Whitebox Advisors LLC — Q3 2014 13F Holdings

Name: Whitebox Advisors LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001257391

Total reported value

$8.1B

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Full holdings list this quarter

Showing top 200 holdings (of 386 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PARR	Par Pacific Holdings INC	Stock-Energy	4.50%	—	—
2	JBLU 5.5 10-15-38 B	Jetblue Airways CORP	Stock-Industrials	3.85%	—	—
3	CDNS 2.625 06-01-15	Cadence Design Sys INC	Stock-Tech	3.47%	—	-0.16%
4	TSLA 1.5 06-01-18	Tesla INC	Stock-Consumer Disc	2.85%	—	+23.58%
5	✓		Stock-Other	2.66%	—	+6.63%
6	✓		Stock-Other	2.43%	—	—
7	JBLU 6.75 10-15-39 B-D	Jetblue Airways CORP	Stock-Industrials	2.13%	—	+97.89%
8	PCRX 3.25 02-01-19	Pacira Pharmaceuticals	Stock-Other	2.07%	—	+45.32%
9	✓		Stock-Other	2.03%	—	+451.04%
10	✓	Newcastle Invt CORP New	Stock-Other	1.97%	—	—
11	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	1.82%	—	+0.73%
12	OCR 3.75 04-01-42	Omnicare INC	Stock-Other	1.75%	—	-1.94%
13	IONS 2.75 10-01-19	Ionis Pharmaceuticals In	Stock-Healthcare	1.71%	—	-7.60%
14	ECPG 3 11-27-17	Encore Capital Group INC	Stock-Other	1.56%	—	+3.84%
15	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.54%	-0.35%	-40.31%
16	ALLY	Ally Financial INC	Stock-Financials	1.52%	—	+17.51%
17	PDLI 3.75 05-01-15	Pdl Bio Pharma INC	Stock-Other	1.35%	—	—
18	OSG	Octave Specialty Group INC	Stock-Other	1.30%	—	+95.56%
19	ENS 3.375 06-01-38	Enersys	Stock-Industrials	1.25%	—	+92.08%
20	ECPG 3 07-01-20	Encore Capital Group INC	Stock-Other	1.24%	—	—
21	CBST 2.5 11-01-17	Cubist Pharmaceuticals	Stock-Other	1.24%	—	—
22	UTHR 1 09-15-16	United Therapeutics CORP	Stock-Healthcare	1.08%	—	-52.74%
23	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.04%	—	+53.62%
24	HA 5 03-15-16	Hawaiian Holdings INC	Stock-Other	0.98%	—	+255.70%
25	✓	Lorillard INC	Stock-Other	0.92%	—	—
26	GIEQ	Goldman Sachs Data Enhanced International Equity ETF	ETF-Commodities	0.78%	—	+34.46%
27	✓	Shire PLC	Stock-Other	0.74%	—	—
28	CEMEX 3.25 03-15-16	Cemex Sab De Cv	Stock-Other	0.74%	—	-15.63%
29	LINTA 4 11-15-29	Liberty Interactive LLC	Stock-Other	0.73%	—	—
30	JBLU 6.75 10-15-39 A-C	Jetblue Airways CORP	Stock-Industrials	0.72%	—	+21.28%
31	GILD	Gilead Sciences INC	Stock-Healthcare	0.67%	—	-30.82%
32	CELG	Celgene CORP	Stock-Other	0.66%	—	-5.61%
33	BIIB	Biogen INC	Stock-Healthcare	0.63%	—	-2.88%
34	AMGN	Amgen INC	Stock-Healthcare	0.63%	—	-14.93%
35	AVHI 7.5 02-15-16 *	Av Homes INC	Stock-Other	0.60%	—	—
36	GM	General Motors Co	Stock-Consumer Disc	0.59%	—	+21.75%
37	AKRX 3.5 06-01-16	Akorn INC	Stock-Other	0.57%	—	—
38	TWO	Two Harbors Investment Corp.	Stock-Other	0.56%	—	—
39	CALY 3.75 08-15-19	Callaway Golf Co	Stock-Other	0.55%	—	-21.16%
40	MBI	Mbia INC	Stock-Other	0.55%	—	-8.25%
41	ALXN	Alexion Pharmaceuticals INC	Stock-Other	0.55%	—	-9.95%
42	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.54%	+2.29%	NEW
43	TEX 4 06-01-15	Terex CORP	Stock-Industrials	0.54%	—	—
44	EBAY	Ebay INC	Stock-Consumer Disc	0.53%	—	+15.01%
45	SNY	Sanofi	Stock-Healthcare	0.52%	—	+21.98%
46	CTAM 7 12-15-17	Castle (am) & Co	Stock-Other	0.52%	—	—
47	TRIBGBP	Trinity Biotech Plc-spon Adr	Stock-Other	0.50%	—	+6.23%
48	UNH	Unitedhealth Group INC	Stock-Healthcare	0.50%	—	+2.27%
49	✓	J G Wentworth Co	Stock-Other	0.50%	—	—
50	ORCL	Oracle CORP	Stock-Tech	0.49%	—	+23.47%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Whitebox Advisors LLC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓		+1.6%	+451.04%	Add
2	JBLU 6.75 10-15-39 B-D	Jetblue Airways CORP	+1%	+97.89%	Add
3	HA 5 03-15-16	Hawaiian Holdings INC	+0.7%	+255.70%	Add
4	PCRX 3.25 02-01-19	Pacira Pharmaceuticals	+0.7%	+45.32%	Add
5	TSLA 1.5 06-01-18	Tesla INC	+0.5%	+23.58%	Add
6	ENS 3.375 06-01-38	Enersys	+0.5%	+92.08%	Add
7	OSG	Octave Specialty Group INC	+0.5%	+95.56%	Add
8	✓		+0.3%	+1161.18%	Add
9	DLX	Deluxe CORP	-0.3%	-93.61%	Trim
10	GTAT 3 10-01-17	Gt Adv Technologies INC	-0.3%	—	Unchanged
11	CN4	Conn's INC	-0.3%	-55.55%	Trim
12	✓	Angies List INC	-0.3%	-13.20%	Trim
13	PDLI 3.75 05-01-15	Pdl Bio Pharma INC	-0.4%	—	Unchanged
14	✓		-0.5%	-69.60%	Trim
15	UTHR 1 09-15-16	United Therapeutics CORP	-0.5%	-52.74%	Trim
16	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.1%	-40.31%	Trim
17	XLI	Ss Industrial Select Sector	-1.2%	-78.89%	Trim
18	PARR	Par Pacific Holdings INC	—	NEW	New buy
19	✓		—	NEW	New buy
20	TCOM 0.5 09-15-17	Ctrip.com Intl LTD	—	EXIT	Sold out
21	MU 1.875 08-01-31 B	Micron Technology INC	—	EXIT	Sold out
22	✓	Newcastle Invt CORP New	—	NEW	New buy
23	GSAT 8 04-01-28	Globalstar INC	—	EXIT	Sold out
24	HTGC 6 04-15-16	Hercules Capital INC	—	EXIT	Sold out
25	ECPG 3 07-01-20	Encore Capital Group INC	—	NEW	New buy
26	✓	Lorillard INC	—	NEW	New buy
27	✓	Yrc Worldwide INC	—	EXIT	Sold out
28	✓	Newcastle Invt CORP Com	—	EXIT	Sold out
29	✓	General Mtrs Co	—	EXIT	Sold out
30	✓	Shire PLC	—	NEW	New buy
31	AAPL	Apple INC	—	EXIT	Sold out
32	XPO 4.5 10-01-17	Xpo Logistics INC	—	EXIT	Sold out
33	✓	Directv	—	EXIT	Sold out
34	TWO	Two Harbors Investment Corp.	—	NEW	New buy
35	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
36	TEX 4 06-01-15	Terex CORP	—	NEW	New buy
37	✓	Promotora De Informaciones S	—	EXIT	Sold out
38	✓	J G Wentworth Co	—	NEW	New buy
39	INTC	Intel CORP	—	EXIT	Sold out
40	✓		—	NEW	New buy
41	✓	Furiex Pharmaceuticals	—	EXIT	Sold out
42	HXL	Hexcel CORP	—	NEW	New buy
43	NTAP	Netapp INC	—	NEW	New buy
44	UAL 4.5 01-15-15	United Airlines INC	—	EXIT	Sold out
45	AMRN 3.5 01-15-32 2014	Corsicanto LTD	—	NEW	New buy
46	✓		—	EXIT	Sold out
47	XXI	Twenty One Capital, Inc.	—	NEW	New buy
48	✓	Jgwpt Hldgs INC	—	EXIT	Sold out
49	MSFT	Microsoft CORP	—	EXIT	Sold out
50	KRC	Kilroy Realty CORP	—	NEW	New buy