Weiss Asset Management LP — Q3 2021 13F Holdings

Name: Weiss Asset Management LP — 13F Holdings, Q3 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001357550

Total reported value

$5.9B

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Full holdings list this quarter

Showing top 200 holdings (of 506 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.42%	+0.73%	NEW
2	NUAN 1.25 04-01-25	Nuance Communications	Stock-Other	2.63%	—	—
3	PCG 5.5 08-16-23	Pg&e CORP	Stock-Utilities	1.97%	—	+370.29%
4	AJRD 2.25 12-15-23	Aerojet Rocketdyne Hldg	Stock-Other	1.83%	—	—
5	FIVN 0.5 06-01-25	Five9 INC	Stock-Tech	1.51%	—	—
6	NBIX 2.25 05-15-24	Neurocrine Biosciences	Stock-Healthcare	1.43%	—	+325.50%
7	JOYY 0.75 06-15-25	Joyy INC	Stock-Other	1.19%	—	-37.34%
8	IQ 3.75 12-01-23	Iqiyi INC	Stock-Other	1.14%	—	-34.24%
9	GFL	Gfl Environmental Inc-sub Vt	Stock-Other	1.12%	—	—
10	NEE	Nextera Energy INC	Stock-Utilities	1.08%	—	—
11	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.07%	—	-33.30%
12	LINTA 3.5 01-15-31	Liberty Interactive LLC	Stock-Other	1.04%	—	—
13	✓	Revolution Healthcar Aq CORP	Stock-Other	1.04%	—	—
14	BZUN 1.625 05-01-24	Baozun INC	Stock-Other	0.98%	—	—
15	✓	Vy Global Growth	Stock-Other	0.94%	—	+21.12%
16	✓	Marquee Raine Acquisition Co	Stock-Other	0.91%	—	-1.30%
17	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.88%	—	-42.11%
18	GFLCN 6 03-15-23	Gfl Environmental INC	Stock-Other	0.85%	—	—
19	IHS	Ihs Markit LTD	Stock-Other	0.84%	—	+101.23%
20	AEP	American Electric Power	Stock-Utilities	0.83%	—	-5.06%
21	✓	Austerlitz Acquisition CORP	Stock-Other	0.83%	—	+6.92%
22	✓	Austerlitz Acquisition CORP	Stock-Other	0.81%	—	+45.74%
23	PDD 0 12-01-25	Pdd Holdings INC	Stock-Consumer Disc	0.78%	—	—
24	✓		Stock-Other	0.78%	—	+11.82%
25	KWEB	Kranesh Csi China Internet	ETF-Emerging Markets	0.77%	—	—
26	CCXI	Churchill Capital Corp XI	Stock-Other	0.75%	—	-33.77%
27	HVII	Hennessy Capital Investment Corp. VII	Stock-Other	0.74%	—	—
28	NEE 4.872 09-01-22	Nextera Energy INC	Stock-Utilities	0.72%	—	+185.51%
29	✓	Ironnet INC Com	Stock-Other	0.70%	—	—
30	KKR	KKR & Co. Inc.	Stock-Financials	0.69%	—	+291.61%
31	✓	Thunder Bridge Cap Prtnrs Ii	Stock-Other	0.67%	—	+10.00%
32	PSTHUSD	Pershing Square Tontine -a	Stock-Other	0.66%	—	—
33	✓	Motive Capital CORP	Stock-Other	0.61%	—	—
34	✓	Planet Labs Pbc	Stock-Other	0.60%	—	-0.74%
35	EXEEW	Chesapeake Energy CORP -cw26	Stock-Other	0.60%	—	—
36	RNW	ReNew Energy Global Plc	Stock-Other	0.56%	—	—
37	ARES	Ares Management Corporation	Stock-Financials	0.56%	—	+168.07%
38	✓	Trebia Acquisition CORP	Stock-Other	0.56%	—	+12.21%
39	✓	Gores Metropoulos Ii INC	Stock-Other	0.55%	—	+20.37%
40	✓	Reinvent Technology Partners	Stock-Other	0.55%	—	-42.89%
41	✓	Foresight Acquisition CORP	Stock-Other	0.55%	—	+206.96%
42	EWY	Ishares Msci South Korea ETF	ETF-Other	0.55%	—	+36.30%
43	✓	Thunder Brdg Cap Prtnrs Iv I	Stock-Other	0.55%	—	—
44	✓	Decarbonization Plus Acquisi	Stock-Other	0.53%	—	—
45	JOYY	Joyy Inc-adr	Stock-Other	0.53%	—	+360.14%
46	✓	Pioneer Merger CORP	Stock-Other	0.51%	—	+80.47%
47	BETR	Better Home & Finance Holding Company	Stock-Other	0.51%	—	-2.83%
48	✓	Kensington Capital Acquisiti	Stock-Other	0.51%	—	—
49	SEALTD 0.25 09-15-26	Sea LTD	Stock-Other	0.51%	—	—
50	✓	Cm Life Sciences Iii INC	Stock-Other	0.50%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Weiss Asset Management LP for the quarter ending Q3 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+4.9%	+924.04%	Add
2	PCG 5.5 08-16-23	Pg&e CORP	+1.5%	+370.29%	Add
3	FIVN 0.5 06-01-25	Five9 INC	+1.5%	NEW	New buy
4	GFL	Gfl Environmental Inc-sub Vt	+1.1%	NEW	New buy
5	NBIX 2.25 05-15-24	Neurocrine Biosciences	+1.1%	+325.50%	Add
6	GFLCN 6 03-15-23	Gfl Environmental INC	+0.9%	NEW	New buy
7	PDD 0 12-01-25	Pdd Holdings INC	+0.8%	NEW	New buy
8	KWEB	Kranesh Csi China Internet	+0.8%	NEW	New buy
9	HVII	Hennessy Capital Investment Corp. VII	+0.7%	NEW	New buy
10	✓	Ironnet INC Com	+0.7%	NEW	New buy
11	PSTHUSD	Pershing Square Tontine -a	+0.7%	NEW	New buy
12	✓	Motive Capital CORP	+0.6%	NEW	New buy
13	EXEEW	Chesapeake Energy CORP -cw26	+0.6%	NEW	New buy
14	RNW	ReNew Energy Global Plc	+0.6%	NEW	New buy
15	✓	Thunder Brdg Cap Prtnrs Iv I	+0.6%	NEW	New buy
16	✓	Decarbonization Plus Acquisi	+0.5%	NEW	New buy
17	KKR	KKR & Co. Inc.	+0.5%	+291.61%	Add
18	✓	Kensington Capital Acquisiti	+0.5%	NEW	New buy
19	SEALTD 0.25 09-15-26	Sea LTD	+0.5%	NEW	New buy
20	✓	Cm Life Sciences Iii INC	+0.5%	NEW	New buy
21	✓	Good Wks Ii Acquisition CORP	+0.5%	NEW	New buy
22	IFF	Intl Flavors & Fragrances	-0.5%	-87.07%	Trim
23	✓	Fusion Acquisition CORP	-0.5%	EXIT	Sold out
24	✓	Qell Acquisition CORP	-0.5%	EXIT	Sold out
25	TWTR 1 09-15-21	Twitter INC	-0.5%	EXIT	Sold out
26	✓	Nio INC	-0.5%	EXIT	Sold out
27	IWM	Ishares Russell 2000 ETF	-0.6%	-33.30%	Trim
28	WORK	Slack Technologies Inc- Cl A	-0.6%	EXIT	Sold out
29	✓		-0.6%	EXIT	Sold out
30	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.6%	-42.11%	Trim
31	IQ 3.75 12-01-23	Iqiyi INC	-0.6%	-34.24%	Trim
32	✓	Supernova Partners Acquisiti	-0.7%	EXIT	Sold out
33	IFF 6 09-15-21	Intl Flavor & Fragrances	-0.7%	EXIT	Sold out
34	✓	Osprey Technlgy Aquistion Co	-0.7%	EXIT	Sold out
35	JBI	Janus International Group In	-0.7%	EXIT	Sold out
36	✓	Star Peak CORP Ii	-0.7%	EXIT	Sold out
37	✓	Nextgen Acquisition CORP	-0.7%	EXIT	Sold out
38	TWCT	Twc Tech Holdings Ii CORP	-0.7%	EXIT	Sold out
39	MXIM	Maxim Integrated Products	-0.8%	EXIT	Sold out
40	✓	Reinvent Technology Partners	-0.8%	EXIT	Sold out
41	JOYY 0.75 06-15-25	Joyy INC	-0.8%	-37.34%	Trim
42	ACTCUSD	Proterra INC	-0.9%	EXIT	Sold out
43	ATI	ATI Inc.	-0.9%	-93.18%	Trim
44	✓	Soaring Eagle Acquisition Co	-1.1%	EXIT	Sold out
45	ALXN	Alexion Pharmaceuticals INC	-1.3%	EXIT	Sold out
46	NEE 5.279 03-01-23	Nextera Energy INC	-1.3%	-98.15%	Trim
47	ARKK	Ark Innovation ETF	-1.5%	-91.46%	Trim
48	XYZ	Block INC	-1.6%	EXIT	Sold out
49	✓	Trip Com Group LTD	-1.6%	EXIT	Sold out
50	PFPT 0.25 08-15-24	Proofpoint INC	-3.6%	EXIT	Sold out