CIK: 0002111802
Total reported value
$142.7M
Reporting period: 2026-03-31 · Number of holdings: 63
Bauman Advisory Group, LLC disclosed 63 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $142.7M and a quarterly turnover rate of 66.8%.
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Bauman Advisory Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.078 — mathematically equivalent to about 13 equally-sized positions, well below its 63 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.00), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 11% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SPYM
-6.7% -$3.9M
Trim SCHG
-95.8% -$7.5M
Trim IJH
-95.4% -$7.4M
Trim IJR
-93.8% -$4.5M
Add SPHY
+752.4% $3.8M
Add IAUM
+71.8% $4.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 22.31% | -6.51% | -6.70% | |
| 2 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 9.27% | -0.53% | +15.74% | |
| 3 | AVDE | Avantis International Equity | ETF-Other | 6.31% | +6.31% | NEW | |
| 4 | IAUM | Ishares Gold Trust Micro | ETF-Commodities | 6.25% | +2.40% | +71.75% | |
| 5 | BINC | Ishares Flex I A Etf-usd INC | ETF-Other | 4.15% | +1.15% | +61.65% | |
| 6 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 3.55% | +3.55% | NEW | |
| 7 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 3.36% | +0.58% | +28.60% | |
| 8 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 3.21% | +2.38% | +317.37% | |
| 9 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 3.12% | — | -2.78% | |
| 10 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 3.08% | +1.58% | +111.44% | |
| 11 | USIG | Ishares Broad Usd Investment | ETF-Other | 3.05% | +1.52% | +131.51% | |
| 12 | SPHY | Ss Spdr P High Yield ETF | ETF-High Yield | 3.03% | +2.61% | +752.40% | |
| 13 | AVSC | Avantis US Small Cap Equity | ETF-Small Cap | 2.44% | +2.44% | NEW | |
| 14 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.01% | +2.01% | NEW | |
| 15 | AAPL | Apple INC | Stock-Tech | 1.61% | -0.45% | -3.91% | |
| 16 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 1.50% | +1.50% | NEW | |
| 17 | SMIZ | Zacks Small/mid Cap ETF | ETF-Other | 1.24% | — | -4.41% | |
| 18 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.04% | +0.12% | +30.65% | |
| 19 | SPHQ | Invesco S&p 500 Quality ETF | ETF-Large Cap & Growth | 1.04% | — | -2.59% | |
| 20 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 1.03% | +0.39% | +96.13% | |
| 21 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 1.02% | +0.73% | +301.87% | |
| 22 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 1.00% | +1.00% | NEW | |
| 23 | HDV | Ishares Core High Dividend E | ETF-Other | 0.98% | +0.98% | NEW | |
| 24 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.90% | +0.04% | +4.37% | |
| 25 | WMT | Walmart INC | Stock-Consumer Staples | 0.81% | — | -9.36% | |
| 26 | SIVR | Abrdn Physical Silver Shares | ETF-Commodities | 0.74% | — | -15.76% | |
| 27 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.70% | — | -0.11% | |
| 28 | MSFT | Microsoft CORP | Stock-Tech | 0.61% | -0.31% | -0.59% | |
| 29 | NVDA | Nvidia CORP | Stock-Tech | 0.56% | -0.25% | -14.90% | |
| 30 | FBTC | Fidelity Wise Origin Bitcoin | ETF-Crypto | 0.51% | -0.34% | -11.69% | |
| 31 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.49% | -0.25% | -14.97% | |
| 32 | NLR | Vaneck Urani & Nuclr Etf-usd | ETF-Other | 0.48% | — | +5.53% | |
| 33 | XLE | Ss Energy Select Sector | ETF-Other | 0.43% | +0.09% | +5.55% | |
| 34 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.41% | — | -10.86% | |
| 35 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 0.38% | — | -1.82% | |
| 36 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.38% | — | +8.61% | |
| 37 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.38% | — | +6.51% | |
| 38 | SRE | Sempra | Stock-Utilities | 0.35% | — | -3.55% | |
| 39 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.34% | -0.21% | -21.19% | |
| 40 | LRN | Stride INC | Stock-Consumer Staples | 0.33% | +0.33% | NEW | |
| 41 | CRS | Carpenter Technology | Stock-Industrials | 0.33% | +0.33% | NEW | |
| 42 | FCFS | Firstcash Holdings INC | Stock-Financials | 0.32% | +0.32% | NEW | |
| 43 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.32% | — | -1.79% | |
| 44 | QTUM | Defiance Quantum ETF | ETF-Other | 0.32% | — | +5.76% | |
| 45 | C | Citigroup INC | Stock-Financials | 0.29% | +0.29% | NEW | |
| 46 | MPWR | Monolithic Power Systems INC | Stock-Tech | 0.29% | +0.29% | NEW | |
| 47 | MCK | Mckesson CORP | Stock-Healthcare | 0.29% | +0.29% | NEW | |
| 48 | APG | Api Group CORP | Stock-Industrials | 0.28% | +0.28% | NEW | |
| 49 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.27% | — | -0.88% | |
| 50 | AMKR | Amkor Technology INC | Stock-Tech | 0.27% | +0.27% | NEW |
Performance for Q3 2026
+1.8%
Performance Last 4 Quarters
+5.6%
Based on 5 months of available history
Bauman Advisory Group, LLC's most significant position changes for 2026-03-31: New buy: Avantis International Equity (AVDE); New buy: Invesco S&p 500 Equal Weight (RSP); Sold out: Jpmorgan Ultra-short Income (JPST); New buy: Avantis US Small Cap Equity (AVSC); New buy: Ishares Core U.s. Aggregate (AGG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPHY | Ss Spdr P High Yield ETF | +2.6% | +752.40% | Add |
| 2 | IAUM | Ishares Gold Trust Micro | +2.4% | +71.75% | Add |
| 3 | AVDV | Avantis Intl S/c Value ETF | +2.4% | +317.37% | Add |
| 4 | SCHD | Schwab US Dvd Equity ETF | +1.6% | +111.44% | Add |
| 5 | USIG | Ishares Broad Usd Investment | +1.5% | +131.51% | Add |
| 6 | BINC | Ishares Flex I A Etf-usd INC | +1.2% | +61.65% | Add |
| 7 | JAAA | Janus Henderson Aaa Clo ETF | +0.7% | +301.87% | Add |
| 8 | AVUV | Avantis US Small Cap Value | +0.6% | +28.60% | Add |
| 9 | SPYI | Neos S&p 500 High Income ETF | +0.4% | +96.13% | Add |
| 10 | VCSH | Vanguard S/t CORP Bond ETF | +0.1% | +30.65% | Add |
| 11 | XLE | Ss Energy Select Sector | +0.1% | +5.55% | Add |
| 12 | COST | Costco Wholesale CORP | 0% | +4.37% | Add |
| 13 | GOOG | Alphabet Inc-cl C | -0.2% | -21.19% | Trim |
| 14 | AMZN | Amazon.com INC | -0.3% | -14.97% | Trim |
| 15 | NVDA | Nvidia CORP | -0.3% | -14.90% | Trim |
| 16 | MSFT | Microsoft CORP | -0.3% | -0.59% | Trim |
| 17 | FBTC | Fidelity Wise Origin Bitcoin | -0.3% | -11.69% | Trim |
| 18 | AAPL | Apple INC | -0.5% | -3.91% | Trim |
| 19 | QQQM | Invesco Nasdaq 100 ETF | -0.5% | +15.74% | Add |
| 20 | JEPQ | JPM Nasdaq Equity Premium | -0.7% | -71.92% | Trim |
| 21 | IJR | Ishares Core S&p Small-cap E | -3.7% | -93.78% | Trim |
| 22 | IJH | Ishares Core S&p Midcap ETF | -6% | -95.39% | Trim |
| 23 | SCHG | Schwab US Large-cap Growth | -6.1% | -95.77% | Trim |
| 24 | SPYM | Ste Str Spdr Pt S&p 500 ETF | -6.5% | -6.70% | Trim |
| 25 | AVDE | Avantis International Equity | — | NEW | New buy |
| 26 | RSP | Invesco S&p 500 Equal Weight | — | NEW | New buy |
| 27 | JPST | Jpmorgan Ultra-short Income | — | EXIT | Sold out |
| 28 | AVSC | Avantis US Small Cap Equity | — | NEW | New buy |
| 29 | AGG | Ishares Core U.s. Aggregate | — | NEW | New buy |
| 30 | SHYG | Ishares 0-5 Yr Hy CORP Bond | — | EXIT | Sold out |
| 31 | AVEM | Avantis Emerging Markets Eq | — | NEW | New buy |
| 32 | SCHP | Schwab U.s. Tips ETF | — | NEW | New buy |
| 33 | HDV | Ishares Core High Dividend E | — | NEW | New buy |
| 34 | LRN | Stride INC | — | NEW | New buy |
| 35 | CRS | Carpenter Technology | — | NEW | New buy |
| 36 | FCFS | Firstcash Holdings INC | — | NEW | New buy |
| 37 | C | Citigroup INC | — | NEW | New buy |
| 38 | MPWR | Monolithic Power Systems INC | — | NEW | New buy |
| 39 | MCK | Mckesson CORP | — | NEW | New buy |
| 40 | DMBS | Doubleline Mortgage ETF | — | EXIT | Sold out |
| 41 | APG | Api Group CORP | — | NEW | New buy |
| 42 | AMKR | Amkor Technology INC | — | NEW | New buy |
| 43 | VSEC | Vse CORP | — | NEW | New buy |
| 44 | ADBE | Adobe INC | — | NEW | New buy |
| 45 | V | Visa Inc-class A Shares | — | EXIT | Sold out |
| 46 | GOF | Guggenheim Strategic Opport | — | EXIT | Sold out |
| 47 | AVGO | Broadcom INC | — | EXIT | Sold out |
| 48 | HD | Home Depot INC | — | NEW | New buy |
| 49 | SPYG | Ss Spdr P S&p 500 Growth ETF | — | EXIT | Sold out |
| 50 | IVV | Ishares Core S&p 500 ETF | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-06 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-20 | 13F-HR | View on EDGAR |
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