CIK: 0000936938
Total reported value
$199.0M
Reporting period: 2026-03-31 · Number of holdings: 121
CAPE ANN SAVINGS BANK disclosed 121 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $199.0M and a quarterly turnover rate of 11.8%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "C"
Cape Ann Savings Bank's disclosed holdings carry a Herfindahl concentration index of 0.037 — mathematically equivalent to about 27 equally-sized positions, well below its 121 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.87), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim MSFT
-1.0% -$1.7M
Add IJR
+32.8% $1.4M
Trim GOOGL
-5.0% -$895.9K
Add IEMG
+110.9% $950.5K
Add CVX
+11.2% $878.1K
Add IJH
+4.4% $1.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EFA | Ishares Msci Eafe ETF | ETF-Other | 10.99% | -0.01% | +0.86% | |
| 2 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 8.98% | +0.39% | +4.39% | |
| 3 | IAU | Ishares Gold Trust | ETF-Commodities | 5.84% | — | -8.10% | |
| 4 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.03% | — | +3.43% | |
| 5 | AAPL | Apple INC | Stock-Tech | 4.47% | -0.31% | +2.19% | |
| 6 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 4.20% | — | +1.33% | |
| 7 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.09% | -0.52% | -5.01% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 2.71% | -0.95% | -0.99% | |
| 9 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 2.66% | +0.68% | +32.81% | |
| 10 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.27% | +0.28% | -1.40% | |
| 11 | AMAT | Applied Materials INC | Stock-Tech | 1.85% | — | -22.82% | |
| 12 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.79% | -0.27% | -1.77% | |
| 13 | NVDA | Nvidia CORP | Stock-Tech | 1.70% | -0.20% | -2.28% | |
| 14 | XLK | Ss Technology Select Sector | ETF-Tech | 1.40% | -0.16% | -0.71% | |
| 15 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.36% | — | +0.18% | |
| 16 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.34% | — | +14.92% | |
| 17 | CVX | Chevron CORP | Stock-Energy | 1.31% | +0.43% | +11.21% | |
| 18 | PEP | Pepsico INC | Stock-Consumer Staples | 1.25% | — | -2.03% | |
| 19 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.20% | — | — | |
| 20 | BLK | Blackrock INC | Stock-Financials | 1.04% | -0.13% | +1.27% | |
| 21 | GD | General Dynamics CORP | Stock-Industrials | 0.94% | — | -1.09% | |
| 22 | NEE | Nextera Energy INC | Stock-Utilities | 0.93% | +0.14% | +4.18% | |
| 23 | WMT | Walmart INC | Stock-Consumer Staples | 0.93% | +0.07% | -1.29% | |
| 24 | V | Visa Inc-class A Shares | Stock-Financials | 0.93% | -0.18% | -1.23% | |
| 25 | MS | Morgan Stanley | Stock-Financials | 0.91% | -0.11% | -1.34% | |
| 26 | RTX | Rtx CORP | Stock-Industrials | 0.89% | — | -4.87% | |
| 27 | CMI | Cummins INC | Stock-Industrials | 0.88% | — | -2.97% | |
| 28 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.88% | +0.47% | +110.95% | |
| 29 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.88% | — | -1.30% | |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.86% | — | -0.19% | |
| 31 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.84% | — | -0.32% | |
| 32 | BAC | Bank Of America CORP | Stock-Financials | 0.81% | -0.13% | -0.62% | |
| 33 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.77% | -0.15% | -6.46% | |
| 34 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.77% | +0.07% | -1.01% | |
| 35 | AVGO | Broadcom INC | Stock-Tech | 0.76% | -0.12% | -1.29% | |
| 36 | AEP | American Electric Power | Stock-Utilities | 0.75% | +0.09% | +1.62% | |
| 37 | DE | Deere & Co | Stock-Industrials | 0.72% | +0.10% | -2.12% | |
| 38 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.69% | -0.13% | -0.25% | |
| 39 | CDNS | Cadence Design Sys INC | Stock-Tech | 0.63% | -0.10% | -1.20% | |
| 40 | ICE | Intercontinental Exchange In | Stock-Financials | 0.61% | — | -1.46% | |
| 41 | XLF | Ss Financial Select Sector | ETF-Other | 0.59% | — | -0.52% | |
| 42 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.58% | — | — | |
| 43 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.58% | — | +3.54% | |
| 44 | IBM | Intl Business Machines CORP | Stock-Tech | 0.55% | -0.12% | +1.70% | |
| 45 | MDT | Medtronic plc | Stock-Healthcare | 0.52% | — | +1.35% | |
| 46 | XLI | Ss Industrial Select Sector | ETF-Other | 0.49% | — | +1.70% | |
| 47 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.46% | +0.16% | +49.88% | |
| 48 | ORCL | Oracle CORP | Stock-Tech | 0.44% | -0.17% | -1.89% | |
| 49 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 0.43% | +0.43% | NEW | |
| 50 | SYK | Stryker CORP | Stock-Healthcare | 0.41% | — | -5.34% |
Performance for Q3 2026
+2.2%
Performance Last 4 Quarters
+24.7%
Based on 68% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 121 | $199.0M | 12 | |
| 2025-12-31 | 109 | $194.9M | 12 | |
| 2025-09-30 | 108 | $187.3M | 24 | |
| 2025-06-30 | 89 | $167.4M | 0 | |
| 2025-03-31 | 92 | $159.5M | 100 | |
| 2024-12-31 | 87 | $169.9M | 0 | |
| 2024-09-30 | 89 | $172.4M | 0 | |
| 2024-06-30 | 86 | $161.2M | 0 | |
| 2024-03-31 | 85 | $159.6M | 0 | |
| 2023-12-31 | 83 | $151.3M | 0 | |
| 2023-09-30 | 81 | $142.6M | 0 | |
| 2023-06-30 | 83 | $150.3M | 0 | |
| 2023-03-31 | 79 | $142.6M | 0 | |
| 2022-12-31 | 81 | $136.6M | 0 | |
| 2022-09-30 | 79 | $124.9M | 0 | |
| 2022-06-30 | 79 | $130.2M | 0 | |
| 2022-03-31 | 85 | $152.1M | 0 | |
| 2021-12-31 | 128 | $166.3M | 0 | |
| 2021-09-30 | 129 | $154.6M | 0 | |
| 2021-06-30 | 133 | $158.5M | 15 | |
| 2021-03-31 | 129 | $140.8M | 16 | |
| 2020-12-31 | 131 | $138.5M | 29 | |
| 2020-06-30 | 124 | $118.0M | 52 | |
| 2019-09-30 | 117 | $86.6M | 11 | |
| 2019-06-30 | 120 | $86.7M | 10 | |
| 2019-03-31 | 106 | $84.1M | 4 | |
| 2018-12-31 | 103 | $81.8M | 14 | |
| 2018-09-30 | 105 | $84.7M | 6 | |
| 2018-06-30 | 102 | $80.4M | 14 | |
| 2017-12-31 | 107 | $79.2M | 13 | |
| 2017-06-30 | 106 | $75.3M | 9 | |
| 2017-03-31 | 108 | $74.3M | 13 | |
| 2016-12-31 | 111 | $71.3M | 12 | |
| 2016-09-30 | 114 | $71.0M | 9 | |
| 2016-06-30 | 117 | $72.9M | 8 | |
| 2016-03-31 | 118 | $72.5M | 11 | |
| 2015-12-31 | 117 | $72.9M | 14 | |
| 2015-09-30 | 116 | $67.2M | 13 | |
| 2015-06-30 | 125 | $70.4M | 8 | |
| 2015-03-31 | 126 | $71.7M | 18 | |
| 2014-12-31 | 125 | $69.5M | 13 | |
| 2014-09-30 | 128 | $67.3M | 11 | |
| 2014-06-30 | 127 | $69.1M | 17 | |
| 2014-03-31 | 111 | $60.9M | 8 | |
| 2013-12-31 | 118 | $62.1M | 11 | |
| 2013-09-30 | 115 | $58.4M | 13 | |
| 2013-06-30 | 111 | $59.7M | 0 |
Cape Ann Savings Bank's most significant position changes for 2026-03-31: New buy: Vanguard Int High Dvd Yld In (VYMI); New buy: Eaton Corporation plc (ETN); New buy: Xtrackers Msci Eafe Hedged E (DBEF); New buy: Vanguard High Dvd Yield ETF (VYM); New buy: Ss Spdr S&p 500 Esg ETF (EFIV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IJR | Ishares Core S&p Small-cap E | +0.7% | +32.81% | Add |
| 2 | IEMG | Ishares Core Msci Emerging | +0.5% | +110.95% | Add |
| 3 | CVX | Chevron CORP | +0.4% | +11.21% | Add |
| 4 | IJH | Ishares Core S&p Midcap ETF | +0.4% | +4.39% | Add |
| 5 | JNJ | Johnson & Johnson | +0.3% | -1.40% | Trim |
| 6 | VEU | Vanguard Ftse All-world Ex-u | +0.2% | +49.88% | Add |
| 7 | NEE | Nextera Energy INC | +0.1% | +4.18% | Add |
| 8 | DE | Deere & Co | +0.1% | -2.12% | Trim |
| 9 | ESGD | Ishares Trust Ishares Esg Aw | +0.1% | +35.42% | Add |
| 10 | AEP | American Electric Power | +0.1% | +1.62% | Add |
| 11 | XLE | Ss Energy Select Sector | +0.1% | +0.97% | Add |
| 12 | MRK | Merck & Co. INC. | +0.1% | -1.01% | Trim |
| 13 | WMT | Walmart INC | +0.1% | -1.29% | Trim |
| 14 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +53.26% | Add |
| 15 | EFA | Ishares Msci Eafe ETF | 0% | +0.86% | Add |
| 16 | CRM | Salesforce INC | -0.1% | — | Unchanged |
| 17 | CDNS | Cadence Design Sys INC | -0.1% | -1.20% | Trim |
| 18 | MS | Morgan Stanley | -0.1% | -1.34% | Trim |
| 19 | IBM | Intl Business Machines CORP | -0.1% | +1.70% | Add |
| 20 | AVGO | Broadcom INC | -0.1% | -1.29% | Trim |
| 21 | BAC | Bank Of America CORP | -0.1% | -0.62% | Trim |
| 22 | META | Meta Platforms Inc-class A | -0.1% | -0.25% | Trim |
| 23 | BLK | Blackrock INC | -0.1% | +1.27% | Add |
| 24 | VWO | Vanguard Ftse Emerging Marke | -0.1% | -25.36% | Trim |
| 25 | GOOG | Alphabet Inc-cl C | -0.2% | -6.46% | Trim |
| 26 | XLK | Ss Technology Select Sector | -0.2% | -0.71% | Trim |
| 27 | ORCL | Oracle CORP | -0.2% | -1.89% | Trim |
| 28 | V | Visa Inc-class A Shares | -0.2% | -1.23% | Trim |
| 29 | NVDA | Nvidia CORP | -0.2% | -2.28% | Trim |
| 30 | AMZN | Amazon.com INC | -0.3% | -1.77% | Trim |
| 31 | AAPL | Apple INC | -0.3% | +2.19% | Add |
| 32 | GOOGL | Alphabet Inc-cl A | -0.5% | -5.01% | Trim |
| 33 | MSFT | Microsoft CORP | -1% | -0.99% | Trim |
| 34 | VYMI | Vanguard Int High Dvd Yld In | — | NEW | New buy |
| 35 | ETN | Eaton Corporation plc | — | NEW | New buy |
| 36 | DBEF | Xtrackers Msci Eafe Hedged E | — | NEW | New buy |
| 37 | VYM | Vanguard High Dvd Yield ETF | — | NEW | New buy |
| 38 | EFIV | Ss Spdr S&p 500 Esg ETF | — | NEW | New buy |
| 39 | DVY | Ishares Select Dividend ETF | — | NEW | New buy |
| 40 | CPRT | Copart INC | — | EXIT | Sold out |
| 41 | SCHD | Schwab US Dvd Equity ETF | — | NEW | New buy |
| 42 | CAT | Caterpillar INC | — | NEW | New buy |
| 43 | GE | General Electric | — | NEW | New buy |
| 44 | FTMU | Franklin Muncipal Income ETF | — | NEW | New buy |
| 45 | QLYS | Qualys INC | — | EXIT | Sold out |
| 46 | VZ | Verizon Communications INC | — | NEW | New buy |
| 47 | UNH | Unitedhealth Group INC | — | EXIT | Sold out |
| 48 | MRVL | Marvell Technology INC | — | NEW | New buy |
| 49 | LOW | Lowe's Cos INC | — | NEW | New buy |
| 50 | T | At&t INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-27 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-28 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-15 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-21 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-14 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-04 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-08 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-25 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-13 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-03-15 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-25 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-09-18 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-09-18 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-09-18 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2023-09-18 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-24 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-18 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-16 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-22 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-17 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-25 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-11 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-31 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-06 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-15 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-23 | Amendment | View on EDGAR |
| 2018-09-30 | 2018-10-22 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-24 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-08 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-19 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-19 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-02 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-20 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-19 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-19 | Amendment | View on EDGAR |
| 2016-03-31 | 2016-04-22 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-02 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-19 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-21 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-09 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-28 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-31 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-10 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-10 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-15 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-17 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-08 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001909380
Total reported value
$199.0M
44 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001953787
Total reported value
$198.9M
40 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001826394
Total reported value
$199.1M
100 stks
2026-03-31
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0000049096
Total reported value
$113.6M
427 stks
2024-12-31
Stale — no recent filing
3 of the top 5 holdings overlap, including Ishares Core S&p Midcap ETF
CIK 0000107136
Total reported value
$20.2B
2,395 stks
2026-03-31
3 of the top 5 holdings overlap, including Apple INC
CIK 0000712537
Total reported value
$628.5M
409 stks
2026-03-31
3 of the top 5 holdings overlap, including Ishares Core S&p 500 ETF