CIK: 0001061555
Total reported value
$182.0M
Reporting period: 2026-03-31 · Number of holdings: 106
CAPITAL FINANCIAL GROUP INC\CO\ /ADV disclosed 106 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $182.0M and a quarterly turnover rate of 9.4%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "C"
Capital Financial Group Inc\co\ /adv's disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 34 equally-sized positions, well below its 106 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.46), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 23% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SPYM
-3.6% -$1.5M
Add CVX
+0.6% $732.7K
Add XOM
-1.9% $723.0K
Add JNJ
-0.8% $561.7K
Add SPAB
+17.4% $558.3K
Add LMT
+0.1% $473.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 9.36% | -0.96% | -3.56% | |
| 2 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 6.95% | — | -0.03% | |
| 3 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 6.69% | — | +0.76% | |
| 4 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 3.28% | — | +0.60% | |
| 5 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 2.78% | — | -2.15% | |
| 6 | GSSC | Goldman Sachs Activebeta US | ETF-Commodities | 2.73% | -0.12% | -1.51% | |
| 7 | FIXD | First Trust Smith Opportunis | ETF-Other | 2.69% | — | +2.44% | |
| 8 | AAPL | Apple INC | Stock-Tech | 2.64% | -0.20% | +1.09% | |
| 9 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.50% | -0.25% | +1.09% | |
| 10 | GIGB | Goldman Sachs Inv Grd CORP | ETF-Commodities | 2.22% | +0.05% | +4.98% | |
| 11 | GBIL | Goldman Sachs Access Treasur | ETF-Commodities | 2.20% | +0.08% | +5.36% | |
| 12 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 2.13% | +0.28% | +17.39% | |
| 13 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.10% | +0.28% | -0.78% | |
| 14 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 1.88% | +0.10% | +8.84% | |
| 15 | SDVY | First Trust Smid Cap Rising | ETF-Other | 1.63% | +0.18% | +11.04% | |
| 16 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 1.61% | — | -8.71% | |
| 17 | FMB | First Trust Managed Municipa | ETF-Other | 1.57% | — | +1.02% | |
| 18 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.57% | -0.14% | -5.75% | |
| 19 | CVX | Chevron CORP | Stock-Energy | 1.50% | +0.38% | +0.60% | |
| 20 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.50% | -0.23% | -11.66% | |
| 21 | NEM | Newmont CORP | Stock-Materials | 1.45% | +0.06% | -2.08% | |
| 22 | XOM | Exxon Mobil CORP | Stock-Energy | 1.43% | +0.38% | -1.92% | |
| 23 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.30% | +0.25% | +0.08% | |
| 24 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 1.13% | +0.09% | -0.34% | |
| 25 | TBIL | F/m US Treasury 3 Month Bill | ETF-Gov Bonds | 1.10% | -0.13% | -8.83% | |
| 26 | FLSP | Franklin Systematic Style Pr | ETF-Other | 1.06% | +0.08% | +8.80% | |
| 27 | VZ | Verizon Communications INC | Stock-Comm Services | 1.04% | +0.20% | +1.32% | |
| 28 | GILD | Gilead Sciences INC | Stock-Healthcare | 1.01% | +0.11% | -0.04% | |
| 29 | FMHI | First Trust Municipal High I | ETF-Other | 1.01% | — | -2.28% | |
| 30 | CTA | Simplify Managed Futures St | ETF-Other | 1.01% | +0.16% | +8.53% | |
| 31 | IRM | Iron Mountain INC | Stock-Real Estate | 0.98% | +0.19% | +2.81% | |
| 32 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 0.94% | +0.13% | +20.01% | |
| 33 | MUB | Ishares National Muni Bond E | ETF-Other | 0.92% | — | -1.18% | |
| 34 | FUMB | First Trust Ultra Short Dur | ETF-Other | 0.89% | — | -3.76% | |
| 35 | SLQD | Ishares 0-5 Yr Inv Grd CORP | ETF-Other | 0.89% | -0.13% | -11.41% | |
| 36 | IBM | Intl Business Machines CORP | Stock-Tech | 0.86% | -0.20% | +0.76% | |
| 37 | BKH | Black Hills CORP | Stock-Utilities | 0.84% | — | +0.78% | |
| 38 | MO | Altria Group INC | Stock-Consumer Staples | 0.83% | +0.12% | +3.58% | |
| 39 | RSG | Republic Services INC | Stock-Industrials | 0.76% | — | -0.02% | |
| 40 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.75% | — | +3.49% | |
| 41 | RRR | Red Rock Resorts Inc-class A | Stock-Other | 0.74% | -0.15% | -1.02% | |
| 42 | PULS | Pgim Ultra Short Bond ETF | ETF-Other | 0.74% | +0.16% | +29.15% | |
| 43 | PM | Philip Morris International | Stock-Consumer Staples | 0.66% | — | +2.45% | |
| 44 | MP | Mp Materials CORP | Stock-Materials | 0.63% | — | +0.63% | |
| 45 | WMT | Walmart INC | Stock-Consumer Staples | 0.60% | +0.05% | — | |
| 46 | UL | Unilever Plc-sponsored Adr | Stock-Consumer Staples | 0.57% | -0.09% | +1.65% | |
| 47 | UNP | Union Pacific CORP | Stock-Industrials | 0.55% | — | +3.72% | |
| 48 | MMM | 3m Co | Stock-Industrials | 0.52% | — | -0.03% | |
| 49 | PSA | Public Storage | Stock-Real Estate | 0.51% | — | +3.03% | |
| 50 | LHX | L3harris Technologies INC | Stock-Industrials | 0.50% | +0.07% | -0.04% |
Performance for Q3 2026
+2%
Performance Last 4 Quarters
+1.6%
Based on 5 months of available history
Based on 73% of reported portfolio value with available pricing
Capital Financial Group Inc\co\ /adv's most significant position changes for 2026-03-31: Sold out: Aerovironment INC (AVAV); New buy: Dow INC (DOW); New buy: Valvoline INC (VVV); Sold out: Boyd Gaming CORP (BYD); Trim: Ste Str Spdr Pt S&p 500 ETF (SPYM) — shares -3.56%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CVX | Chevron CORP | +0.4% | +0.60% | Add |
| 2 | XOM | Exxon Mobil CORP | +0.4% | -1.92% | Trim |
| 3 | JNJ | Johnson & Johnson | +0.3% | -0.78% | Trim |
| 4 | SPAB | Ss Spdr P Agg Bond ETF | +0.3% | +17.39% | Add |
| 5 | LMT | Lockheed Martin CORP | +0.3% | +0.08% | Add |
| 6 | VZ | Verizon Communications INC | +0.2% | +1.32% | Add |
| 7 | FTGC | First Trust Global Tactical | +0.2% | +41.53% | Add |
| 8 | IRM | Iron Mountain INC | +0.2% | +2.81% | Add |
| 9 | SDVY | First Trust Smid Cap Rising | +0.2% | +11.04% | Add |
| 10 | CTA | Simplify Managed Futures St | +0.2% | +8.53% | Add |
| 11 | PULS | Pgim Ultra Short Bond ETF | +0.2% | +29.15% | Add |
| 12 | SHYG | Ishares 0-5 Yr Hy CORP Bond | +0.1% | +20.01% | Add |
| 13 | MO | Altria Group INC | +0.1% | +3.58% | Add |
| 14 | TTE | Totalenergies Se | +0.1% | +14.91% | Add |
| 15 | GILD | Gilead Sciences INC | +0.1% | -0.04% | Trim |
| 16 | TOTL | Ss Doubleline Tr Tact ETF | +0.1% | +8.84% | Add |
| 17 | FANG | Diamondback Energy INC | +0.1% | +2.14% | Add |
| 18 | NVS | Novartis Ag-sponsored Adr | +0.1% | -0.34% | Trim |
| 19 | GBIL | Goldman Sachs Access Treasur | +0.1% | +5.36% | Add |
| 20 | FLSP | Franklin Systematic Style Pr | +0.1% | +8.80% | Add |
| 21 | BMY | Bristol-myers Squibb Co | +0.1% | +8.94% | Add |
| 22 | LHX | L3harris Technologies INC | +0.1% | -0.04% | Trim |
| 23 | CAT | Caterpillar INC | +0.1% | — | Unchanged |
| 24 | NEM | Newmont CORP | +0.1% | -2.08% | Trim |
| 25 | AVT | Avnet INC | +0.1% | +6.00% | Add |
| 26 | NBIS | Nebius Group NV | +0.1% | +0.86% | Add |
| 27 | COST | Costco Wholesale CORP | +0.1% | — | Unchanged |
| 28 | DVN | Devon Energy CORP | +0.1% | -0.05% | Trim |
| 29 | GIGB | Goldman Sachs Inv Grd CORP | +0.1% | +4.98% | Add |
| 30 | WMT | Walmart INC | +0.1% | — | Unchanged |
| 31 | CCL1EUR | Carnival CORP LTD | -0.1% | +0.33% | Add |
| 32 | UL | Unilever Plc-sponsored Adr | -0.1% | +1.65% | Add |
| 33 | V | Visa Inc-class A Shares | -0.1% | -3.23% | Trim |
| 34 | NKE | Nike INC -cl B | -0.1% | -2.03% | Trim |
| 35 | DKNG | Draftkings Inc-cl A | -0.1% | -8.39% | Trim |
| 36 | GSSC | Goldman Sachs Activebeta US | -0.1% | -1.51% | Trim |
| 37 | SLQD | Ishares 0-5 Yr Inv Grd CORP | -0.1% | -11.41% | Trim |
| 38 | TBIL | F/m US Treasury 3 Month Bill | -0.1% | -8.83% | Trim |
| 39 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | -0.1% | -5.75% | Trim |
| 40 | REAL | Realreal Inc/the | -0.2% | +0.76% | Add |
| 41 | RRR | Red Rock Resorts Inc-class A | -0.2% | -1.02% | Trim |
| 42 | IBM | Intl Business Machines CORP | -0.2% | +0.76% | Add |
| 43 | AAPL | Apple INC | -0.2% | +1.09% | Add |
| 44 | AGG | Ishares Core U.s. Aggregate | -0.2% | -11.66% | Trim |
| 45 | JPM | Jpmorgan Chase & Co | -0.3% | +1.09% | Add |
| 46 | SPYM | Ste Str Spdr Pt S&p 500 ETF | -1% | -3.56% | Trim |
| 47 | AVAV | Aerovironment INC | — | EXIT | Sold out |
| 48 | DOW | Dow INC | — | NEW | New buy |
| 49 | VVV | Valvoline INC | — | NEW | New buy |
| 50 | BYD | Boyd Gaming CORP | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-27 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001674627
Total reported value
$182.1M
34 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001592614
Total reported value
$182.1M
301 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0002056728
Total reported value
$182.0M
58 stks
2026-03-31
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0000704051
Total reported value
$126.6M
7 stks
2020-06-30
Stale — no recent filing
2 of the top 5 holdings overlap, including Ste Str Spdr Pt S&p 500 ETF
CIK 0000927628
Total reported value
$141.4M
91 stks
2022-03-31
Stale — no recent filing
2 of the top 5 holdings overlap, including Ishares Msci USA Min Vol Fac
CIK 0001288917
Total reported value
$639.3M
255 stks
2019-03-31
Stale — no recent filing
2 of the top 5 holdings overlap, including Ishares Msci USA Min Vol Fac