Mizuho Securities USA LLC — Q1 2014 13F 持股

Name: Mizuho Securities USA LLC — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001513006

申报总市值

US$46.4亿

← 返回最新季度

本季完整持股清单

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	TLT	Ishares 20+ Year Treasury Bd	ETF-政府公债	91.42%	—	—
2	NEM 1.25 07-15-14 A	Newmont Mining CORP	股票-原材料	3.19%	—	-37.35%
3	NUAN 2.75 11-01-31	Nuance Communications	股票-其他	1.23%	—	-3.19%
4	NAV 3 10-15-14	Navistar Intl CORP	股票-其他	0.93%	—	+139.57%
5	CDNS 2.625 06-01-15	Cadence Design Sys INC	股票-科技	0.84%	—	—
6	AFFX 4 07-01-19	Affymetrix INC	股票-其他	0.57%	—	+200.00%
7	T 4.5 07-15-14	Leap Wireless Intl INC	股票-通信服务	0.55%	—	—
8	TRN 3.875 06-01-36	Trinity Industries INC	股票-其他	0.43%	—	—
9	ENDP 1.5 07-15-18	Auxilium Pharmaceuticals	股票-其他	0.36%	—	—
10	OCR 3.5 02-15-44	Omnicare INC	股票-其他	0.23%	—	—
11	PSEC 5.5 08-15-16	Prospect Capital CORP	股票-其他	0.14%	—	-28.57%
12	BRS 3 06-15-38	Bristow Group INC	股票-其他	0.10%	—	-31.03%
13	MU 1.625 02-15-33 E	Micron Technology INC	股票-科技	0.01%	—	—
14	TRAK 1.5 03-15-17	Dealertrack Technologies	股票-其他	—	—	-98.76%

本季持股变动

Mizuho Securities USA LLC 于截至 Q1 2014 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	TLT	Ishares 20+ Year Treasury Bd	+65.4%	—	不变
2	NEM 1.25 07-15-14 A	Newmont Mining CORP	+1.6%	-37.35%	减仓
3	AAPL	Apple INC	—	EXIT	清仓
4	DIA	Ss Spdr Dow Jones Indus Avg	—	EXIT	清仓
5	MSFT	Microsoft CORP	—	EXIT	清仓
6	GOOG	Alphabet A	—	EXIT	清仓
7	V	Visa Inc-class A Shares	—	EXIT	清仓
8	MDY	State Street Spdr S&p Midcap	—	EXIT	清仓
9	AMZN	Amazon.com INC	—	EXIT	清仓
10	IBM	Intl Business Machines CORP	—	EXIT	清仓
11	GS	Goldman Sachs Group INC	—	EXIT	清仓
12	INTC	Intel CORP	—	EXIT	清仓
13	CSCO	Cisco Systems INC	—	EXIT	清仓
14	MMM	3m Co	—	EXIT	清仓
15	BA	Boeing Co/the	—	EXIT	清仓
16	QCOM	Qualcomm INC	—	EXIT	清仓
17	CVX	Chevron CORP	—	EXIT	清仓
18	GILD	Gilead Sciences INC	—	EXIT	清仓
19	CMCSA	Comcast Corp-class A	—	EXIT	清仓
20	UTXZ	United Tech CORP	—	EXIT	清仓
21	META	Meta Platforms Inc-class A	—	EXIT	清仓
22	XOM	Exxon Mobil CORP	—	EXIT	清仓
23	MCD	Mcdonald's CORP	—	EXIT	清仓
24	AMGN	Amgen INC	—	EXIT	清仓
25	JNJ	Johnson & Johnson	—	EXIT	清仓
26	AXP	American Express Co	—	EXIT	清仓
27	CAT	Caterpillar INC	—	EXIT	清仓
28	TRV	Travelers Cos Inc/the	—	EXIT	清仓
29	HD	Home Depot INC	—	EXIT	清仓
30	PG	Procter & Gamble Co/the	—	EXIT	清仓
31	WMT	Walmart INC	—	EXIT	清仓
32	NKE	Nike INC -cl B	—	EXIT	清仓
33	DIS	Walt Disney Co/the	—	EXIT	清仓
34	EBAY	Ebay INC	—	EXIT	清仓
35	UNH	Unitedhealth Group INC	—	EXIT	清仓
36	CELG	Celgene CORP	—	EXIT	清仓
37	BIIB	Biogen INC	—	EXIT	清仓
38	MDLZ	Mondelez International Inc-a	—	EXIT	清仓
39	DUK	Du Pont E I De Nemour&Co	—	EXIT	清仓
40	BKNG	Booking Hldgs INC	—	EXIT	清仓
41	SBUX	Starbucks CORP	—	EXIT	清仓
42	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	清仓
43	AXP	American Express Company	—	EXIT	清仓
44	JPM	Jpmorgan Chase & Co	—	EXIT	清仓
45	XXI	Twenty One Capital, Inc.	—	EXIT	清仓
46	COST	Costco Wholesale CORP	—	EXIT	清仓
47	BIDU	Baidu INC - Spon Adr	—	EXIT	清仓
48	TXN	Texas Instruments INC	—	EXIT	清仓
49	MRK	Merck & Co. INC.	—	EXIT	清仓
50	VZ	Verizon Communications INC	—	EXIT	清仓

Mizuho Securities USA LLC — Q1 2014 13F 持股

CIK: 0001513006

申报总市值

US$46.4亿

← 返回最新季度

本季完整持股清单

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	TLT	Ishares 20+ Year Treasury Bd	ETF-政府公债	91.42%	—	—
2	NEM 1.25 07-15-14 A	Newmont Mining CORP	股票-原材料	3.19%	—	-37.35%
3	NUAN 2.75 11-01-31	Nuance Communications	股票-其他	1.23%	—	-3.19%
4	NAV 3 10-15-14	Navistar Intl CORP	股票-其他	0.93%	—	+139.57%
5	CDNS 2.625 06-01-15	Cadence Design Sys INC	股票-科技	0.84%	—	—
6	AFFX 4 07-01-19	Affymetrix INC	股票-其他	0.57%	—	+200.00%
7	T 4.5 07-15-14	Leap Wireless Intl INC	股票-通信服务	0.55%	—	—
8	TRN 3.875 06-01-36	Trinity Industries INC	股票-其他	0.43%	—	—
9	ENDP 1.5 07-15-18	Auxilium Pharmaceuticals	股票-其他	0.36%	—	—
10	OCR 3.5 02-15-44	Omnicare INC	股票-其他	0.23%	—	—
11	PSEC 5.5 08-15-16	Prospect Capital CORP	股票-其他	0.14%	—	-28.57%
12	BRS 3 06-15-38	Bristow Group INC	股票-其他	0.10%	—	-31.03%
13	MU 1.625 02-15-33 E	Micron Technology INC	股票-科技	0.01%	—	—
14	TRAK 1.5 03-15-17	Dealertrack Technologies	股票-其他	—	—	-98.76%

本季持股变动

Mizuho Securities USA LLC 于截至 Q1 2014 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	TLT	Ishares 20+ Year Treasury Bd	+65.4%	—	不变
2	NEM 1.25 07-15-14 A	Newmont Mining CORP	+1.6%	-37.35%	减仓
3	AAPL	Apple INC	—	EXIT	清仓
4	DIA	Ss Spdr Dow Jones Indus Avg	—	EXIT	清仓
5	MSFT	Microsoft CORP	—	EXIT	清仓
6	GOOG	Alphabet A	—	EXIT	清仓
7	V	Visa Inc-class A Shares	—	EXIT	清仓
8	MDY	State Street Spdr S&p Midcap	—	EXIT	清仓
9	AMZN	Amazon.com INC	—	EXIT	清仓
10	IBM	Intl Business Machines CORP	—	EXIT	清仓
11	GS	Goldman Sachs Group INC	—	EXIT	清仓
12	INTC	Intel CORP	—	EXIT	清仓
13	CSCO	Cisco Systems INC	—	EXIT	清仓
14	MMM	3m Co	—	EXIT	清仓
15	BA	Boeing Co/the	—	EXIT	清仓
16	QCOM	Qualcomm INC	—	EXIT	清仓
17	CVX	Chevron CORP	—	EXIT	清仓
18	GILD	Gilead Sciences INC	—	EXIT	清仓
19	CMCSA	Comcast Corp-class A	—	EXIT	清仓
20	UTXZ	United Tech CORP	—	EXIT	清仓
21	META	Meta Platforms Inc-class A	—	EXIT	清仓
22	XOM	Exxon Mobil CORP	—	EXIT	清仓
23	MCD	Mcdonald's CORP	—	EXIT	清仓
24	AMGN	Amgen INC	—	EXIT	清仓
25	JNJ	Johnson & Johnson	—	EXIT	清仓
26	AXP	American Express Co	—	EXIT	清仓
27	CAT	Caterpillar INC	—	EXIT	清仓
28	TRV	Travelers Cos Inc/the	—	EXIT	清仓
29	HD	Home Depot INC	—	EXIT	清仓
30	PG	Procter & Gamble Co/the	—	EXIT	清仓
31	WMT	Walmart INC	—	EXIT	清仓
32	NKE	Nike INC -cl B	—	EXIT	清仓
33	DIS	Walt Disney Co/the	—	EXIT	清仓
34	EBAY	Ebay INC	—	EXIT	清仓
35	UNH	Unitedhealth Group INC	—	EXIT	清仓
36	CELG	Celgene CORP	—	EXIT	清仓
37	BIIB	Biogen INC	—	EXIT	清仓
38	MDLZ	Mondelez International Inc-a	—	EXIT	清仓
39	DUK	Du Pont E I De Nemour&Co	—	EXIT	清仓
40	BKNG	Booking Hldgs INC	—	EXIT	清仓
41	SBUX	Starbucks CORP	—	EXIT	清仓
42	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	清仓
43	AXP	American Express Company	—	EXIT	清仓
44	JPM	Jpmorgan Chase & Co	—	EXIT	清仓
45	XXI	Twenty One Capital, Inc.	—	EXIT	清仓
46	COST	Costco Wholesale CORP	—	EXIT	清仓
47	BIDU	Baidu INC - Spon Adr	—	EXIT	清仓
48	TXN	Texas Instruments INC	—	EXIT	清仓
49	MRK	Merck & Co. INC.	—	EXIT	清仓
50	VZ	Verizon Communications INC	—	EXIT	清仓