Cowen Prime Services LLC — Q4 2016 13F 持股

Name: Cowen Prime Services LLC — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001543830

申报总市值

US$2.8亿

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本季完整持股清单

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	PDFS	Pdf Solutions INC	股票-其他	12.49%	-11.54%	EXIT
2	DMRC	Digimarc Corporation	股票-其他	5.98%	-1.45%	EXIT
3	NEO	Neogenomics INC	股票-医疗保健	4.45%	-0.48%	EXIT
4	WIFI	Boingo Wireless INC	股票-其他	4.36%	—	-25.10%
5	✓	Reis INC Com	股票-其他	4.26%	—	-4.72%
6	✓	Ari Network Services	股票-其他	3.95%	—	-2.10%
7	EHTH	Ehealth INC	股票-其他	3.49%	—	+107.39%
8	PFE	Pfizer INC	股票-医疗保健	2.98%	-1.00%	EXIT
9	VG1EUR	Vonage Holdings CORP	股票-其他	2.97%	-4.43%	EXIT
10	✓	Luminex CORP	股票-其他	2.80%	-2.19%	EXIT
11	TEVA	Teva Pharmaceutical-sp Adr	股票-医疗保健	2.76%	—	+0.50%
12	DOW	Dow Chem Co	股票-原材料	2.72%	—	+3.78%
13	✓	Calpine CORP	股票-其他	2.26%	—	+75.41%
14	✓	Lionbridge Technologies INC	股票-其他	2.13%	—	-17.57%
15	ABBV	Abbvie INC	股票-医疗保健	1.70%	—	—
16	QUOTUSD	Quotient Technology INC	股票-其他	1.67%	-17.90%	EXIT
17	CCI	Crown Castle INC	股票-房地产	1.59%	-0.71%	EXIT
18	BRK-B	Berkshire Hathaway Inc-cl B	股票-其他	1.47%	-1.27%	EXIT
19	KHC	Kraft Heinz Co/the	股票-非周期性消费	1.43%	—	-18.15%
20	WEP	Magellan Midstream Partners	股票-其他	1.42%	-0.57%	EXIT
21	PTC	Ptc INC	股票-科技	1.31%	-0.82%	EXIT
22	BCOREUR	Blucora INC	股票-其他	1.29%	—	-10.02%
23	EXC	Exelon CORP	股票-公用事业	1.28%	—	-1.19%
24	KMI	Kinder Morgan INC	股票-能源	1.27%	—	+557.24%
25	ZTS	Zoetis INC	股票-医疗保健	1.20%	—	+1.71%
26	YUM	Yum! Brands INC	股票-周期性消费	1.20%	—	+9.20%
27	MRVL	Marvell Technology, Inc.	股票-科技	1.14%	—	—
28	JPM	Jpmorgan Chase & Co	股票-金融	1.10%	—	-5.95%
29	EPD	Enterprise Products Partners	股票-能源	0.96%	-0.62%	EXIT
30	✓	Invuity INC	股票-其他	0.96%	—	+19.89%
31	CEVA	Ceva INC	股票-其他	0.89%	-0.55%	EXIT
32	LDOS	Leidos Holdings INC	股票-科技	0.87%	-0.60%	EXIT
33	TACT	Transact Technologies INC	股票-其他	0.82%	-1.04%	EXIT
34	EGOVEUR	Nic INC	股票-其他	0.81%	—	-5.42%
35	UPS	United Parcel Service-cl B	股票-工业	0.77%	—	+5.52%
36	✓	Exar CORP	股票-其他	0.71%	—	—
37	JNJ	Johnson & Johnson	股票-医疗保健	0.70%	-1.14%	EXIT
38	ADI	Analog Devices INC	股票-科技	0.67%	-0.54%	EXIT
39	MMM	3m Co	股票-工业	0.65%	—	—
40	AEP	American Electric Power Company, Inc.	股票-公用事业	0.64%	—	-68.05%
41	MSFT	Microsoft CORP	股票-科技	0.63%	-0.79%	EXIT
42	DDD	3d Systems CORP	股票-其他	0.61%	-1.28%	EXIT
43	WY	Weyerhaeuser Co	股票-房地产	0.59%	—	+1.04%
44	YUMC	Yum China Holdings INC	股票-周期性消费	0.52%	—	—
45	✓	Sonus Networks INC	股票-其他	0.48%	—	-3.95%
46	CLDT	Chatham Lodging Trust	股票-其他	0.47%	—	—
47	KKR	KKR & Co. Inc.	股票-金融	0.43%	—	+5176900.00%
48	ARAY	Accuray INC	股票-其他	0.41%	—	+9.87%
49	HLIT	Harmonic INC	股票-其他	0.40%	-1.08%	EXIT
50	✓	Brocade Communications Sys I	股票-其他	0.35%	—	—

1–50 of 183

本季持股变动

Cowen Prime Services LLC 于截至 Q4 2016 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	EHTH	Ehealth INC	+2%	+107.39%	加仓
2	VG1EUR	Vonage Holdings CORP	+1.9%	+116.94%	加仓
3	✓	Ari Network Services	+1.2%	-2.10%	减仓
4	KMI	Kinder Morgan INC	+1.1%	+557.24%	加仓
5	✓	Calpine CORP	+1.1%	+75.41%	加仓
6	DOW	Dow Chem Co	+0.7%	+3.78%	加仓
7	KKR	KKR & Co. Inc.	+0.4%	+5176900.00%	加仓
8	WIFI	Boingo Wireless INC	+0.2%	-25.10%	减仓
9	✓	Luminex CORP	+0.2%	-0.08%	减仓
10	PTC	Ptc INC	0%	-17.95%	减仓
11	KHC	Kraft Heinz Co/the	-0.1%	-18.15%	减仓
12	YUM	Yum! Brands INC	-0.1%	+9.20%	加仓
13	TEVA	Teva Pharmaceutical-sp Adr	-0.2%	+0.50%	加仓
14	✓		-0.2%	-91.87%	减仓
15	AEP	American Electric Power	-0.2%	-60.98%	减仓
16	T	At&t INC	-0.4%	-97.20%	减仓
17	GDXJ	Vaneck Junior Gold Miners	-0.4%	-99.83%	减仓
18	VZ	Verizon Communications INC	-0.5%	-80.95%	减仓
19	IMI	Intermolecular INC	-0.6%	-97.89%	减仓
20	✓	Invuity INC	-0.7%	+19.89%	加仓
21	AEP	American Electric Power Company, Inc.	-0.9%	-68.05%	减仓
22	✓	Senomyx INC	-1.1%	-46.78%	减仓
23	DMRC	Digimarc Corporation	-1.4%	-13.00%	减仓
24	GDX	Vaneck Gold Miners ETF	-1.7%	-98.93%	减仓
25	✓	Shoretel INC	-2.4%	-92.30%	减仓
26	QUOTUSD	Quotient Technology INC	—	NEW	新建仓
27	CVS	Cvs Health CORP	—	EXIT	清仓
28	LDOS	Leidos Holdings INC	—	NEW	新建仓
29	VNO	Vornado Realty Trust	—	EXIT	清仓
30	MODV	ModivCare Inc.	—	EXIT	清仓
31	DUK	Duke Energy CORP	—	EXIT	清仓
32	IMMR	Immersion Corporation	—	EXIT	清仓
33	✓	Dts INC Com	—	EXIT	清仓
34	✓	Infoblox INC	—	EXIT	清仓
35	SPCE	Virgin Galactic Holdings, Inc.	—	EXIT	清仓
36	✓	Cepheid	—	EXIT	清仓
37	RXT	Rackspace Technology, Inc.	—	EXIT	清仓
38	YUMC	Yum China Holdings INC	—	NEW	新建仓
39	✓	Linkedin CORP	—	EXIT	清仓
40	✓		—	EXIT	清仓
41	✓	Cst Brands INC	—	EXIT	清仓
42	✓		—	EXIT	清仓
43	✓		—	EXIT	清仓
44	✓	Media General INC	—	EXIT	清仓
45	✓	St Jude Med INC	—	EXIT	清仓
46	FUN	Six Flags Entertainment Corporation	—	EXIT	清仓
47	MODNEUR	Model N INC	—	EXIT	清仓
48	BIIB	Biogen INC	—	EXIT	清仓
49	✓	Epiq Sys INC Epiq Sys INC Com	—	EXIT	清仓
50	✓	Hortonworks, Inc.	—	NEW	新建仓