Aviance Capital Management, LLC — Q4 2016 13F 持股

Name: Aviance Capital Management, LLC — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

申报总市值

US$6.7亿

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本季完整持股清单

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	NFLT	Virtus Newfleet Multi-sector	ETF-其他	9.15%	-0.10%	+17.59%
2	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-其他	5.96%	-1.80%	-9.83%
3	IVV	Ishares Core S&p 500 ETF	ETF-大型股与成长	4.92%	+0.51%	-31.11%
4	HYLS	Ft Tactical High Yield ETF	ETF-非投资级债	4.63%	-0.74%	+39.73%
5	VSHY	Virtus Nwflt Shrt Dur Hi Yld	ETF-其他	3.80%	—	—
6	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股与成长	3.25%	—	-3.39%
7	✓	Powershares	股票-其他	3.02%	—	+6.01%
8	SRLN	Ss Blackstone Sr Loan ETF	ETF-其他	2.16%	-0.18%	-28.79%
9	IJR	Ishares Core S&p Small-cap E	ETF-中小型股	2.12%	—	+947.80%
10	✓	Powershares Qqq Trust Ser 1	股票-其他	2.06%	—	+93.21%
11	✓	AT & T, Inc. New	股票-其他	2.04%	—	-54.84%
12	DIA	Ss Spdr Dow Jones Indus Avg	ETF-大型股与成长	2.03%	-0.41%	+159.50%
13	PFF	Ishares Preferred & Income S	ETF-其他	1.86%	—	-57.17%
14	CVX	Chevron CORP	股票-能源	1.66%	+0.73%	-26.18%
15	VGLT	Vanguard Long-term Treasury	ETF-政府公债	1.60%	—	-5.17%
16	BP	Bp Plc-spons Adr	股票-能源	1.58%	—	-43.99%
17	✓	Verizon Communications Inc.	股票-其他	1.55%	—	-58.72%
18	MSFT	Microsoft CORP	股票-科技	1.51%	—	-18.91%
19	R6C2	Royal Dutch Shell-spon Adr-b	股票-其他	1.40%	—	-10.80%
20	✓	Guggenheim S&p 500 Pure Growth	股票-其他	1.26%	—	+28.68%
21	XOM	Exxon Mobil CORP	股票-能源	1.25%	+0.71%	-58.75%
22	✓	Invesco Financial Preferred ETF	ETF-其他	1.21%	—	-13.92%
23	SPFF	Global X Superincome Prefer	ETF-其他	1.21%	—	-12.77%
24	XLY	Ss Consumer Disc Select Sect	ETF-其他	1.15%	+1.35%	+15.73%
25	SMHC	VanEck China Semiconductor ETF	ETF-新兴市场	1.15%	—	-62.18%
26	✓	Spdr Series Trust Kbw Regl Bkg	股票-其他	1.11%	—	+1071.32%
27	MLPAUSD	Global X Mlp ETF	ETF-其他	1.06%	+1.75%	—
28	DVY	Ishares Select Dividend ETF	ETF-其他	1.01%	—	-19.46%
29	NLYEUR	Annaly Capital Management In	股票-其他	1.00%	+0.38%	-7.96%
30	VGIT	Vanguard Intermediate-term T	ETF-其他	0.98%	—	-5.74%
31	AGG	Ishares Core U.s. Aggregate	ETF-其他	0.97%	—	-89.13%
32	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-非投资级债	0.97%	—	-85.54%
33	RITM	Rithm Capital CORP	股票-房地产	0.94%	+0.53%	+1944.70%
34	VEU	Vanguard Ftse All-world Ex-u	ETF-其他	0.86%	—	-49.96%
35	VOD	Vodafone Group Plc-sp Adr	股票-通信服务	0.84%	-0.54%	-66.24%
36	MDY	State Street Spdr S&p Midcap	ETF-其他	0.83%	—	+300.35%
37	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-投资级公司债	0.81%	—	-13.26%
38	VYM	Vanguard High Dvd Yield ETF	ETF-其他	0.80%	—	-12.69%
39	TLSYYUSD	Telstra Corp-adr	股票-其他	0.79%	—	-10.74%
40	PFXF	Vaneck Pref Sec X-financials	ETF-其他	0.78%	—	-12.48%
41	✓	Select Sector Spdr Tr	股票-其他	0.74%	—	+1053.97%
42	FXG	First Trust Consumer Staples	ETF-其他	0.72%	—	-31.71%
43	SONY	Sony Group CORP - Sp Adr	股票-科技	0.64%	—	+1439.15%
44	XRT	Ss Spdr S&p Retail ETF	ETF-其他	0.63%	—	-12.84%
45	NOBL	Proshares S&p 500 Dividend A	ETF-大型股与成长	0.63%	—	-12.67%
46	LVS	Las Vegas Sands CORP	股票-周期性消费	0.62%	—	—
47	VTI	Vanguard Total Stock Mkt ETF	ETF-其他	0.56%	—	—
48	XLK	Ss Technology Select Sector	ETF-科技型	0.56%	+0.40%	+265.50%
49	XTN	Ss Spdr S&p Transport ETF	ETF-其他	0.55%	—	+249.77%
50	✓	Cisco Systems, Inc.	股票-其他	0.52%	—	-22.66%

1–50 of 193

本季持股变动

Aviance Capital Management, LLC 于截至 Q4 2016 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	NFLT	Virtus Newfleet Multi-sector	+5%	+17.59%	加仓
2	HYLS	Ft Tactical High Yield ETF	+2.9%	+39.73%	加仓
3	IJR	Ishares Core S&p Small-cap E	+2%	+947.80%	加仓
4	DIA	Ss Spdr Dow Jones Indus Avg	+1.7%	+159.50%	加仓
5	✓	Powershares Qqq Trust Ser 1	+1.5%	+93.21%	加仓
6	IVV	Ishares Core S&p 500 ETF	+1.3%	-31.11%	减仓
7	✓	Spdr Series Trust Kbw Regl Bkg	+1.1%	+1071.32%	加仓
8	RITM	Rithm Capital CORP	+0.9%	+1944.70%	加仓
9	SRLN	Ss Blackstone Sr Loan ETF	+0.6%	-28.79%	减仓
10	BP	Bp Plc-spons Adr	+0.2%	-43.99%	减仓
11	VEU	Vanguard Ftse All-world Ex-u	-0.1%	-49.96%	减仓
12	✓	AT & T, Inc. New	-0.2%	-54.84%	减仓
13	XOM	Exxon Mobil CORP	-0.3%	-58.75%	减仓
14	✓	Verizon Communications Inc.	-0.4%	-58.72%	减仓
15	JPIN	JPM Diversified Ret Intl Eq	-0.4%	-98.00%	减仓
16	PFF	Ishares Preferred & Income S	-0.6%	-57.17%	减仓
17	SMHC	VanEck China Semiconductor ETF	-0.6%	-62.18%	减仓
18	PM	Philip Morris International	-0.6%	-80.44%	减仓
19	✓	GSK plc	-0.7%	-81.65%	减仓
20	VOD	Vodafone Group Plc-sp Adr	-0.7%	-66.24%	减仓
21	✓	Altria Group, Inc.	-0.8%	-99.06%	减仓
22	PG	Procter & Gamble Co/the	-0.9%	-98.64%	减仓
23	FEX	First Trust Large Cap Core A	-1%	-98.23%	减仓
24	ITOT	Ishares Core S&p Total U.s.	-1.1%	-96.70%	减仓
25	SJNK	Ss Spdr Bb St Hi Yield ETF	-1.1%	-97.99%	减仓
26	USMV	Ishares Msci USA Min Vol Fac	-1.2%	-98.39%	减仓
27	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	-2.5%	-97.99%	减仓
28	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-2.6%	-85.54%	减仓
29	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-3.2%	-97.98%	减仓
30	AGG	Ishares Core U.s. Aggregate	-3.9%	-89.13%	减仓
31	VSHY	Virtus Nwflt Shrt Dur Hi Yld	—	NEW	新建仓
32	NGG	National Grid plc	—	EXIT	清仓
33	✓	BCE Inc.	—	EXIT	清仓
34	ABBV	Abbvie INC	—	EXIT	清仓
35	✓	Merck & Co., Inc.	—	EXIT	清仓
36	SNY	Sanofi-adr	—	EXIT	清仓
37	EMB	Ishares Jp Morgan Usd Emergi	—	EXIT	清仓
38	DUK	Duke Energy CORP	—	EXIT	清仓
39	MCD	Mcdonald's CORP	—	EXIT	清仓
40	SO	Southern Co/the	—	EXIT	清仓
41	REYN	Reynolds Consumer Products Inc.	—	EXIT	清仓
42	✓	Utilities Select Sector SPDR Fund - ETF	—	EXIT	清仓
43	KMB	Kimberly-clark CORP	—	EXIT	清仓
44	TLT	Ishares 20+ Year Treasury Bd	—	EXIT	清仓
45	UL	Unilever PLC	—	EXIT	清仓
46	MLPAUSD	Global X Mlp ETF	—	NEW	新建仓
47	✓	PPL Corporation	—	EXIT	清仓
48	KO	Coca-cola Co/the	—	EXIT	清仓
49	✓	Dominion Energy, Inc.	—	EXIT	清仓
50	JNJ	Johnson & Johnson	—	EXIT	清仓