Whitebox Advisors LLC — Q3 2015 13F Holdings

Name: Whitebox Advisors LLC — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001257391

Total reported value

$8.1B

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Full holdings list this quarter

Showing top 200 holdings (of 334 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PARR	Par Pacific Holdings INC	Stock-Energy	7.99%	—	-1.16%
2	TSLA 1.5 06-01-18	Tesla INC	Stock-Consumer Disc	4.77%	—	—
3	✓		Stock-Other	3.98%	—	+39.63%
4	✓		Stock-Other	3.28%	—	+7.28%
5	OCN2EUR	Ocwen Financial CORP	Stock-Other	2.64%	—	+61.88%
6	HLF 2 08-15-19	Herbalife LTD	Stock-Other	2.51%	—	-20.41%
7	TFX 3.875 08-01-17	Teleflex INC	Stock-Healthcare	2.50%	—	+33.58%
8	✓	Yahoo INC	Stock-Other	2.37%	—	+165.76%
9	ALLY	Ally Financial INC	Stock-Financials	2.00%	—	+5.76%
10	PCRX 3.25 02-01-19	Pacira Pharmaceuticals	Stock-Other	1.76%	—	-4.53%
11	✓		Stock-Other	1.74%	—	+181.43%
12	ODPEUR	Office Depot INC	Stock-Other	1.68%	—	+150.27%
13	ECPG 3 11-27-17	Encore Capital Group INC	Stock-Other	1.63%	—	—
14	CI	The Cigna Group	Stock-Healthcare	1.58%	—	—
15	SNR1USD	New Senior Investment Group	Stock-Other	1.49%	—	+2.79%
16	✓	Altera CORP	Stock-Other	1.29%	—	+886.68%
17	✓	Time Warner Cable INC	Stock-Other	1.28%	—	+202.74%
18	ECPG 3 07-01-20	Encore Capital Group INC	Stock-Other	1.26%	—	-6.63%
19	✓	Spdr S&p 500 ETF Tr	ETF-Large Cap & Growth	1.16%	—	+50.82%
20	CORR 7 06-15-20	Corenergy Infrastructure	Stock-Other	1.14%	—	—
21	IONS 2.75 10-01-19	Ionis Pharmaceuticals In	Stock-Healthcare	1.07%	—	+34.59%
22	AVGO	Broadcom Inc.	Stock-Tech	1.04%	—	+21.29%
23	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.04%	-0.35%	—
24	IART 1.625 12-15-16	Integra Lifesciences Hld	Stock-Other	0.92%	—	—
25	AMRN 3.5 01-15-32 2014	Corsicanto LTD	Stock-Other	0.90%	—	+4.83%
26	JBLU 6.75 10-15-39 B-D	Jetblue Airways CORP	Stock-Industrials	0.85%	—	-61.40%
27	LINTA 4 11-15-29	Liberty Interactive LLC	Stock-Other	0.80%	—	—
28	AAL	American Airlines Group INC	Stock-Industrials	0.79%	—	-0.27%
29	STAR 3 11-15-16	Istar INC	Stock-Other	0.77%	—	—
30	✓	Jazz Technologies INC	Stock-Other	0.77%	—	+16.46%
31	✓	American Cap Mtg Invt CORP	Stock-Other	0.73%	—	+170.39%
32	✓		Stock-Other	0.67%	—	—
33	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.66%	—	-13.60%
34	GIEQ	Goldman Sachs Data Enhanced International Equity ETF	ETF-Commodities	0.63%	—	+31.37%
35	LNG 4.25 03-15-45	Cheniere Energy INC	Stock-Energy	0.62%	—	-16.98%
36	HOLX 0 12-15-37 2010	Hologic INC	Stock-Other	0.62%	—	—
37	NIHDEUR	Nii Holdings INC	Stock-Other	0.61%	—	—
38	RYAAY	Ryanair Holdings plc	Stock-Industrials	0.60%	—	+7.97%
39	ALR 3 05-15-16	Alere INC	Stock-Other	0.60%	—	+131.47%
40	TITN 3.75 05-01-19	Titan Machinery INC	Stock-Other	0.56%	—	—
41	CSX	Csx CORP	Stock-Industrials	0.56%	—	—
42	CIEI 2.625 12-01-19	Cobalt Intl Energy INC	Stock-Other	0.54%	—	-19.22%
43	UAL	United Airlines Holdings INC	Stock-Industrials	0.53%	—	+28.17%
44	HUM	Humana INC	Stock-Healthcare	0.53%	—	—
45	SNBR	Sleep Number Corporation	Stock-Other	0.52%	—	+35.84%
46	ICON 2.5 06-01-16	Iconix Brand Group INC	Stock-Other	0.50%	—	-7.78%
47	COWN 3 03-15-19	Cowen INC	Stock-Other	0.50%	—	+5.00%
48	GPRE 3.25 10-01-18	Green Plains INC	Stock-Other	0.47%	—	—
49	CB	Chubb Limited	Stock-Financials	0.44%	—	—
50	KDP	Keurig Dr Pepper Inc.	Stock-Consumer Staples	0.42%	—	+34.84%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Whitebox Advisors LLC for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PARR	Par Pacific Holdings INC	+2.2%	-1.16%	Trim
2	✓	Yahoo INC	+1.2%	+165.76%	Add
3	✓	Altera CORP	+1.2%	+886.68%	Add
4	✓		+1.1%	+181.43%	Add
5	✓		+0.9%	+39.63%	Add
6	✓	Time Warner Cable INC	+0.9%	+202.74%	Add
7	ODPEUR	Office Depot INC	+0.8%	+150.27%	Add
8	✓	Spdr S&p 500 ETF Tr	+0.5%	+50.82%	Add
9	TFX 3.875 08-01-17	Teleflex INC	+0.5%	+33.58%	Add
10	✓	Ishares Tr	+0.5%	+15.49%	Add
11	✓	American Cap Mtg Invt CORP	+0.4%	+170.39%	Add
12	TSLA 1.5 06-01-18	Tesla INC	-0.2%	—	Unchanged
13	SMHC	VanEck China Semiconductor ETF	-0.3%	-13.60%	Trim
14	SNR1USD	New Senior Investment Group	-0.3%	+2.79%	Add
15	OSG	Octave Specialty Group INC	-0.3%	-41.17%	Trim
16	WBA	Walgreens Boots Alliance INC	-0.3%	-96.48%	Trim
17	✓	Sfx Entmt INC	-0.4%	-69.45%	Trim
18	SNY	Sanofi	-0.4%	+5.33%	Add
19	SNDK 1.5 08-15-17	Sandisk CORP	-0.5%	-62.31%	Trim
20	GIEQ	Goldman Sachs Data Enhanced International Equity ETF	-0.5%	+31.37%	Add
21	HLF 2 08-15-19	Herbalife LTD	-0.5%	-20.41%	Trim
22	JBLU 6.75 10-15-39 B-D	Jetblue Airways CORP	-0.9%	-61.40%	Trim
23	AMAG 2.5 02-15-19	Amag Pharmaceuticals INC	-0.9%	-56.52%	Trim
24	PCRX 3.25 02-01-19	Pacira Pharmaceuticals	-1.1%	-4.53%	Trim
25	EA 0.75 07-15-16	Electronic Arts INC	—	EXIT	Sold out
26	CI	The Cigna Group	—	NEW	New buy
27	EEM	Ishares Msci Emerging Market	—	EXIT	Sold out
28	EBAY	Ebay INC	—	EXIT	Sold out
29	CORR 7 06-15-20	Corenergy Infrastructure	—	NEW	New buy
30	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
31	IART 1.625 12-15-16	Integra Lifesciences Hld	—	NEW	New buy
32	STAR 3 11-15-16	Istar INC	—	NEW	New buy
33	HLF	Herbalife Ltd.	—	EXIT	Sold out
34	✓		—	NEW	New buy
35	HOLX 0 12-15-37 2010	Hologic INC	—	NEW	New buy
36	NIHDEUR	Nii Holdings INC	—	NEW	New buy
37	NLYEUR	Annaly Capital Management In	—	EXIT	Sold out
38	CSX	Csx CORP	—	NEW	New buy
39	CALY 3.75 08-15-19	Callaway Golf Co	—	EXIT	Sold out
40	HUM	Humana INC	—	NEW	New buy
41	✓	Directv	—	EXIT	Sold out
42	CB	Chubb Limited	—	NEW	New buy
43	✓	Qihoo 360 Technology Co LTD	—	EXIT	Sold out
44	MDT	Medtronic plc	—	NEW	New buy
45	✓	Restoration Hardware Hldgs I	—	EXIT	Sold out
46	CSL	Carlisle Cos INC	—	EXIT	Sold out
47	BID	Sotheby's	—	EXIT	Sold out
48	RF	Regions Financial CORP	—	EXIT	Sold out
49	ORCL	Oracle CORP	—	EXIT	Sold out
50	✓	Buffalo Wild Wings INC	—	EXIT	Sold out