CIK: 0001542287
Total reported value
$5.3B
Reporting period: 2026-03-31 · Number of holdings: 375
Annex Advisory Services, LLC disclosed 375 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $5.3B and a quarterly turnover rate of 51.2%.
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Annex Advisory Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 48 equally-sized positions, well below its 375 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.61), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 27% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add GSIE
+308.6% $181.9M
Trim OSEA
-98.1% -$86.6M
Trim MBB
-98.6% -$84.8M
Trim MFSI
-80.4% -$73.9M
Trim GSY
-91.7% -$71.7M
Trim DYNF
-87.9% -$65.7M
Showing top 200 holdings (of 375 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | UBND | Victoryshares Core Plus Bond | ETF-Other | 7.22% | — | +4.15% | |
| 2 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 4.51% | +3.39% | +308.56% | |
| 3 | AVUS | Avantis U.s. Equity ETF | ETF-Other | 4.02% | -1.24% | -21.72% | |
| 4 | SMTH | Alps Smth Cor Bd Plus ETF | ETF-Other | 3.89% | +0.42% | +15.52% | |
| 5 | DFAU | Dimensional US Core Equity M | ETF-Other | 3.13% | +0.57% | +29.24% | |
| 6 | IOO | Ishares Global 100 ETF | ETF-Other | 2.88% | — | -0.40% | |
| 7 | DFAI | Dimensional International Co | ETF-Other | 2.86% | +2.86% | NEW | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 2.65% | — | +12.78% | |
| 9 | AVDE | Avantis International Equity | ETF-Other | 2.47% | -0.50% | -17.57% | |
| 10 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 2.31% | -0.79% | -27.22% | |
| 11 | AAPL | Apple INC | Stock-Tech | 2.19% | — | -1.09% | |
| 12 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.85% | — | +2.60% | |
| 13 | LRGF | Ishares US Equity Factor ETF | ETF-Other | 1.68% | +1.68% | NEW | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 1.66% | — | +46.58% | |
| 15 | DFIC | Dimensional International Co | ETF-Other | 1.64% | — | -2.13% | |
| 16 | BAB | Invesco Taxable Municipal Bo | ETF-Other | 1.61% | — | +3.73% | |
| 17 | PCY | Invesco Emerging Markets Sov | ETF-Emerging Markets | 1.57% | +1.57% | NEW | |
| 18 | TKO | Tko Group Holdings INC | Stock-Comm Services | 1.56% | — | +3.53% | |
| 19 | FALN | Ishares Fallen Angels ETF | ETF-Other | 1.52% | +1.52% | NEW | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.44% | +0.30% | +39.86% | |
| 21 | ADI | Analog Devices INC | Stock-Tech | 1.43% | +0.75% | +82.18% | |
| 22 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 1.33% | +1.33% | NEW | |
| 23 | V | Visa Inc-class A Shares | Stock-Financials | 1.32% | — | +4.07% | |
| 24 | AVGO | Broadcom INC | Stock-Tech | 1.31% | — | +2.96% | |
| 25 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 1.26% | +1.26% | NEW | |
| 26 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.21% | -0.59% | -20.59% | |
| 27 | NEE | Nextera Energy INC | Stock-Utilities | 1.09% | +1.02% | +1298.99% | |
| 28 | ASML | ASML Holding N.V. | Stock-Tech | 1.07% | -0.27% | -34.20% | |
| 29 | MS | Morgan Stanley | Stock-Financials | 1.06% | — | +2.98% | |
| 30 | SPOT | Spotify Technology S.A. | Stock-Comm Services | 1.05% | +0.37% | +89.54% | |
| 31 | EXPE | Expedia Group INC | Stock-Consumer Disc | 1.00% | — | +42.52% | |
| 32 | ROBO | Robo Global Robotics And Aut | ETF-Other | 0.95% | +0.95% | NEW | |
| 33 | FCX | Freeport-mcmoran INC | Stock-Materials | 0.87% | — | -17.24% | |
| 34 | MEDP | Medpace Holdings INC | Stock-Healthcare | 0.85% | — | +3.23% | |
| 35 | PBR | Petroleo Brasileiro-spon Adr | Stock-Energy | 0.83% | +0.35% | +1.13% | |
| 36 | SMLF | Ishares US Smallcap Equity F | ETF-Other | 0.79% | +0.79% | NEW | |
| 37 | ORLY | O'reilly Automotive INC | Stock-Consumer Disc | 0.75% | — | +1.21% | |
| 38 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.75% | — | +1.53% | |
| 39 | VCTR | Victory Capital Holding - A | Stock-Other | 0.73% | — | +2.98% | |
| 40 | UBER | Uber Technologies INC | Stock-Industrials | 0.72% | — | -13.36% | |
| 41 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.72% | — | -2.56% | |
| 42 | FWONK | Liberty Media Corp-formula-c | Stock-Comm Services | 0.70% | +0.70% | NEW | |
| 43 | BAC | Bank Of America CORP | Stock-Financials | 0.68% | +0.61% | +1004.84% | |
| 44 | EMGF | Ishares Emerging Markets Equ | ETF-Emerging Markets | 0.67% | +0.67% | NEW | |
| 45 | TPL | Texas Pacific Land CORP | Stock-Energy | 0.67% | +0.49% | +133.95% | |
| 46 | GRBK | Green Brick Partners INC | Stock-Other | 0.66% | — | +3.23% | |
| 47 | GFLW | Vs Free Cash Flow Growth ETF | ETF-Other | 0.66% | -0.78% | -49.96% | |
| 48 | MELI | Mercadolibre INC | Stock-Consumer Disc | 0.66% | -0.34% | -21.77% | |
| 49 | QLTY | Gmo U.s. Quality ETF | ETF-Other | 0.61% | — | +10.56% | |
| 50 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 0.60% | +0.60% | NEW |
Performance for Q3 2026
+3.7%
Performance Last 4 Quarters
+15.8%
Based on 78% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 375 | $5.3B | 51 | |
| 2025-12-31 | 357 | $5.2B | 34 | |
| 2025-09-30 | 314 | $4.7B | 59 | |
| 2025-06-30 | 321 | $4.2B | 0 | |
| 2025-03-31 | 309 | $3.5B | 100 | |
| 2024-12-31 | 311 | $3.3B | 0 | |
| 2024-09-30 | 286 | $3.1B | 0 | |
| 2024-06-30 | 283 | $2.8B | 0 | |
| 2024-03-31 | 285 | $2.8B | 0 | |
| 2023-12-31 | 266 | $2.4B | 0 | |
| 2023-09-30 | 254 | $1.7B | 0 | |
| 2023-06-30 | 250 | $1.8B | 0 | |
| 2023-03-31 | 243 | $1.9B | 0 | |
| 2022-12-31 | 252 | $1.8B | 0 | |
| 2022-09-30 | 238 | $1.5B | 0 | |
| 2022-06-30 | 256 | $1.4B | 0 | |
| 2022-03-31 | 250 | $1.4B | 0 | |
| 2021-12-31 | 250 | $1.5B | 0 | |
| 2021-09-30 | 213 | $1.2B | 0 | |
| 2021-06-30 | 218 | $1.2B | 91 | |
| 2021-03-31 | 202 | $1.0B | 27 | |
| 2020-12-31 | 193 | $1.0B | 35 | |
| 2020-09-30 | 137 | $784.5M | 13 | |
| 2020-06-30 | 123 | $717.2M | 47 | |
| 2020-03-31 | 123 | $706.2M | 60 | |
| 2019-12-31 | 132 | $825.3M | 12 | |
| 2019-09-30 | 124 | $744.3M | 9 | |
| 2019-06-30 | 119 | $710.3M | 9 | |
| 2019-03-31 | 132 | $667.3M | 23 | |
| 2018-12-31 | 129 | $634.3M | 22 | |
| 2018-09-30 | 134 | $647.1M | 13 | |
| 2018-06-30 | 129 | $586.7M | 25 | |
| 2018-03-31 | 129 | $549.8M | 16 | |
| 2017-12-31 | 122 | $529.0M | 10 | |
| 2017-09-30 | 124 | $488.0M | 11 | |
| 2017-06-30 | 125 | $450.4M | 28 | |
| 2017-03-31 | 119 | $402.5M | 25 | |
| 2016-12-31 | 110 | $411.8M | 10 | |
| 2016-09-30 | 111 | $384.4M | 7 | |
| 2016-06-30 | 115 | $369.1M | 8 | |
| 2016-03-31 | 114 | $352.4M | 15 | |
| 2015-12-31 | 113 | $341.3M | 12 | |
| 2015-09-30 | 115 | $307.6M | 9 | |
| 2015-06-30 | 114 | $312.0M | 14 | |
| 2015-03-31 | 117 | $310.8M | 36 | |
| 2014-12-31 | 97 | $320.7M | 21 | |
| 2014-09-30 | 86 | $295.6M | 9 | |
| 2014-06-30 | 82 | $292.8M | 11 | |
| 2014-03-31 | 87 | $269.0M | 38 | |
| 2013-12-31 | 92 | $260.5M | 33 | |
| 2013-09-30 | 97 | $214.7M | 29 | |
| 2013-06-30 | 97 | $181.2M | 0 |
Annex Advisory Services, LLC's most significant position changes for 2026-03-31: New buy: Dimensional International Co (DFAI); New buy: Ishares US Equity Factor ETF (LRGF); New buy: Invesco Emerging Markets Sov (PCY); New buy: Ishares Fallen Angels ETF (FALN); New buy: Dimensional Emerging Core Eq (DFAE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GSIE | Goldman Sachs Activebeta Int | +3.4% | +308.56% | Add |
| 2 | NEE | Nextera Energy INC | +1% | +1298.99% | Add |
| 3 | ADI | Analog Devices INC | +0.8% | +82.18% | Add |
| 4 | BAC | Bank Of America CORP | +0.6% | +1004.84% | Add |
| 5 | DFAU | Dimensional US Core Equity M | +0.6% | +29.24% | Add |
| 6 | TPL | Texas Pacific Land CORP | +0.5% | +133.95% | Add |
| 7 | SMTH | Alps Smth Cor Bd Plus ETF | +0.4% | +15.52% | Add |
| 8 | SPOT | Spotify Technology S.A. | +0.4% | +89.54% | Add |
| 9 | PBR | Petroleo Brasileiro-spon Adr | +0.4% | +1.13% | Add |
| 10 | GOOGL | Alphabet Inc-cl A | +0.3% | +39.86% | Add |
| 11 | HHH | Howard Hughes Holdings INC | -0.3% | -87.19% | Trim |
| 12 | ASML | ASML Holding N.V. | -0.3% | -34.20% | Trim |
| 13 | MELI | Mercadolibre INC | -0.3% | -21.77% | Trim |
| 14 | FNV | Franco-nevada CORP | -0.4% | -52.91% | Trim |
| 15 | GLBE | Global-E Online Ltd. | -0.4% | -90.02% | Trim |
| 16 | HOOD | Robinhood Markets INC - A | -0.5% | -9.43% | Trim |
| 17 | AVDE | Avantis International Equity | -0.5% | -17.57% | Trim |
| 18 | META | Meta Platforms Inc-class A | -0.6% | -20.59% | Trim |
| 19 | AVDV | Avantis Intl S/c Value ETF | -0.6% | -75.92% | Trim |
| 20 | WST | West Pharmaceutical Services | -0.6% | -98.77% | Trim |
| 21 | VFLO | Victoryshares Free Cash Flow | -0.7% | -62.11% | Trim |
| 22 | RBRK | Rubrik Inc-a | -0.7% | -97.00% | Trim |
| 23 | ZETA | Zeta Global Holdings Corp-a | -0.8% | -91.57% | Trim |
| 24 | GFLW | Vs Free Cash Flow Growth ETF | -0.8% | -49.96% | Trim |
| 25 | AVEM | Avantis Emerging Markets Eq | -0.8% | -27.22% | Trim |
| 26 | ORCL | Oracle CORP | -0.9% | -91.32% | Trim |
| 27 | GSWO | Goldman Sachs Activebeta Wor | -1% | -99.34% | Trim |
| 28 | GRIN | Victoryshares Intl Fr Csh Fl | -1.1% | -95.81% | Trim |
| 29 | ZROZ | Pimco 25+ Yr Zero Cpn US Tif | -1.2% | -98.68% | Trim |
| 30 | AVUS | Avantis U.s. Equity ETF | -1.2% | -21.72% | Trim |
| 31 | DYNF | Ishrs US E F R A Etf-usd INC | -1.3% | -87.87% | Trim |
| 32 | GSY | Invesco Ultra Short Duration | -1.4% | -91.70% | Trim |
| 33 | MFSI | Mfs Active International | -1.4% | -80.41% | Trim |
| 34 | MBB | Ishares Mbs ETF | -1.6% | -98.57% | Trim |
| 35 | OSEA | Harbor Intl Compounders ETF | -1.7% | -98.10% | Trim |
| 36 | DFAI | Dimensional International Co | — | NEW | New buy |
| 37 | LRGF | Ishares US Equity Factor ETF | — | NEW | New buy |
| 38 | PCY | Invesco Emerging Markets Sov | — | NEW | New buy |
| 39 | FALN | Ishares Fallen Angels ETF | — | NEW | New buy |
| 40 | DFAE | Dimensional Emerging Core Eq | — | NEW | New buy |
| 41 | IAGG | Ishares Intl Aggregate Bond | — | NEW | New buy |
| 42 | ROBO | Robo Global Robotics And Aut | — | NEW | New buy |
| 43 | SMLF | Ishares US Smallcap Equity F | — | NEW | New buy |
| 44 | FWONK | Liberty Media Corp-formula-c | — | NEW | New buy |
| 45 | EMGF | Ishares Emerging Markets Equ | — | NEW | New buy |
| 46 | VRT | Vertiv Holdings Co-a | — | NEW | New buy |
| 47 | XBI | Ss Spdr S&p Biotech ETF | — | NEW | New buy |
| 48 | KBWB | Invesco Kbw Bank ETF | — | NEW | New buy |
| 49 | AJG | Arthur J Gallagher & Co | — | EXIT | Sold out |
| 50 | UPST | Upstart Holdings INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-16 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-26 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-17 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-11 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-11 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-16 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-10 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-12 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-13 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-01 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-24 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-27 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-30 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-24 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-27 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-13 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-31 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-18 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-29 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-22 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-28 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-23 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-21 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-22 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-13 | Amendment | View on EDGAR |
| 2019-12-31 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-18 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-12 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-13 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-03 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-13 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-02 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-04 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-11 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-02 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-01 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-12 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-06 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-13 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-12 | 13F-HR | View on EDGAR |
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