-HR	View on EDGAR
2024-06-30	2024-07-16	13F-HR	View on EDGAR
2024-03-31	2024-04-26	13F-HR	View on EDGAR
2023-12-31	2024-02-09	13F-HR	View on EDGAR
2023-09-30	2023-11-06	13F-HR	View on EDGAR
2023-06-30	2023-08-04	13F-HR	View on EDGAR
2023-03-31	2023-05-05	13F-HR	View on EDGAR
2022-12-31	2023-02-06	13F-HR	View on EDGAR
2022-09-30	2022-11-01	13F-HR	View on EDGAR
2022-06-30	2022-07-27	13F-HR	View on EDGAR
2022-03-31	2022-04-18	13F-HR	View on EDGAR
2021-12-31	2022-01-28	13F-HR	View on EDGAR

FAQ

What is Cottonwood Capital Advisors, LLC and what type of investor is it?

Cottonwood Capital Advisors, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $141.8M, spread across 86 disclosed positions.

What are Cottonwood Capital Advisors, LLC's largest equity positions?

Based on the latest 13F filing, Cottonwood Capital Advisors, LLC's top holdings by market value are: 1. Ishares Ustechnology ETF (IYW) — $11.6M (8.2%) 2. Convergence Long/short Eqy (CLSE) — $9.8M (6.9%) 3. Ishares Semiconductor ETF (SOXX) — $8.8M (6.2%) 4. Flexshares Disciplined Durat (MBSD) — $7.8M (5.5%) 5. Ishares High Yield Systemati (HYDB) — $6.2M (4.4%)

What changes did Cottonwood Capital Advisors, LLC make in its most recent portfolio filing?

In the latest reported quarter, Cottonwood Capital Advisors, LLC made 39 notable position adjustments: 2 new positions were initiated, 13 existing holdings were added to, 19 positions were partially reduced, and 5 were completely exited. The largest of these moves: Sold out: Ishares U.s. Insurance ETF (IAK); New buy: Ishares US Financials ETF (IYF); New buy: Bp Plc-spons Adr (BP); Sold out: Abbott Laboratories (ABT); Sold out: Mastercard INC - A (MA)

What sectors does Cottonwood Capital Advisors, LLC focus on?

Cottonwood Capital Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 24.2% • Consumer Staples: 19.2% • Industrials: 16.2% • Consumer Discretionary: 13.1% • Energy: 8.6% • Financials: 7.8%

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Cottonwood Capital Advisors, LLC SEC 13F Disclosure Analysis

CIK: 0001903321

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$141.8M

Reporting period: 2026-03-31 · Number of holdings: 86

COTTONWOOD CAPITAL ADVISORS, LLC disclosed 86 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $141.8M and a quarterly turnover rate of 12.8%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "C"

Personality snowflake

Concentration: 13.18
Portfolio Stability: 12.78
Momentum/Contrarian: 100
Sector conviction: 47.5
Diversification: 100
Sizing Uniformity: 86.38

Position sizes vary widely across the portfolio (a coefficient of variation of 1.36), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Add IYW
+39.7%　$2.5M
Trim IGV
-1.0%　-$1.3M
Add SOXX
+1.9%　$891.8K
Add IEO
-1.0%　$716.2K
Trim ITB
-1.1%　-$382.3K
Add CLSE
+2.1%　$480.1K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IYW	Ishares Ustechnology ETF	ETF-Tech	8.17%	+1.66%	+39.73%
2	CLSE	Convergence Long/short Eqy	ETF-Other	6.88%	+0.27%	+2.15%
3	SOXX	Ishares Semiconductor ETF	ETF-Other	6.23%	+0.57%	+1.92%
4	MBSD	Flexshares Disciplined Durat	ETF-Other	5.52%	+0.19%	+5.02%
5	HYDB	Ishares High Yield Systemati	ETF-High Yield	4.40%	+0.20%	+7.67%
6	RDVY	First Trust Rising Dividend	ETF-Other	4.22%	-0.25%	-3.02%
7	ITA	Ishares U.s. Aerospace & Def	ETF-Other	3.81%	+0.23%	+5.67%
8	FTA	First Trust L C Val Alp	ETF-Other	3.76%	+0.07%	-3.79%
9	ITB	Ishares U.s. Home Constructi	ETF-Other	3.58%	-0.31%	-1.10%
10	IGV	Ishares Expanded Tech-softwa	ETF-Tech	2.69%	-0.93%	-0.99%
11	TDIV	Ft Nasdaq Tech Dvd Index Fd	ETF-Tech	2.57%	-0.19%	-2.78%
12	IAI	Ishares U.s. Broker-dealers	ETF-Other	2.54%	—	+9.16%
13	FVD	First Trust Value Line Dvd	ETF-Other	2.50%	—	-2.32%
14	VRP	Invesco Variable Rate Prefer	ETF-Other	2.11%	-0.13%	-3.35%
15	IYC	Ishares US Consumer Discreti	ETF-Other	2.09%	+0.11%	+13.91%
16	IEO	Ishares U.s. Oil & Gas Explo	ETF-Other	1.81%	+0.49%	-0.95%
17	SKOR	Flexshares Credit-scored US	ETF-Other	1.66%	+0.18%	+14.53%
18	FV	First Trust Dw Focus 5 Fund	ETF-Other	1.52%	-0.12%	-2.40%
19	CGSM	Cap Group Short Muni Income	ETF-Other	1.39%	+0.06%	+5.86%
20	LMBS	First Trust Low Duration Opp	ETF-Other	1.30%	-0.06%	-2.61%
21	FTCS	First Trust Capital Strength	ETF-Other	1.27%	—	-0.86%
22	FSZ	First Trust Switzerland	ETF-Other	1.21%	—	-0.67%
23	AAPL	Apple INC	Stock-Tech	1.13%	-0.10%	—
24	IEZ	Ishares U.s. Oil Equipment &	ETF-Other	1.03%	+0.27%	-1.03%
25	FXD	First Trust Consumer Discret	ETF-Other	1.00%	-0.07%	—
26	EMLP	First Trust North American E	ETF-Other	0.97%	+0.11%	-0.24%
27	IYE	Ishares U.s. Energy ETF	ETF-Other	0.91%	+0.23%	-1.16%
28	FGD	First Trust Dj Gl Sel Dvd	ETF-Other	0.90%	+0.02%	-1.46%
29	DE	Deere & Co	Stock-Industrials	0.89%	+0.15%	—
30	FGM	First Trust Germany	ETF-Other	0.85%	—	+4.82%
31	IYG	Ishares U.s. Financial Servi	ETF-Other	0.75%	-0.10%	-0.33%
32	HYLS	Ft Tactical High Yield ETF	ETF-High Yield	0.73%	—	-1.18%
33	MDIV	Ft Multi-asset Divers INC	ETF-Other	0.71%	—	-6.84%
34	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.70%	—	-2.01%
35	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.69%	—	—
36	FEMB	First Trust Emerging Markets	ETF-Emerging Markets	0.58%	—	-1.26%
37	CVX	Chevron CORP	Stock-Energy	0.55%	+0.14%	+0.24%
38	NFTY	First Trust India Nifty 50 E	ETF-Other	0.55%	-0.08%	-0.73%
39	UNP	Union Pacific CORP	Stock-Industrials	0.54%	—	+0.13%
40	EMR	Emerson Electric Co	Stock-Industrials	0.53%	—	—
41	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.52%	—	-0.10%
42	MRK	Merck & Co. INC.	Stock-Healthcare	0.51%	+0.05%	—
43	FLN	First Trust Latin America	ETF-Other	0.50%	+0.05%	-1.27%
44	PEP	Pepsico INC	Stock-Consumer Staples	0.48%	+0.03%	—
45	IYF	Ishares US Financials ETF	ETF-Other	0.48%	+0.48%	NEW
46	FMB	First Trust Managed Municipa	ETF-Other	0.47%	—	+0.25%
47	ZION	Zions Bancorp NA	Stock-Financials	0.46%	—	+0.01%
48	AMZN	Amazon.com INC	Stock-Consumer Disc	0.46%	-0.05%	—
49	IYM	Ishares U.s. Basic Materials	ETF-Other	0.45%	+0.05%	-1.96%
50	FJP	First Trust Japan	ETF-Other	0.42%	—	-1.14%

1–50 of 86

Portfolio Performance

Performance for Q3 2026

+3.8%

Performance Last 4 Quarters

+22.7%

Based on 89% of reported portfolio value with available pricing

Stdev: +11.4%
Beta: +0.8
Alpha: +0.5%
Max Drawdown: -7.2%
Annualized Perf: +15.7%
Batting Avg vs S&P: +41.7%
Sortino: +2.72
Stutzer: +0.4
Treynor: +0.19
Sterling: +0.99
Calmar: +2.18
Information Ratio: -0.62
Tracking Error: +5.1%
Stdev Down: +5.6%
Winning Months %: +66.7%
Losing Months %: +33.3%
Best 12 Months: +30%
Worst 12 Months: +4.7%
Efficiency Ratio: +0.51
Sharpe: +1.35
Stdev Sectors: +6.5%
Skewness: +0.02
Kurtosis: -0.74
Upside Potential: +4.52

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	86	$141.8M	13	1IYW 2CLSE 3SOXX Top holdings2026-03-31 1.IYW 2.CLSE 3.SOXX 4.MBSD 5.HYDB 6.RDVY 7.ITA 8.FTA 9.ITB 10.IGV
2025-12-31	89	$140.3M	5	1CLSE 2IYW 3SOXX Top holdings2025-12-31 1.CLSE 2.IYW 3.SOXX 4.MBSD 5.RDVY 6.HYDB 7.ITB 8.FTA 9.IGV 10.ITA
2025-09-30	87	$137.3M	27	1IYW 2CLSE 3MBSD Top holdings2025-09-30 1.IYW 2.CLSE 3.MBSD 4.SOXX 5.ITB 6.RDVY 7.HYDB 8.IGV 9.FTA 10.ITA
2025-06-30	131	$148.9M	0	1CLSE 2IYW 3MBSD Top holdings2025-06-30 1.CLSE 2.IYW 3.MBSD 4.SOXX 5.RDVY 6.HYDB 7.ITB 8.IGV 9.FTA 10.ITA
2025-03-31	124	$136.0M	0	1CLSE 2MBSD 3IYW Top holdings2025-03-31 1.CLSE 2.MBSD 3.IYW 4.RDVY 5.ITB 6.HYDB 7.SOXX 8.FTA 9.IGV 10.FVD
2024-12-31	130	$139.5M	0	1CLSE 2IYW 3MBSD Top holdings2024-12-31 1.CLSE 2.IYW 3.MBSD 4.RDVY 5.SOXX 6.ITB 7.FTA 8.HYDB 9.IGV 10.FVD
2024-09-30	120	$136.2M	0	1CLSE 2IYW 3ITB Top holdings2024-09-30 1.CLSE 2.IYW 3.ITB 4.RDVY 5.MBSD 6.SOXX 7.FTA 8.HYDB 9.FVD 10.VRP
2024-06-30	112	$128.0M	0	1IYW 2RDVY 3SOXX Top holdings2024-06-30 1.IYW 2.RDVY 3.SOXX 4.CLSE 5.FTA 6.MBSD 7.ITB 8.VRP 9.FVD 10.TDIV
2024-03-31	119	$126.1M	0	1RDVY 2FTA 3IYW Top holdings2024-03-31 1.RDVY 2.FTA 3.IYW 4.CLSE 5.SOXX 6.ITB 7.MBSD 8.VRP 9.FVD 10.TDIV
2023-12-31	119	$121.4M	0	1RDVY 2FTA 3IYW Top holdings2023-12-31 1.RDVY 2.FTA 3.IYW 4.SOXX 5.ITB 6.VRP 7.FVD 8.FTSL 9.TDIV 10.IAI
2023-09-30	105	$107.0M	0	1RDVY 2FTA 3IYW Top holdings2023-09-30 1.RDVY 2.FTA 3.IYW 4.VRP 5.FVD 6.ITB 7.FTSL 8.SOXX 9.IEO 10.LMBS
2023-06-30	95	$109.2M	0	1RDVY 2FTA 3VRP Top holdings2023-06-30 1.RDVY 2.FTA 3.VRP 4.IYW 5.FVD 6.ITB 7.SOXX 8.LMBS 9.TDIV 10.FTSL
2023-03-31	94	$108.6M	0	1RDVY 2FTA 3VRP Top holdings2023-03-31 1.RDVY 2.FTA 3.VRP 4.FVD 5.IYW 6.LMBS 7.SOXX 8.ITB 9.IEO 10.TDIV
2022-12-31	95	$111.9M	0	1RDVY 2FTA 3VRP Top holdings2022-12-31 1.RDVY 2.FTA 3.VRP 4.HYLS 5.FVD 6.LMBS 7.IEO 8.IYW 9.FTSL 10.IAI
2022-09-30	87	$105.0M	0	1RDVY 2FTA 3VRP Top holdings2022-09-30 1.RDVY 2.FTA 3.VRP 4.HYLS 5.LMBS 6.FVD 7.IYW 8.FTSL 9.IAT 10.IEO
2022-06-30	92	$110.6M	0	1RDVY 2FTA 3VRP Top holdings2022-06-30 1.RDVY 2.FTA 3.VRP 4.HYLS 5.LMBS 6.FVD 7.IYW 8.IAT 9.FTSL 10.TDIV
2022-03-31	104	$126.3M	0	1RDVY 2FTA 3FVD Top holdings2022-03-31 1.RDVY 2.FTA 3.FVD 4.HYLS 5.VRP 6.LMBS 7.IAT 8.IYW 9.ITB 10.TDIV
2021-12-31	108	$129.3M	0	1RDVY 2FTA 3FVD Top holdings2021-12-31 1.RDVY 2.FTA 3.FVD 4.HYLS 5.LMBS 6.VRP 7.ITB 8.IAT 9.IYW 10.IYC

Holding changes this quarter

Position changes disclosed by Cottonwood Capital Advisors, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IYW	Ishares Ustechnology ETF	+1.7%	+39.73%	Add
2	SOXX	Ishares Semiconductor ETF	+0.6%	+1.92%	Add
3	IEO	Ishares U.s. Oil & Gas Explo	+0.5%	-0.95%	Trim
4	CLSE	Convergence Long/short Eqy	+0.3%	+2.15%	Add
5	IEZ	Ishares U.s. Oil Equipment &	+0.3%	-1.03%	Trim
6	ITA	Ishares U.s. Aerospace & Def	+0.2%	+5.67%	Add
7	IYE	Ishares U.s. Energy ETF	+0.2%	-1.16%	Trim
8	HYDB	Ishares High Yield Systemati	+0.2%	+7.67%	Add
9	MBSD	Flexshares Disciplined Durat	+0.2%	+5.02%	Add
10	SKOR	Flexshares Credit-scored US	+0.2%	+14.53%	Add
11	DE	Deere & Co	+0.2%	—	Unchanged
12	CVX	Chevron CORP	+0.1%	+0.24%	Add
13	IYC	Ishares US Consumer Discreti	+0.1%	+13.91%	Add
14	EMLP	First Trust North American E	+0.1%	-0.24%	Trim
15	FXN	First Trust Energy Alphadex	+0.1%	—	Unchanged
16	FTA	First Trust L C Val Alp	+0.1%	-3.79%	Trim
17	CGSM	Cap Group Short Muni Income	+0.1%	+5.86%	Add
18	XOM	Exxon Mobil CORP	+0.1%	+0.36%	Add
19	MRK	Merck & Co. INC.	+0.1%	—	Unchanged
20	WMB	Williams Cos INC	+0.1%	—	Unchanged
21	FLN	First Trust Latin America	+0.1%	-1.27%	Trim
22	IYM	Ishares U.s. Basic Materials	+0.1%	-1.96%	Trim
23	ILF	Ishares Latin America 40 ETF	0%	—	Unchanged
24	FXU	First Trust Utilities Alphad	0%	-0.17%	Trim
25	FKU	First Trust United Kingdom	0%	+10.89%	Add
26	PEP	Pepsico INC	0%	—	Unchanged
27	FGD	First Trust Dj Gl Sel Dvd	0%	-1.46%	Trim
28	WFC	Wells Fargo & Co	0%	+0.05%	Add
29	CIBR	First Trust Nasdaq Cybersecu	0%	-0.07%	Trim
30	AMZN	Amazon.com INC	-0.1%	—	Unchanged
31	IBM	Intl Business Machines CORP	-0.1%	—	Unchanged
32	LMBS	First Trust Low Duration Opp	-0.1%	-2.61%	Trim
33	FXD	First Trust Consumer Discret	-0.1%	—	Unchanged
34	NFTY	First Trust India Nifty 50 E	-0.1%	-0.73%	Trim
35	MSFT	Microsoft CORP	-0.1%	—	Unchanged
36	IYG	Ishares U.s. Financial Servi	-0.1%	-0.33%	Trim
37	AAPL	Apple INC	-0.1%	—	Unchanged
38	FV	First Trust Dw Focus 5 Fund	-0.1%	-2.40%	Trim
39	VRP	Invesco Variable Rate Prefer	-0.1%	-3.35%	Trim
40	TDIV	Ft Nasdaq Tech Dvd Index Fd	-0.2%	-2.78%	Trim
41	RDVY	First Trust Rising Dividend	-0.3%	-3.02%	Trim
42	ITB	Ishares U.s. Home Constructi	-0.3%	-1.10%	Trim
43	IGV	Ishares Expanded Tech-softwa	-0.9%	-0.99%	Trim
44	IAK	Ishares U.s. Insurance ETF	—	EXIT	Sold out
45	IYF	Ishares US Financials ETF	—	NEW	New buy
46	BP	Bp Plc-spons Adr	—	NEW	New buy
47	ABT	Abbott Laboratories	—	EXIT	Sold out
48	MA	Mastercard INC - A	—	EXIT	Sold out
49	COF	Capital One Financial CORP	—	EXIT	Sold out
50	MELI	Mercadolibre INC	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-04-17	13F-HR	View on EDGAR
2025-12-31	2026-01-14	13F-HR	View on EDGAR
2025-09-30	2025-10-22	13F-HR	View on EDGAR
2025-06-30	2025-07-29	13F-HR	View on EDGAR
2025-03-31	2025-04-23	13F-HR	View on EDGAR
2024-12-31	2025-01-21	13F-HR	View on EDGAR
2024-09-30	2024-11-04	13F-HR	View on EDGAR
2024-06-30	2024-07-16	13F-HR	View on EDGAR
2024-03-31	2024-04-26	13F-HR	View on EDGAR
2023-12-31	2024-02-09	13F-HR	View on EDGAR
2023-09-30	2023-11-06	13F-HR	View on EDGAR
2023-06-30	2023-08-04	13F-HR	View on EDGAR
2023-03-31	2023-05-05	13F-HR	View on EDGAR
2022-12-31	2023-02-06	13F-HR	View on EDGAR
2022-09-30	2022-11-01	13F-HR	View on EDGAR
2022-06-30	2022-07-27	13F-HR	View on EDGAR
2022-03-31	2022-04-18	13F-HR	View on EDGAR
2021-12-31	2022-01-28	13F-HR	View on EDGAR