Wellington Shields Capital Management, LLC — Q4 2016 13F Holdings

Name: Wellington Shields Capital Management, LLC — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001506071

Total reported value

$666.2M

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Full holdings list this quarter

Showing top 200 holdings (of 318 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	FLO	Flowers Foods INC	Stock-Consumer Staples	23.64%	+0.51%	-3.06%
2	XOM	Exxon Mobil CORP	Stock-Energy	2.99%	+0.86%	-1.55%
3	AAPL	Apple INC	Stock-Tech	1.93%	-0.63%	+7.58%
4	PEP	Pepsico INC	Stock-Consumer Staples	1.88%	—	-6.53%
5	SYY	Sysco CORP	Stock-Consumer Staples	1.76%	—	-1.25%
6	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.50%	—	-0.62%
7	MSFT	Microsoft CORP	Stock-Tech	1.46%	-1.05%	-0.62%
8	T	At&t INC	Stock-Comm Services	1.35%	—	-0.33%
9	JNJ	Johnson & Johnson	Stock-Healthcare	1.10%	—	+0.09%
10	VZ	Verizon Communications INC	Stock-Comm Services	1.10%	—	+0.72%
11	SJM	Jm Smucker Co/the	Stock-Consumer Staples	1.08%	—	+1.87%
12	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.96%	—	+0.00%
13	BGS	B&g Foods INC	Stock-Other	0.93%	—	-0.82%
14	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.92%	-0.69%	+0.26%
15	✓	Sensient Technologies CORP	Stock-Other	0.87%	—	—
16	PFE	Pfizer INC	Stock-Healthcare	0.83%	—	-3.41%
17	AMZN	Amazon.com INC	Stock-Consumer Disc	0.80%	-0.10%	+7.79%
18	MA	Mastercard INC - A	Stock-Financials	0.79%	-0.23%	+8.06%
19	JPM	Jpmorgan Chase & Co	Stock-Financials	0.79%	-0.19%	-2.13%
20	✓		Stock-Other	0.77%	—	—
21	GIS	General Mills INC	Stock-Consumer Staples	0.75%	—	+0.27%
22	SLB	Slb LTD	Stock-Energy	0.75%	—	-0.36%
23	CAG	Conagra Brands INC	Stock-Consumer Staples	0.72%	—	—
24	UNFI	United Natural Foods INC	Stock-Consumer Staples	0.70%	—	-0.78%
25	META	Meta Platforms Inc-class A	Stock-Comm Services	0.69%	—	-5.65%
26	AMAT	Applied Materials INC	Stock-Tech	0.69%	—	—
27	DIS	Walt Disney Co/the	Stock-Comm Services	0.68%	—	-16.69%
28	BDX	Becton Dickinson And Co	Stock-Healthcare	0.68%	—	-2.09%
29	NOC	Northrop Grumman CORP	Stock-Industrials	0.66%	—	-1.72%
30	ABBV	Abbvie INC	Stock-Healthcare	0.66%	-0.24%	-1.22%
31	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.65%	-0.32%	-1.93%
32	KHC	Kraft Heinz Co/the	Stock-Consumer Staples	0.61%	—	-1.64%
33	NWL	Newell Brands INC	Stock-Consumer Staples	0.60%	—	+28.91%
34	SNA	Snap-on INC	Stock-Industrials	0.60%	—	-32.26%
35	BA	Boeing Co/the	Stock-Industrials	0.58%	—	+0.92%
36	LMT	Lockheed Martin CORP	Stock-Industrials	0.57%	—	—
37	✓	Snyders-lance INC Com	Stock-Other	0.57%	—	-6.93%
38	CELG	Celgene CORP	Stock-Other	0.55%	—	+344.62%
39	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.54%	—	+14.13%
40	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.53%	—	-3.54%
41	CVS	Cvs Health CORP	Stock-Healthcare	0.53%	—	+11.36%
42	IBM	Intl Business Machines CORP	Stock-Tech	0.53%	-0.22%	-8.14%
43	TRV	Travelers Cos Inc/the	Stock-Financials	0.52%	—	-1.90%
44	GVA	Granite Construction INC	Stock-Industrials	0.49%	—	-4.30%
45	EW	Edwards Lifesciences CORP	Stock-Healthcare	0.48%	—	+99.90%
46	SWK	Stanley Black & Decker INC	Stock-Industrials	0.47%	—	-0.80%
47	HN9	Hanesbrands INC	Stock-Other	0.46%	—	+10.81%
48	EXP	Eagle Materials INC	Stock-Materials	0.46%	—	—
49	MMM	3m Co	Stock-Industrials	0.46%	—	-3.18%
50	RDS-A	Shell Plc-spon Adr-a	Stock-Other	0.44%	—	+2.72%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Wellington Shields Capital Management, LLC for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FLO	Flowers Foods INC	+4.3%	-3.06%	Trim
2	CELG	Celgene CORP	+0.4%	+344.62%	Add
3	CTLEUR	Centurylink INC	+0.3%	+384.20%	Add
4	LYB	LyondellBasell Industries N.V.	+0.2%	+267.98%	Add
5	GM	General Motors Co	+0.2%	+456.06%	Add
6	EW	Edwards Lifesciences CORP	+0.2%	+99.90%	Add
7	JPM	Jpmorgan Chase & Co	+0.1%	-2.13%	Trim
8	VCSH	Vanguard S/t CORP Bond ETF	+0.1%	+138.25%	Add
9	WPC	Wp Carey INC	+0.1%	+77.68%	Add
10	SYY	Sysco CORP	+0.1%	-1.25%	Trim
11	AAPL	Apple INC	+0.1%	+7.58%	Add
12	BNY	Bank Of New York Mellon CORP	-0.1%	-75.27%	Trim
13	V	Visa Inc-class A Shares	-0.2%	-28.87%	Trim
14	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.2%	-77.58%	Trim
15	CSCO	Cisco Systems INC	-0.2%	-31.37%	Trim
16	FNF	Fidelity National Financial	-0.2%	-37.13%	Trim
17	HAIN	Hain Celestial Group INC	-0.2%	-68.96%	Trim
18	META	Meta Platforms Inc-class A	-0.2%	-5.65%	Trim
19	BAC	Bank Of America CORP	-0.2%	-73.61%	Trim
20	CAG	Conagra Brands INC	-0.2%	—	Unchanged
21	MRK	Merck & Co. INC.	-0.2%	-26.42%	Trim
22	✓		-0.2%	—	Unchanged
23	SNA	Snap-on INC	-0.2%	-32.26%	Trim
24	TTEK	Tetra Tech INC	-0.2%	-86.80%	Trim
25	MCK	Mckesson CORP	-0.3%	-76.08%	Trim
26	PEP	Pepsico INC	-0.3%	-6.53%	Trim
27	AXP	American Express Company	-0.5%	-55.60%	Trim
28	FBIN	Fortune Brands Innovations I	-0.5%	-51.32%	Trim
29	AMAT	Applied Materials INC	—	NEW	New buy
30	EXP	Eagle Materials INC	—	NEW	New buy
31	DOW	Dow Chem Co	—	NEW	New buy
32	✓		—	EXIT	Sold out
33	✓		—	NEW	New buy
34	✓	Leucadia Natl CORP	—	NEW	New buy
35	MET	Metlife INC	—	NEW	New buy
36	LW	Lamb Weston Holdings INC	—	NEW	New buy
37	TXT	Textron INC	—	EXIT	Sold out
38	STZ	Constellation Brands Inc-a	—	EXIT	Sold out
39	UL	Unilever PLC	—	NEW	New buy
40	XXI	Twenty One Capital, Inc.	—	EXIT	Sold out
41	LION	Lionsgate Studios Corp.	—	EXIT	Sold out
42	✓	Alcoa Inc	—	EXIT	Sold out
43	TNK	Teekay Tankers Ltd.	—	NEW	New buy
44	SPYD	Ss Spdr P S&p 500 Hi Div ETF	—	NEW	New buy
45	✓	Orbotech LTD	—	EXIT	Sold out
46	BLKCHF	Blackrock INC	—	NEW	New buy
47	OMF	Onemain Holdings INC	—	NEW	New buy
48	NJR	New Jersey Resources CORP	—	NEW	New buy
49	SMG	Scotts Miracle-gro Co	—	EXIT	Sold out
50	SKAA	Skechers USA Inc-cl A	—	EXIT	Sold out