CIK: 0001728031
Total reported value
$229.6M
Reporting period: 2026-06-30 · Number of holdings: 75
A&I FINANCIAL SERVICES, LLC disclosed 75 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $229.6M and a quarterly turnover rate of 53.5%.
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A&i Financial Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.080 — mathematically equivalent to about 13 equally-sized positions, well below its 75 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.25), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 12% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Sold out SHV
New buy EFA
Add TSEL
+2.3% $6.6M
Sold out SPY
Add CGDV
+38.8% $2.0M
Add CGGO
+11.1% $1.3M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EFA | Ishares Msci Eafe ETF | ETF-Other | 18.10% | +18.10% | NEW | |
| 2 | TSEL | Touchstone Sands Sel Gr ETF | ETF-Other | 15.74% | +1.74% | +2.27% | |
| 3 | BUSA | Brandes US Value ETF | ETF-Other | 7.61% | -0.18% | -0.31% | |
| 4 | OAKM | Oakmark US Large Cap ETF | ETF-Large Cap & Growth | 7.35% | -0.42% | +0.62% | |
| 5 | DBMF | Imgp Dbi Managed Futures Str | ETF-Other | 4.71% | — | -1.13% | |
| 6 | ASMF | Virtus As Futures ETF | ETF-Other | 4.63% | — | -0.94% | |
| 7 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 3.94% | +0.17% | -1.44% | |
| 8 | CGGR | Cap Group Growth Equity | ETF-Other | 2.93% | +0.26% | +1.78% | |
| 9 | CGUS | Cap Group Core Equity | ETF-Other | 2.84% | +0.22% | +1.74% | |
| 10 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.57% | — | -2.16% | |
| 11 | CGDV | Cap Group Dividend Value | ETF-Other | 2.31% | +0.75% | +38.81% | |
| 12 | CGGO | Cap Group Global Growth | ETF-Other | 1.91% | +0.43% | +11.05% | |
| 13 | AAPL | Apple INC | Stock-Tech | 1.87% | +0.08% | -0.08% | |
| 14 | VOTE | Tcw Transform 500 ETF | ETF-Other | 1.63% | +0.05% | -3.17% | |
| 15 | NVDA | Nvidia CORP | Stock-Tech | 1.36% | +0.04% | -2.38% | |
| 16 | CGMM | Cap Group Small And Mid Cap | ETF-Other | 1.20% | +0.18% | +14.33% | |
| 17 | CGGE | Cap Group Global Eq | ETF-Other | 1.18% | +0.23% | +16.94% | |
| 18 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.07% | -0.01% | -1.79% | |
| 19 | CGNG | Cap Group New Geography Eq | ETF-Other | 0.78% | +0.21% | +26.27% | |
| 20 | CVIE | Cal Intl Responsible Index | ETF-Large Cap & Growth | 0.71% | +0.02% | -3.31% | |
| 21 | ESML | Ishares Esg Aware Msci USA S | ETF-Other | 0.71% | +0.04% | -3.47% | |
| 22 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.69% | +0.03% | -0.66% | |
| 23 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.59% | — | -2.82% | |
| 24 | PCIG | Polen Capital Inter Gr ETF | ETF-Other | 0.54% | — | -1.83% | |
| 25 | NUBD | Nuveen Esg US Aggregate Bond | ETF-Other | 0.53% | — | -4.57% | |
| 26 | CGDG | Cap Group Dividend Growers | ETF-Other | 0.51% | — | +0.83% | |
| 27 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.48% | +0.02% | -0.52% | |
| 28 | SAH | Sonic Automotive Inc-class A | Stock-Other | 0.43% | +0.05% | +0.94% | |
| 29 | UVE | Universal Insurance Holdings | Stock-Other | 0.42% | +0.03% | -2.86% | |
| 30 | THG | Hanover Insurance Group Inc/ | Stock-Financials | 0.42% | +0.07% | +6.25% | |
| 31 | VOYA | Voya Financial INC | Stock-Financials | 0.42% | +0.11% | +11.44% | |
| 32 | SLGN | Silgan Holdings INC | Stock-Consumer Disc | 0.39% | +0.07% | +11.71% | |
| 33 | WEN | Wendy's Co/the | Stock-Consumer Disc | 0.39% | +0.11% | +29.52% | |
| 34 | SYY | Sysco CORP | Stock-Consumer Staples | 0.39% | +0.07% | +13.56% | |
| 35 | TRN | Trinity Industries INC | Stock-Other | 0.39% | — | -4.32% | |
| 36 | EIX | Edison International | Stock-Utilities | 0.38% | — | -1.65% | |
| 37 | GPC | Genuine Parts Co | Stock-Consumer Disc | 0.37% | +0.37% | NEW | |
| 38 | AFG | American Financial Group INC | Stock-Financials | 0.37% | +0.04% | +11.48% | |
| 39 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.36% | +0.36% | NEW | |
| 40 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.36% | +0.05% | — | |
| 41 | AES | Aes CORP | Stock-Utilities | 0.35% | — | +8.88% | |
| 42 | LW | Lamb Weston Holdings INC | Stock-Consumer Staples | 0.34% | — | +13.70% | |
| 43 | MSFT | Microsoft CORP | Stock-Tech | 0.33% | — | +10.17% | |
| 44 | OMC | Omnicom Group | Stock-Comm Services | 0.32% | — | +9.61% | |
| 45 | ADT | Adt INC | Stock-Industrials | 0.31% | — | +20.49% | |
| 46 | NXST | Nexstar Media Group INC | Stock-Comm Services | 0.30% | — | +17.61% | |
| 47 | ESGE | Ishares INC Ishares Esg Awar | ETF-Other | 0.30% | — | -3.07% | |
| 48 | CDW | Cdw Corp/de | Stock-Tech | 0.27% | +0.27% | NEW | |
| 49 | CGCV | Cap Group Conservative Eq | ETF-Other | 0.27% | — | -9.92% | |
| 50 | CGIC | Cap Group Intl Core Eq | ETF-Other | 0.26% | — | -2.66% |
Performance for Q3 2026
+3.1%
Performance Last 4 Quarters
+18%
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-06-30 | 75 | $229.6M | 54 | |
| 2026-03-31 | 75 | $211.1M | 50 | |
| 2025-12-31 | 79 | $210.5M | 8 | |
| 2025-09-30 | 77 | $204.9M | 38 | |
| 2025-06-30 | 73 | $177.2M | 0 | |
| 2025-03-31 | 72 | $147.8M | 100 | |
| 2024-12-31 | 72 | $102.6M | 0 | |
| 2019-09-30 | 25 | $66.8M | 17 | |
| 2019-06-30 | 23 | $61.1M | 16 | |
| 2019-03-31 | 17 | $54.2M | 100 | |
| 2018-12-31 | 20 | $59.2M | 74 | |
| 2018-09-30 | 17 | $39.9M | 88 | |
| 2018-06-30 | 20 | $49.8M | 48 | |
| 2018-03-31 | 18 | $40.6M | 54 | |
| 2017-12-31 | 28 | $50.7M | 0 |
A&i Financial Services, LLC's most significant position changes for 2026-06-30: Sold out: Ishares 0-1 Year Treasury Bo (SHV); New buy: Ishares Msci Eafe ETF (EFA); Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); New buy: Genuine Parts Co (GPC); Sold out: Sonoco Products Co (SON).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EFA | Ishares Msci Eafe ETF | +18.1% | NEW | New buy |
| 2 | TSEL | Touchstone Sands Sel Gr ETF | +1.7% | +2.27% | Add |
| 3 | CGDV | Cap Group Dividend Value | +0.8% | +38.81% | Add |
| 4 | CGGO | Cap Group Global Growth | +0.4% | +11.05% | Add |
| 5 | GPC | Genuine Parts Co | +0.4% | NEW | New buy |
| 6 | UPS | United Parcel Service-cl B | +0.4% | NEW | New buy |
| 7 | CDW | Cdw Corp/de | +0.3% | NEW | New buy |
| 8 | CGGR | Cap Group Growth Equity | +0.3% | +1.78% | Add |
| 9 | CGGE | Cap Group Global Eq | +0.2% | +16.94% | Add |
| 10 | CGUS | Cap Group Core Equity | +0.2% | +1.74% | Add |
| 11 | CGNG | Cap Group New Geography Eq | +0.2% | +26.27% | Add |
| 12 | FMC | Fmc CORP | +0.2% | NEW | New buy |
| 13 | CGMM | Cap Group Small And Mid Cap | +0.2% | +14.33% | Add |
| 14 | ITOT | Ishares Core S&p Total U.s. | +0.2% | -1.44% | Trim |
| 15 | VIG | Vanguard Dividend Apprec ETF | +0.1% | NEW | New buy |
| 16 | WEN | Wendy's Co/the | +0.1% | +29.52% | Add |
| 17 | VOYA | Voya Financial INC | +0.1% | +11.44% | Add |
| 18 | GLW | Corning INC | +0.1% | NEW | New buy |
| 19 | INTC | Intel CORP | +0.1% | NEW | New buy |
| 20 | LLY | Eli Lilly & Co | +0.1% | NEW | New buy |
| 21 | BCGD | Baron Global Durable Adv ETF | +0.1% | NEW | New buy |
| 22 | AAPL | Apple INC | +0.1% | -0.08% | Trim |
| 23 | THG | Hanover Insurance Group Inc/ | +0.1% | +6.25% | Add |
| 24 | SLGN | Silgan Holdings INC | +0.1% | +11.71% | Add |
| 25 | SYY | Sysco CORP | +0.1% | +13.56% | Add |
| 26 | VOTE | Tcw Transform 500 ETF | +0.1% | -3.17% | Trim |
| 27 | SAH | Sonic Automotive Inc-class A | +0.1% | +0.94% | Add |
| 28 | GOOGL | Alphabet Inc-cl A | +0.1% | — | Unchanged |
| 29 | NVDA | Nvidia CORP | 0% | -2.38% | Trim |
| 30 | ESML | Ishares Esg Aware Msci USA S | 0% | -3.47% | Trim |
| 31 | AFG | American Financial Group INC | 0% | +11.48% | Add |
| 32 | IVV | Ishares Core S&p 500 ETF | 0% | -0.66% | Trim |
| 33 | UVE | Universal Insurance Holdings | 0% | -2.86% | Trim |
| 34 | CVIE | Cal Intl Responsible Index | 0% | -3.31% | Trim |
| 35 | AMZN | Amazon.com INC | 0% | -0.52% | Trim |
| 36 | VEA | Vanguard Ftse Developed ETF | — | -2.16% | Trim |
| 37 | VWO | Vanguard Ftse Emerging Marke | 0% | -1.79% | Trim |
| 38 | NVTS | Navitas Semiconductor CORP | -0.1% | EXIT | Sold out |
| 39 | MCK | Mckesson CORP | -0.1% | EXIT | Sold out |
| 40 | LMT | Lockheed Martin CORP | -0.1% | EXIT | Sold out |
| 41 | COST | Costco Wholesale CORP | -0.1% | EXIT | Sold out |
| 42 | T | At&t INC | -0.1% | EXIT | Sold out |
| 43 | BUSA | Brandes US Value ETF | -0.2% | -0.31% | Trim |
| 44 | EMBC | Embecta CORP | -0.3% | EXIT | Sold out |
| 45 | ORI | Old Republic Intl CORP | -0.3% | EXIT | Sold out |
| 46 | SDA | Sealed Air CORP | -0.4% | EXIT | Sold out |
| 47 | SON | Sonoco Products Co | -0.4% | EXIT | Sold out |
| 48 | OAKM | Oakmark US Large Cap ETF | -0.4% | +0.62% | Add |
| 49 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.8% | EXIT | Sold out |
| 50 | SHV | Ishares 0-1 Year Treasury Bo | -20.8% | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-09 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-04-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-28 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-23 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-01 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-05 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-09 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-05 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-01 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-30 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-06 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-10 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-09 | 13F-HR | View on EDGAR |
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