Carroll Financial Associates, Inc. — Q3 2017 13F 持股

Name: Carroll Financial Associates, Inc. — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001567784

申报总市值

US$18.8亿

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本季完整持股清单

仅显示前 200 大持股（共 1279 只）

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-其他	14.02%	—	+3.38%
2	USMV	Ishares Msci USA Min Vol Fac	ETF-其他	10.69%	—	+5.84%
3	✓	Exchange Listed Fds Tr	股票-其他	5.76%	—	+29.82%
4	DGRW	Wisdomtree U.s. Quality Divi	ETF-其他	4.45%	—	+53.39%
5	DBEF	Xtrackers Msci Eafe Hedged E	ETF-其他	2.52%	—	-0.83%
6	MTUM	Ishares Msci USA Momentum Fa	ETF-其他	2.10%	—	-45.83%
7	XOM	Exxon Mobil CORP	股票-能源	2.05%	—	-1.73%
8	AAPL	Apple INC	股票-科技	2.00%	—	-1.24%
9	MSFT	Microsoft CORP	股票-科技	1.93%	—	-1.80%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股与成长	1.57%	—	-3.39%
11	✓	Global X Fds	股票-其他	1.52%	—	-6.60%
12	VIG	Vanguard Dividend Apprec ETF	ETF-其他	1.50%	—	+2.40%
13	BRK-B	Berkshire Hathaway Inc-cl B	股票-其他	1.46%	—	-1.27%
14	DUK	Duke Energy CORP	股票-公用事业	1.40%	—	+13.61%
15	GSLC	Goldman Activebeta US Lc ETF	ETF-避险与商品	1.31%	—	-7.36%
16	JNJ	Johnson & Johnson	股票-医疗保健	1.25%	—	-3.67%
17	JPIN	JPM Diversified Ret Intl Eq	ETF-其他	1.17%	—	+12.03%
18	PXF	Invesco Ftse Rafi Developed	ETF-其他	1.16%	—	+2.81%
19	MNA	Nyli Merger Arbitrage ETF	ETF-其他	1.12%	—	+240.19%
20	AEP	American Electric Power Company, Inc.	股票-公用事业	1.05%	—	-3.97%
21	EEMV	Ishares Msci Emg Mkt Min Vol	ETF-其他	1.01%	—	+0.54%
22	PFE	Pfizer INC	股票-医疗保健	0.96%	—	+6.73%
23	IVV	Ishares Core S&p 500 ETF	ETF-大型股与成长	0.94%	—	+2.85%
24	JPM	Jpmorgan Chase & Co	股票-金融	0.93%	—	-2.13%
25	BBTUSD	Bb&t CORP	股票-其他	0.90%	—	-0.71%
26	PH	Parker-Hannifin Corporation	股票-工业	0.89%	—	-4.23%
27	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-其他	0.87%	—	+9.20%
28	✓	Powershares ETF Tr Ii	ETF-其他	0.70%	—	+9.28%
29	BNY	Bank Of New York Mellon CORP	股票-金融	0.65%	—	-2.89%
30	IOO	Ishares Global 100 ETF	ETF-其他	0.65%	—	+3.16%
31	VCSH	Vanguard S/t CORP Bond ETF	ETF-投资级公司债	0.61%	—	+3.58%
32	UTXZ	United Tech CORP	股票-其他	0.61%	—	+332.53%
33	ENB	Enbridge INC	股票-能源	0.59%	—	-2.87%
34	MLPXUSD	Global X Mlp & Energy Infras	ETF-其他	0.58%	—	-6.84%
35	PDP	Invesco Dwa Momentum ETF	ETF-其他	0.54%	—	+14.95%
36	✓	Powershares Global ETF Trust E	ETF-其他	0.51%	—	-0.13%
37	IJH	Ishares Core S&p Midcap ETF	ETF-其他	0.51%	—	+4.38%
38	LOW	Lowe's Cos INC	股票-周期性消费	0.50%	—	-0.38%
39	PG	Procter & Gamble Co/the	股票-非周期性消费	0.50%	—	+1.00%
40	AXP	American Express Co	股票-金融	0.49%	—	-1.02%
41	✓	FTSE RAFI US 1500 Small Cap	股票-其他	0.45%	—	+4.17%
42	AMAT	Applied Materials INC	股票-科技	0.43%	—	-2.88%
43	BAC	Bank Of America CORP	股票-金融	0.43%	—	-4.60%
44	PM	Philip Morris International	股票-非周期性消费	0.42%	—	+1.74%
45	WFC	Wells Fargo & Co	股票-金融	0.41%	—	-0.22%
46	KO	Coca-cola Co/the	股票-非周期性消费	0.40%	—	-8.45%
47	PKWUSD	Invesco Buyback Achievers Et	ETF-其他	0.36%	—	-1.55%
48	IEMG	Ishares Core Msci Emerging	ETF-新兴市场	0.33%	—	+14.54%
49	CVX	Chevron CORP	股票-能源	0.32%	—	-0.52%
50	PEP	Pepsico INC	股票-非周期性消费	0.31%	—	-0.28%

1–50 of 200

本季持股变动

Carroll Financial Associates, Inc. 于截至 Q3 2017 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	DGRW	Wisdomtree U.s. Quality Divi	+1.5%	+53.39%	加仓
2	✓	Exchange Listed Fds Tr	+1.3%	+29.82%	加仓
3	MNA	Nyli Merger Arbitrage ETF	+0.8%	+240.19%	加仓
4	UTXZ	United Tech CORP	+0.5%	+332.53%	加仓
5	USMV	Ishares Msci USA Min Vol Fac	+0.4%	+5.84%	加仓
6	PRFUSD	Invesco Ftse Rafi US 1000 Et	+0.3%	+3.38%	加仓
7	CBL	CBL & Associates Properties, Inc.	+0.2%	+4132.40%	加仓
8	DUK	Duke Energy CORP	+0.1%	+13.61%	加仓
9	JPIN	JPM Diversified Ret Intl Eq	+0.1%	+12.03%	加仓
10	PFE	Pfizer INC	+0.1%	+6.73%	加仓
11	FNDX	Schwab Fndmntl US Lrg Co ETF	+0.1%	+9.20%	加仓
12	PDP	Invesco Dwa Momentum ETF	+0.1%	+14.95%	加仓
13	✓	Indexiq ETF Tr	+0.1%	+37.35%	加仓
14	HN9	Hanesbrands INC	+0.1%	+286.98%	加仓
15	✓	Powershares ETF Tr Ii	+0.1%	+9.28%	加仓
16	AMAT	Applied Materials INC	+0.1%	-2.88%	减仓
17	IEMG	Ishares Core Msci Emerging	+0.1%	+14.54%	加仓
18	✓	Powershares ETF Tr Ii	+0.1%	+20.79%	加仓
19	ARKK	Ark Innovation ETF	+0.1%	+15.01%	加仓
20	MSFT	Microsoft CORP	0%	-1.80%	减仓
21	BRK-B	Berkshire Hathaway Inc-cl B	0%	-1.27%	减仓
22	ITOT	Ishares Core S&p Total U.s.	0%	+22.60%	加仓
23	✓	FTSE RAFI US 1500 Small Cap	0%	+4.17%	加仓
24	PXF	Invesco Ftse Rafi Developed	0%	+2.81%	加仓
25	IVV	Ishares Core S&p 500 ETF	0%	+2.85%	加仓
26	IOO	Ishares Global 100 ETF	0%	+3.16%	加仓
27	AAPL	Apple INC	0%	-1.24%	减仓
28	EEMV	Ishares Msci Emg Mkt Min Vol	0%	+0.54%	加仓
29	VIG	Vanguard Dividend Apprec ETF	0%	+2.40%	加仓
30	RACE	Ferrari N.V.	-0.1%	-92.31%	减仓
31	FAST	Fastenal Co	-0.1%	-83.27%	减仓
32	PNW	Pinnacle Financial Partners, Inc.	-0.1%	-47.00%	减仓
33	STLA	Stellantis N.V.	-0.1%	-98.84%	减仓
34	FITB	Fifth Third Bancorp	-0.1%	-41.44%	减仓
35	DBEF	Xtrackers Msci Eafe Hedged E	-0.1%	-0.83%	减仓
36	90002USD	Guggenheim Bulletshares 2018	-0.1%	-91.30%	减仓
37	✓		-0.1%	-59.72%	减仓
38	VFC	Vf CORP	-0.1%	-97.48%	减仓
39	DBAW	Xtrackers Msci All World Ex	-0.1%	-89.54%	减仓
40	SLYV	Ss Spdr S&p 600 Sc Val ETF	-0.2%	-97.81%	减仓
41	✓	Scana CORP New	-0.2%	-43.96%	减仓
42	AEP	American Electric Power Company, Inc.	-0.2%	-3.97%	减仓
43	✓	UBS AG London Brh	-0.5%	-97.04%	减仓
44	MTUM	Ishares Msci USA Momentum Fa	-1.7%	-45.83%	减仓
45	DOW	Dow Chem Co	—	EXIT	清仓
46	OPY	Oppenheimer Holdings Inc.	—	NEW	新建仓
47	DUK	Du Pont E I De Nemour&Co	—	EXIT	清仓
48	PRNT	THE 3d Printing ETF	—	NEW	新建仓
49	✓	UBS AG London Brh	—	EXIT	清仓
50	IXUS	Ishares Core Intl Stock ETF	—	NEW	新建仓