Vivaldi Capital Management LP — Q3 2021 13F Holdings

Name: Vivaldi Capital Management LP — 13F Holdings, Q3 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001682021

Total reported value

$723.5M

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Full holdings list this quarter

Showing top 200 holdings (of 335 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	4.86%	+0.59%	+1.17%
2	SUB	Ishares Short-term National	ETF-Other	4.68%	—	-5.64%
3	LMBS	First Trust Low Duration Opp	ETF-Other	4.55%	+0.08%	-3.94%
4	SPYM	Ste Str Spdr Pt S&p 500 ETF	ETF-Large Cap & Growth	4.42%	+0.18%	+1.18%
5	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.10%	-0.08%	+0.57%
6	SCHO	Schwab Short-term US Treas	ETF-Other	3.87%	—	+1.75%
7	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	3.68%	—	+2.05%
8	MINT	Pimco Enhanced Short Maturit	ETF-Other	2.88%	—	-9.90%
9	AAPL	Apple INC	Stock-Tech	1.92%	-0.41%	-0.16%
10	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.79%	—	-0.38%
11	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-Small Cap	1.78%	+0.17%	+1.06%
12	SPMD	Ss Spdr P S&p 400 Midcap ETF	ETF-Other	1.58%	+0.17%	+1.35%
13	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.47%	-0.06%	+0.06%
14	SPEM	State Street Sp Ptf Em ETF	ETF-Other	1.46%	+0.15%	+0.99%
15	XMUIX	Blackrock Municipal Income	Stock-Other	1.46%	—	-8.87%
16	TSLA	Tesla INC	Stock-Consumer Disc	1.45%	-0.21%	-3.17%
17	EFA	Ishares Msci Eafe ETF	ETF-Other	1.27%	—	-1.98%
18	MYI	Blackrock Muniyield Qlty Iii	Stock-Other	1.21%	—	-26.60%
19	KTF	Dws Municipal Income Trust	Stock-Other	1.20%	—	-2.93%
20	FINS	Angel Oak Financ Strat INC	Stock-Other	1.19%	—	-64.11%
21	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.10%	—	+0.25%
22	FPA	First Trust Asia Pac Ex-japn	ETF-Other	1.07%	—	+0.97%
23	SCHX	Schwab US Large-cap ETF	ETF-Other	1.01%	-0.03%	+5.98%
24	SCHB	Schwab US Broad Market ETF	ETF-Other	0.94%	—	-3.17%
25	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.92%	—	-0.59%
26	ITOT	Ishares Core S&p Total U.s.	ETF-Other	0.92%	—	+1.32%
27	IAU	Ishares Gold Trust	ETF-Commodities	0.91%	—	-0.40%
28	ISD	Pgim High Yield Bond Fund	Stock-Other	0.89%	—	-7.86%
29	GLPI	Gaming And Leisure Propertie	Stock-Real Estate	0.88%	—	—
30	SCHF	Schwab Intl Equity ETF	ETF-Other	0.87%	+0.09%	+2.76%
31	✓	Luminar Technologies INC	Stock-Other	0.84%	—	-7.41%
32	DVY	Ishares Select Dividend ETF	ETF-Other	0.84%	+0.08%	+0.43%
33	ACWI	Ishares Msci Acwi ETF	ETF-Other	0.79%	—	-1.73%
34	VVR	Invesco Senior Income Trust	Stock-Other	0.76%	—	-8.14%
35	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.76%	—	-1.87%
36	MSFT	Microsoft CORP	Stock-Tech	0.74%	-0.31%	—
37	VO	Vanguard Mid-cap ETF	ETF-Other	0.70%	—	-0.61%
38	JPM	Jpmorgan Chase & Co	Stock-Financials	0.63%	—	-4.75%
39	GHY	Pgim Global High Yield Fund	Stock-Other	0.62%	—	-8.25%
40	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.61%	—	—
41	VB	Vanguard Small-cap ETF	ETF-Other	0.58%	—	-0.72%
42	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.54%	—	—
43	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.54%	—	—
44	PRAA	Pra Group INC	Stock-Other	0.54%	—	-4.40%
45	GLD	Spdr Gold Shares	ETF-Commodities	0.52%	+0.16%	-0.82%
46	✓	Investment Managers Ser Tr	Stock-Other	0.52%	—	+1.39%
47	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.49%	—	-7.68%
48	CMF	Ishares California Muni Bond	ETF-Other	0.49%	—	+47.45%
49	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	0.48%	—	-8.01%
50	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.47%	—	+0.02%

1–50 of 200