CIK: 0002011851
Total reported value
$142.6M
Reporting period: 2026-03-31 · Number of holdings: 96
Balanced Rock Investment Advisors LLC disclosed 96 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $142.6M and a quarterly turnover rate of 4.9%.
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Balanced Rock Investment Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.025 — mathematically equivalent to about 41 equally-sized positions, well below its 96 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.18), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 8% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim ESGU
+1.4% -$196.3K
Trim DFSI
-0.6% -$152.9K
Trim USXF
+1.5% -$161.0K
Add NVDA
+80.0% $217.4K
Trim EUSB
-4.0% -$152.8K
Trim BND
-10.9% -$143.9K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFSI | Dimensional Int Sus Cor1 ETF | ETF-Other | 6.36% | -0.19% | -0.63% | |
| 2 | EVTR | Eaton Vance Total Return | ETF-Other | 5.49% | +0.11% | +4.83% | |
| 3 | RAFE | Pimco Rafi Esg US ETF | ETF-Other | 4.35% | — | +0.99% | |
| 4 | USXF | Ishares Esg Advance Msci USA | ETF-Other | 4.03% | -0.17% | +1.47% | |
| 5 | SPHQ | Invesco S&p 500 Quality ETF | ETF-Large Cap & Growth | 3.60% | +0.07% | +3.13% | |
| 6 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 3.57% | -0.19% | +1.43% | |
| 7 | DMXF | Ishares Esg Advanc Msci Eafe | ETF-Other | 3.30% | — | +0.49% | |
| 8 | DFGR | Dim Global Real Estate ETF | ETF-Other | 3.28% | +0.07% | +2.67% | |
| 9 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 3.02% | — | +0.21% | |
| 10 | DFSE | Dimensional Em Sus Core1 ETF | ETF-Other | 2.64% | — | -0.79% | |
| 11 | VCRM | Vanguard Core Tax-ex Bond | ETF-Other | 2.52% | +0.05% | +3.72% | |
| 12 | HYXF | Ishares Esg Adv High Yield | ETF-High Yield | 2.37% | — | +3.20% | |
| 13 | VSGX | Vanguard Esg Intl Stock ETF | ETF-Other | 2.28% | -0.07% | -1.88% | |
| 14 | LTPZ | Pimco 15+ Yr US Tips Indx | ETF-Other | 2.19% | +0.01% | +2.90% | |
| 15 | EUSB | Ishr Esg Advn Universal Bd-$ | ETF-Other | 2.09% | -0.14% | -3.98% | |
| 16 | VGSR | Vert Glb Sust Re ETF | ETF-Other | 1.86% | — | +0.44% | |
| 17 | NULV | Nuveen Esg Large-cap Val ETF | ETF-Other | 1.85% | — | +0.71% | |
| 18 | EAGG | Ishares Esg Aware US Aggrega | ETF-Other | 1.83% | — | +0.68% | |
| 19 | JCPI | Jp Morgan Inflation Mgd Bond | ETF-Other | 1.81% | +0.04% | +3.39% | |
| 20 | DFIP | Dimensional Inflation-protec | ETF-Other | 1.80% | +0.04% | +3.38% | |
| 21 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 1.77% | +0.02% | +2.89% | |
| 22 | VV | Vanguard Large-cap ETF | ETF-Other | 1.67% | -0.07% | +2.55% | |
| 23 | VTIP | Vanguard Short-term Tips | ETF-Other | 1.65% | +0.05% | +3.47% | |
| 24 | VWOB | Vanguard Emerg Mkts Gov Bnd | ETF-Other | 1.61% | — | +3.28% | |
| 25 | EMXF | Ishares Esg Adv Msci Em ETF | ETF-Other | 1.47% | — | -2.54% | |
| 26 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.39% | +0.06% | +3.39% | |
| 27 | VGLT | Vanguard Long-term Treasury | ETF-Gov Bonds | 1.34% | +0.02% | +3.82% | |
| 28 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.24% | +0.05% | +6.86% | |
| 29 | SCHO | Schwab Short-term US Treas | ETF-Other | 1.21% | — | +2.17% | |
| 30 | XJH | Ishare Esg Ss S&p Midcap ETF | ETF-Other | 1.14% | +0.04% | +2.87% | |
| 31 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 1.04% | -0.11% | +3.18% | |
| 32 | JPIB | Jpmorgan Intl Bnd ETF | ETF-Other | 0.95% | — | +3.09% | |
| 33 | TD | Toronto-dominion Bank | Stock-Financials | 0.90% | -0.07% | -5.10% | |
| 34 | ESGV | Vanguard Esg US Stock ETF | ETF-Other | 0.90% | -0.06% | +2.39% | |
| 35 | DFSU | Dimensional US Sus Core1 ETF | ETF-Other | 0.88% | — | +3.58% | |
| 36 | ESGE | Ishares INC Ishares Esg Awar | ETF-Other | 0.86% | +0.03% | +1.45% | |
| 37 | DFAI | Dimensional International Co | ETF-Other | 0.80% | +0.07% | +8.09% | |
| 38 | BND | Vanguard Total Bond Market | ETF-Other | 0.78% | -0.12% | -10.91% | |
| 39 | ESML | Ishares Esg Aware Msci USA S | ETF-Other | 0.64% | -0.05% | -7.68% | |
| 40 | ICLN | Ishares Global Clean Energy | ETF-Other | 0.59% | +0.05% | -1.21% | |
| 41 | VTV | Vanguard Value ETF | ETF-Other | 0.57% | +0.06% | +8.65% | |
| 42 | AAPL | Apple INC | Stock-Tech | 0.55% | +0.09% | +28.72% | |
| 43 | CGW | Invesco S&p Global Water Ind | ETF-Other | 0.52% | — | +3.31% | |
| 44 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.49% | — | +11.71% | |
| 45 | GILD | Gilead Sciences INC | Stock-Healthcare | 0.48% | +0.04% | -1.20% | |
| 46 | GM | General Motors Co | Stock-Consumer Disc | 0.48% | -0.06% | -2.33% | |
| 47 | C | Citigroup INC | Stock-Financials | 0.47% | — | -2.51% | |
| 48 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.45% | — | +2.25% | |
| 49 | BUD | Anheuser-busch Inbev-spn Adr | Stock-Consumer Staples | 0.44% | +0.02% | -0.64% | |
| 50 | JSMD | Janus Small Mid Cap Gr Alp | ETF-Other | 0.43% | — | +2.50% |
Performance for Q3 2026
+2.2%
Performance Last 4 Quarters
+16%
Based on 71% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 96 | $142.6M | 5 | |
| 2025-12-31 | 92 | $140.7M | 7 | |
| 2025-09-30 | 96 | $136.8M | 53 | |
| 2025-06-30 | 96 | $127.4M | 0 | |
| 2025-03-31 | 89 | $125.4M | 0 | |
| 2024-12-31 | 90 | $126.4M | 0 | |
| 2024-09-30 | 88 | $127.5M | 0 | |
| 2024-06-30 | 89 | $118.9M | 0 | |
| 2024-03-31 | 88 | $117.2M | 0 | |
| 2023-12-31 | 93 | $112.6M | 0 |
Balanced Rock Investment Advisors LLC's most significant position changes for 2026-03-31: New buy: Broadcom INC (AVGO); New buy: At&t INC (T); Sold out: Veeva Systems Inc-class A (VEEV); New buy: Ishares Core S&p 500 ETF (IVV); New buy: Amgen INC (AMGN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +0.2% | +79.96% | Add |
| 2 | EVTR | Eaton Vance Total Return | +0.1% | +4.83% | Add |
| 3 | AAPL | Apple INC | +0.1% | +28.72% | Add |
| 4 | WDS | Woodside Energy Group-adr | +0.1% | +1.49% | Add |
| 5 | SPHQ | Invesco S&p 500 Quality ETF | +0.1% | +3.13% | Add |
| 6 | DFGR | Dim Global Real Estate ETF | +0.1% | +2.67% | Add |
| 7 | DFAI | Dimensional International Co | +0.1% | +8.09% | Add |
| 8 | VEA | Vanguard Ftse Developed ETF | +0.1% | +3.39% | Add |
| 9 | VTV | Vanguard Value ETF | +0.1% | +8.65% | Add |
| 10 | VCRM | Vanguard Core Tax-ex Bond | +0.1% | +3.72% | Add |
| 11 | VTIP | Vanguard Short-term Tips | +0.1% | +3.47% | Add |
| 12 | VO | Vanguard Mid-cap ETF | +0.1% | +6.86% | Add |
| 13 | JNJ | Johnson & Johnson | +0.1% | +4.74% | Add |
| 14 | ICLN | Ishares Global Clean Energy | +0.1% | -1.21% | Trim |
| 15 | JCPI | Jp Morgan Inflation Mgd Bond | 0% | +3.39% | Add |
| 16 | DFIP | Dimensional Inflation-protec | 0% | +3.38% | Add |
| 17 | GILD | Gilead Sciences INC | 0% | -1.20% | Trim |
| 18 | XJH | Ishare Esg Ss S&p Midcap ETF | 0% | +2.87% | Add |
| 19 | ESGE | Ishares INC Ishares Esg Awar | 0% | +1.45% | Add |
| 20 | BNDX | Vanguard Total Intl Bond ETF | 0% | +2.89% | Add |
| 21 | VGLT | Vanguard Long-term Treasury | 0% | +3.82% | Add |
| 22 | BUD | Anheuser-busch Inbev-spn Adr | 0% | -0.64% | Trim |
| 23 | LTPZ | Pimco 15+ Yr US Tips Indx | 0% | +2.90% | Add |
| 24 | DFSE | Dimensional Em Sus Core1 ETF | — | -0.79% | Trim |
| 25 | NULV | Nuveen Esg Large-cap Val ETF | — | +0.71% | Add |
| 26 | MELI | Mercadolibre INC | 0% | -1.04% | Trim |
| 27 | MSFT | Microsoft CORP | 0% | +16.48% | Add |
| 28 | JPM | Jpmorgan Chase & Co | -0.1% | -9.25% | Trim |
| 29 | VUG | Vanguard Growth ETF | -0.1% | +0.51% | Add |
| 30 | ESML | Ishares Esg Aware Msci USA S | -0.1% | -7.68% | Trim |
| 31 | GM | General Motors Co | -0.1% | -2.33% | Trim |
| 32 | ESGV | Vanguard Esg US Stock ETF | -0.1% | +2.39% | Add |
| 33 | TD | Toronto-dominion Bank | -0.1% | -5.10% | Trim |
| 34 | VV | Vanguard Large-cap ETF | -0.1% | +2.55% | Add |
| 35 | VSGX | Vanguard Esg Intl Stock ETF | -0.1% | -1.88% | Trim |
| 36 | CRM | Salesforce INC | -0.1% | -0.80% | Trim |
| 37 | MGK | Vanguard Mega Cap Growth ETF | -0.1% | +3.18% | Add |
| 38 | BND | Vanguard Total Bond Market | -0.1% | -10.91% | Trim |
| 39 | EUSB | Ishr Esg Advn Universal Bd-$ | -0.1% | -3.98% | Trim |
| 40 | USXF | Ishares Esg Advance Msci USA | -0.2% | +1.47% | Add |
| 41 | ESGU | Ishares Esg Aware Msci USA | -0.2% | +1.43% | Add |
| 42 | DFSI | Dimensional Int Sus Cor1 ETF | -0.2% | -0.63% | Trim |
| 43 | AVGO | Broadcom INC | — | NEW | New buy |
| 44 | T | At&t INC | — | NEW | New buy |
| 45 | VEEV | Veeva Systems Inc-class A | — | EXIT | Sold out |
| 46 | IVV | Ishares Core S&p 500 ETF | — | NEW | New buy |
| 47 | AMGN | Amgen INC | — | NEW | New buy |
| 48 | AMZN | Amazon.com INC | — | NEW | New buy |
| 49 | SYU1 | Synovus Financial CORP | — | EXIT | Sold out |
| 50 | DFAT | Dimensional US Target Value | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-13 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-13 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-12 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-13 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-13 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-31 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-13 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-13 | 13F-HR | View on EDGAR |
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