Weiss Asset Management LP — Q4 2021 13F Holdings

Name: Weiss Asset Management LP — 13F Holdings, Q4 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001357550

Total reported value

$5.9B

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Full holdings list this quarter

Showing top 200 holdings (of 679 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.65%	+0.73%	NEW
2	NUAN 1.25 04-01-25	Nuance Communications	Stock-Other	2.26%	—	—
3	PCG 5.5 08-16-23	Pg&e CORP	Stock-Utilities	1.92%	—	-6.08%
4	AJRD 2.25 12-15-23	Aerojet Rocketdyne Hldg	Stock-Other	1.67%	—	—
5	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	1.26%	—	—
6	NEE	Nextera Energy INC	Stock-Utilities	1.10%	—	—
7	✓	Revolution Healthcar Aq CORP	Stock-Other	1.05%	—	+18.29%
8	VG 1.75 06-01-24	Vonage Holdings CORP	Stock-Energy	1.00%	—	—
9	PDD 0 12-01-25	Pdd Holdings INC	Stock-Consumer Disc	0.99%	—	+50.89%
10	EXEEW	Chesapeake Energy CORP -cw26	Stock-Other	0.97%	—	+72.50%
11	IHS	Ihs Markit LTD	Stock-Other	0.96%	—	+16.84%
12	PFF	Ishares Preferred & Income S	ETF-Other	0.93%	—	—
13	BZUN 1.625 05-01-24	Baozun INC	Stock-Other	0.93%	—	+10.06%
14	JOYY 0.75 06-15-25	Joyy INC	Stock-Other	0.91%	—	-7.85%
15	AEP	American Electric Power	Stock-Utilities	0.90%	—	+16.12%
16	✓	Vy Global Growth	Stock-Other	0.89%	—	+10.44%
17	CCXI	Churchill Capital Corp XI	Stock-Other	0.87%	—	+34.66%
18	EWJ	Ishares Msci Japan ETF	ETF-Other	0.86%	—	—
19	NEE 4.872 09-01-22	Nextera Energy INC	Stock-Utilities	0.83%	—	+15.23%
20	✓		Stock-Other	0.79%	—	+17.24%
21	✓	Austerlitz Acquisition CORP	Stock-Other	0.71%	—	+3.03%
22	✓	Health Assurn Acquisition Co	Stock-Other	0.70%	—	+95.17%
23	NBIX 2.25 05-15-24	Neurocrine Biosciences	Stock-Healthcare	0.68%	—	-39.95%
24	✓	Motive Capital CORP	Stock-Other	0.64%	—	+22.26%
25	✓	Austerlitz Acquisition CORP	Stock-Other	0.63%	—	-8.42%
26	✓	Thunder Bridge Cap Prtnrs Ii	Stock-Other	0.62%	—	+8.18%
27	TBPH	Theravance Biopharma, Inc.	Stock-Other	0.62%	+2.05%	NEW
28	HVII	Hennessy Capital Investment Corp. VII	Stock-Other	0.62%	—	—
29	✓	Founder Spac	Stock-Other	0.61%	—	—
30	KKR	KKR & Co. Inc.	Stock-Financials	0.59%	—	—
31	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.57%	—	+92.50%
32	✓	Lux Health Tech Acquisition	Stock-Other	0.57%	—	+59.04%
33	PSTHUSD	Pershing Square Tontine -a	Stock-Other	0.56%	—	-0.30%
34	AVGO 8 09-30-22 A	Broadcom INC	Stock-Tech	0.56%	—	—
35	EXEEZ	Chesapeake Energy -cw26	Stock-Other	0.55%	—	+160.34%
36	✓	Spartan Acquisition CORP Iii	Stock-Other	0.55%	—	+109.16%
37	D 7.25 06-01-22 A	Dominion Energy INC	Stock-Utilities	0.54%	—	+233.33%
38	KWEB	Kranesh Csi China Internet	ETF-Emerging Markets	0.54%	—	+5.91%
39	VNE 4 06-01-24	Veoneer INC	Stock-Other	0.53%	—	—
40	BETR	Better Home & Finance Holding Company	Stock-Other	0.52%	—	+18.32%
41	✓	Novus Capital Corporation Ii	Stock-Other	0.50%	—	+62.92%
42	FHN	First Horizon Corporation	Stock-Financials	0.48%	—	+2453.06%
43	ARES	Ares Management Corporation	Stock-Financials	0.48%	—	+0.46%
44	✓	Trebia Acquisition CORP	Stock-Other	0.48%	—	—
45	✓	Gores Metropoulos Ii INC	Stock-Other	0.48%	—	-0.34%
46	✓	Ecp Environmen-a	Stock-Other	0.47%	—	+13.96%
47	✓	Thunder Brdg Cap Prtnrs Iv I	Stock-Other	0.47%	—	—
48	✓	IIVI 6 Pfd	Stock-Other	0.47%	—	—
49	XLNXEUR	Xilinx INC	Stock-Other	0.47%	—	+188.34%
50	✓	Pioneer Merger CORP	Stock-Other	0.46%	—	+5.09%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Weiss Asset Management LP for the quarter ending Q4 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWO	Ishares Russell 2000 Growth	+1.3%	NEW	New buy
2	VG 1.75 06-01-24	Vonage Holdings CORP	+1%	NEW	New buy
3	PFF	Ishares Preferred & Income S	+0.9%	NEW	New buy
4	EWJ	Ishares Msci Japan ETF	+0.9%	NEW	New buy
5	TBPH	Theravance Biopharma, Inc.	+0.6%	NEW	New buy
6	HVII	Hennessy Capital Investment Corp. VII	+0.6%	NEW	New buy
7	✓	Founder Spac	+0.6%	NEW	New buy
8	AVGO 8 09-30-22 A	Broadcom INC	+0.6%	NEW	New buy
9	VNE 4 06-01-24	Veoneer INC	+0.5%	NEW	New buy
10	✓	IIVI 6 Pfd	+0.5%	NEW	New buy
11	FHN	First Horizon Corporation	+0.5%	+2453.06%	Add
12	PVG1EUR	Pretium Resources INC	+0.5%	NEW	New buy
13	BG	Bunge Global SA	+0.5%	NEW	New buy
14	✓	Focus Impact Bh3 Acquisition	+0.4%	NEW	New buy
15	DHR 4.75 04-15-22 A	Danaher CORP	+0.4%	NEW	New buy
16	✓	Future Health Esg CORP	+0.4%	NEW	New buy
17	EXEEW	Chesapeake Energy CORP -cw26	+0.4%	+72.50%	Add
18	D 7.25 06-01-22 A	Dominion Energy INC	+0.4%	+233.33%	Add
19	✓	Lavoro LTD Class A Ord	+0.4%	NEW	New buy
20	XYZ	Block INC	+0.4%	NEW	New buy
21	XLNXEUR	Xilinx INC	+0.3%	+188.34%	Add
22	GIXXR	GigCapital9 Corp.	+0.3%	NEW	New buy
23	EXEEZ	Chesapeake Energy -cw26	+0.3%	+160.34%	Add
24	✓	Health Assurn Acquisition Co	+0.3%	+95.17%	Add
25	✓	Alkuri Global Acquisition Co	-0.4%	EXIT	Sold out
26	✓	Northern Genesis Acquisition	-0.4%	EXIT	Sold out
27	✓	Virtuoso Acquisition CORP	-0.4%	EXIT	Sold out
28	✓	Argus Capital CORP	-0.4%	EXIT	Sold out
29	✓	Tpb Acquisition CORP I	-0.4%	EXIT	Sold out
30	RNW	ReNew Energy Global Plc	-0.4%	-68.65%	Trim
31	✓	Future Health Esg CORP	-0.5%	EXIT	Sold out
32	✓	Cm Life Sciences Iii INC	-0.5%	EXIT	Sold out
33	✓	Kensington Capital Acquisiti	-0.5%	EXIT	Sold out
34	SEALTD 0.25 09-15-26	Sea LTD	-0.5%	EXIT	Sold out
35	✓	Decarbonization Plus Acquisi	-0.5%	EXIT	Sold out
36	✓	Reinvent Technology Partners	-0.6%	EXIT	Sold out
37	✓	Foresight Acquisition CORP	-0.6%	EXIT	Sold out
38	✓	Planet Labs Pbc	-0.6%	EXIT	Sold out
39	✓	Ironnet INC Com	-0.7%	EXIT	Sold out
40	HVII	Hennessy Capital Investment Corp. VII	-0.7%	EXIT	Sold out
41	NBIX 2.25 05-15-24	Neurocrine Biosciences	-0.8%	-39.95%	Trim
42	GFLCN 6 03-15-23	Gfl Environmental INC	-0.9%	EXIT	Sold out
43	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.9%	EXIT	Sold out
44	✓	Marquee Raine Acquisition Co	-0.9%	EXIT	Sold out
45	LINTA 3.5 01-15-31	Liberty Interactive LLC	-1%	EXIT	Sold out
46	IWM	Ishares Russell 2000 ETF	-1.1%	EXIT	Sold out
47	GFL	Gfl Environmental Inc-sub Vt	-1.1%	-99.02%	Trim
48	IQ 3.75 12-01-23	Iqiyi INC	-1.1%	EXIT	Sold out
49	FIVN 0.5 06-01-25	Five9 INC	-1.5%	EXIT	Sold out
50	SPY	Ss Spdr S&p 500 ETF Trust-us	-2.8%	-48.40%	Trim