Wellington Shields Capital Management, LLC — Q3 2018 13F Holdings

Name: Wellington Shields Capital Management, LLC — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001506071

Total reported value

$666.2M

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Full holdings list this quarter

Showing top 200 holdings (of 314 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	FLO	Flowers Foods INC	Stock-Consumer Staples	21.45%	+0.51%	+0.00%
2	AAPL	Apple INC	Stock-Tech	2.77%	-0.63%	-0.31%
3	MSFT	Microsoft CORP	Stock-Tech	2.60%	-1.05%	-0.10%
4	XOM	Exxon Mobil CORP	Stock-Energy	2.49%	+0.86%	-0.67%
5	ILMN	Illumina INC	Stock-Healthcare	1.49%	—	+9.35%
6	MA	Mastercard INC - A	Stock-Financials	1.43%	-0.23%	+3.64%
7	JNJ	Johnson & Johnson	Stock-Healthcare	1.42%	—	+26.89%
8	JPM	Jpmorgan Chase & Co	Stock-Financials	1.37%	-0.19%	-0.13%
9	EW	Edwards Lifesciences CORP	Stock-Healthcare	1.36%	—	—
10	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.29%	-0.69%	+2.74%
11	AMZN	Amazon.com INC	Stock-Consumer Disc	1.27%	-0.10%	-5.45%
12	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.17%	-0.32%	-0.56%
13	LMT	Lockheed Martin CORP	Stock-Industrials	1.05%	—	-2.08%
14	T	At&t INC	Stock-Comm Services	1.04%	—	+7.54%
15	BDX	Becton Dickinson And Co	Stock-Healthcare	1.00%	—	-0.31%
16	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.94%	—	+5.96%
17	WP	Worldpay Inc-class A	Stock-Other	0.92%	—	—
18	NOC	Northrop Grumman CORP	Stock-Industrials	0.88%	—	+1.17%
19	META	Meta Platforms Inc-class A	Stock-Comm Services	0.88%	—	-1.64%
20	VZ	Verizon Communications INC	Stock-Comm Services	0.88%	—	+0.99%
21	EWBC	East West Bancorp INC	Stock-Financials	0.78%	—	—
22	RTN1USD	Raytheon Company	Stock-Other	0.77%	—	-1.06%
23	PFE	Pfizer INC	Stock-Healthcare	0.77%	—	+0.08%
24	CASIEUR	Casi Pharmaceuticals INC	Stock-Other	0.67%	—	+3.89%
25	DD	DuPont de Nemours, Inc.	Stock-Other	0.66%	—	—
26	ACN	Accenture plc	Stock-Tech	0.64%	—	—
27	AXP	American Express Company	Stock-Financials	0.64%	—	—
28	COP	Conocophillips	Stock-Energy	0.63%	—	+0.11%
29	HD	Home Depot INC	Stock-Consumer Disc	0.62%	—	-1.21%
30	CSCO	Cisco Systems INC	Stock-Tech	0.62%	—	-0.01%
31	SNA	Snap-on INC	Stock-Industrials	0.61%	—	—
32	XONUSD	Intrexon CORP	Stock-Other	0.60%	—	—
33	DIS	Walt Disney Co/the	Stock-Comm Services	0.59%	—	+2.94%
34	CVX	Chevron CORP	Stock-Energy	0.59%	—	—
35	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.57%	—	+8.72%
36	RDS-A	Shell Plc-spon Adr-a	Stock-Other	0.57%	—	—
37	CRM	Salesforce INC	Stock-Tech	0.57%	-0.22%	+28.31%
38	BXMT	Blackstone Mortgage Tru-cl A	Stock-Real Estate	0.54%	—	-0.16%
39	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.51%	—	-5.66%
40	SLB	Slb LTD	Stock-Energy	0.50%	—	+14.73%
41	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.49%	—	+3.67%
42	GLOP-PC	GasLog Partners LP	Stock-Other	0.48%	—	+604.65%
43	UNH	Unitedhealth Group INC	Stock-Healthcare	0.47%	-0.16%	+12.39%
44	BAC	Bank Of America CORP	Stock-Financials	0.46%	-0.12%	+44.31%
45	AES	Aes CORP	Stock-Utilities	0.46%	—	—
46	SMG	Scotts Miracle-gro Co	Stock-Materials	0.45%	—	+28.38%
47	KO	Coca-cola Co/the	Stock-Consumer Staples	0.44%	—	+43.67%
48	ABBV	Abbvie INC	Stock-Healthcare	0.43%	-0.24%	-8.63%
49	UEIC	Universal Electronics INC	Stock-Other	0.42%	—	+41.43%
50	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.42%	—	+2.89%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Wellington Shields Capital Management, LLC for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+0.4%	-0.31%	Trim
2	ILMN	Illumina INC	+0.4%	+9.35%	Add
3	JNJ	Johnson & Johnson	+0.4%	+26.89%	Add
4	GLOP-PC	GasLog Partners LP	+0.4%	+604.65%	Add
5	MSFT	Microsoft CORP	+0.3%	-0.10%	Trim
6	EW	Edwards Lifesciences CORP	+0.2%	—	Unchanged
7	MA	Mastercard INC - A	+0.2%	+3.64%	Add
8	CRM	Salesforce INC	+0.2%	+28.31%	Add
9	WP	Worldpay Inc-class A	+0.2%	—	Unchanged
10	UEIC	Universal Electronics INC	+0.2%	+41.43%	Add
11	BAC	Bank Of America CORP	+0.2%	+44.31%	Add
12	MU	Micron Technology INC	+0.2%	+289.04%	Add
13	KO	Coca-cola Co/the	+0.1%	+43.67%	Add
14	ABBNY	Abb Ltd-spon Adr	+0.1%	+53.16%	Add
15	PFE	Pfizer INC	+0.1%	+0.08%	Add
16	PM	Philip Morris International	+0.1%	+103.79%	Add
17	LMT	Lockheed Martin CORP	+0.1%	-2.08%	Trim
18	TMO	Thermo Fisher Scientific INC	+0.1%	+8.72%	Add
19	AXP	American Express Company	+0.1%	—	Unchanged
20	KHC	Kraft Heinz Co/the	+0.1%	+222.17%	Add
21	AMZN	Amazon.com INC	+0.1%	-5.45%	Trim
22	XONUSD	Intrexon CORP	+0.1%	—	Unchanged
23	GOOGL	Alphabet Inc-cl A	+0.1%	+2.74%	Add
24	T	At&t INC	+0.1%	+7.54%	Add
25	✓	Belmond LTD	+0.1%	-4.29%	Trim
26	JPM	Jpmorgan Chase & Co	+0.1%	-0.13%	Trim
27	CSX	Csx CORP	+0.1%	+20.37%	Add
28	UNH	Unitedhealth Group INC	+0.1%	+12.39%	Add
29	ROST	Ross Stores INC	+0.1%	+120.00%	Add
30	INTC	Intel CORP	-0.1%	-33.14%	Trim
31	TWTRUSD	Twitter INC	-0.1%	-8.22%	Trim
32	KN	Knowles CORP	-0.1%	-48.97%	Trim
33	AMCX	Amc Global Media INC	-0.1%	-50.13%	Trim
34	META	Meta Platforms Inc-class A	-0.2%	-1.64%	Trim
35	GVA	Granite Construction INC	-0.4%	-80.30%	Trim
36	CASIEUR	Casi Pharmaceuticals INC	-0.5%	+3.89%	Add
37	AMAT	Applied Materials INC	-0.7%	-54.22%	Trim
38	FLO	Flowers Foods INC	-3.1%	+0.00%	Add
39	AGX	Argan INC	—	EXIT	Sold out
40	MTUM	Ishares Msci USA Momentum Fa	—	NEW	New buy
41	TSCO	Tractor Supply Company	—	EXIT	Sold out
42	MDLZ	Mondelez International Inc-a	—	NEW	New buy
43	CHTR	Charter Communications Inc-a	—	EXIT	Sold out
44	EA	Electronic Arts INC	—	EXIT	Sold out
45	WDC	Western Digital CORP	—	EXIT	Sold out
46	CTRL	Control4 CORP	—	EXIT	Sold out
47	EWZ	Ishares Msci Brazil ETF	—	EXIT	Sold out
48	MO	Altria Group INC	—	NEW	New buy
49	PRAH	Pra Health Sciences INC	—	NEW	New buy
50	SIIEUR	Sprott INC	—	NEW	New buy