Vivaldi Capital Management LP — Q4 2020 13F Holdings

Name: Vivaldi Capital Management LP — 13F Holdings, Q4 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001682021

Total reported value

$723.5M

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 306 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHO	Schwab Short-term US Treas	ETF-Other	5.47%	—	-9.98%
2	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	5.24%	—	-12.45%
3	FINS	Angel Oak Financ Strat INC	Stock-Other	4.10%	—	-3.67%
4	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	4.08%	+0.59%	+6.06%
5	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.94%	-0.08%	+2.59%
6	SPYM	Ste Str Spdr Pt S&p 500 ETF	ETF-Large Cap & Growth	3.59%	+0.18%	+5.16%
7	AAPL	Apple INC	Stock-Tech	2.07%	-0.41%	+8.59%
8	XMUIX	Blackrock Municipal Income	Stock-Other	1.84%	—	-4.57%
9	MYI	Blackrock Muniyield Qlty Iii	Stock-Other	1.75%	—	-5.00%
10	SUB	Ishares Short-term National	ETF-Other	1.73%	—	+25.63%
11	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.68%	—	-2.20%
12	TSLA	Tesla INC	Stock-Consumer Disc	1.53%	-0.21%	+9.92%
13	EFA	Ishares Msci Eafe ETF	ETF-Other	1.42%	—	-0.14%
14	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-Small Cap	1.42%	+0.17%	+1.08%
15	AFB	Allianceberstein Ntl Muni	Stock-Other	1.40%	—	-4.15%
16	SPEM	State Street Sp Ptf Em ETF	ETF-Other	1.37%	+0.15%	+6.16%
17	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.34%	-0.06%	-5.42%
18	SPMD	Ss Spdr P S&p 400 Midcap ETF	ETF-Other	1.30%	+0.17%	+3.27%
19	KTF	Dws Municipal Income Trust	Stock-Other	1.25%	—	-7.38%
20	ISD	Pgim High Yield Bond Fund	Stock-Other	1.10%	—	-3.08%
21	NAD	Nuveen Quality Municipal INC	Stock-Other	1.09%	—	-5.38%
22	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.08%	—	-2.59%
23	XNEAX	Nuveen Amt-fr Qlty Muni INC	Stock-Other	1.07%	—	-5.53%
24	FPA	First Trust Asia Pac Ex-japn	ETF-Other	1.01%	—	+0.01%
25	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	0.97%	—	-3.38%
26	SCHB	Schwab US Broad Market ETF	ETF-Other	0.93%	—	-1.84%
27	VVR	Invesco Senior Income Trust	Stock-Other	0.91%	—	-3.10%
28	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.89%	—	+9.10%
29	IAUUSD	Ishares Gold Trust	ETF-Commodities	0.85%	—	-3.77%
30	JFR	Nuveen Floating Rate Income	Stock-Other	0.85%	—	-3.15%
31	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.79%	—	+1.66%
32	GLPI	Gaming And Leisure Propertie	Stock-Real Estate	0.78%	—	+86.39%
33	GHY	Pgim Global High Yield Fund	Stock-Other	0.78%	—	-4.06%
34	MSFT	Microsoft CORP	Stock-Tech	0.77%	-0.31%	-3.79%
35	SCHX	Schwab US Large-cap ETF	ETF-Other	0.77%	-0.03%	+5.13%
36	SCHF	Schwab Intl Equity ETF	ETF-Other	0.74%	+0.09%	+6.26%
37	ACWI	Ishares Msci Acwi ETF	ETF-Other	0.72%	—	+0.18%
38	ITOT	Ishares Core S&p Total U.s.	ETF-Other	0.71%	—	+9.58%
39	DVY	Ishares Select Dividend ETF	ETF-Other	0.69%	+0.08%	-0.59%
40	VO	Vanguard Mid-cap ETF	ETF-Other	0.63%	—	-7.59%
41	IIM	Invesco Value Municipal Inco	Stock-Other	0.62%	—	-5.37%
42	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	0.62%	—	-2.98%
43	IQI	Invesco Quality Muni INC Tr	Stock-Other	0.61%	—	-8.85%
44	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.60%	—	-3.26%
45	JPM	Jpmorgan Chase & Co	Stock-Financials	0.60%	—	+1.50%
46	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.59%	—	+5.73%
47	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.57%	—	+5.47%
48	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.56%	—	+0.02%
49	GLD	Spdr Gold Shares	ETF-Commodities	0.56%	+0.16%	+60.75%
50	VB	Vanguard Small-cap ETF	ETF-Other	0.54%	—	-0.35%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Vivaldi Capital Management LP for the quarter ending Q4 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TSLA	Tesla INC	+0.7%	+9.92%	Add
2	GLPI	Gaming And Leisure Propertie	+0.4%	+86.39%	Add
3	SPDW	Ste Str Spdr Pt Dw EU ETF	+0.3%	+6.06%	Add
4	SUB	Ishares Short-term National	+0.3%	+25.63%	Add
5	AAPL	Apple INC	+0.3%	+8.59%	Add
6	SPYM	Ste Str Spdr Pt S&p 500 ETF	+0.2%	+5.16%	Add
7	GLD	Spdr Gold Shares	+0.2%	+60.75%	Add
8	SPSM	Ss Spdr P S&p 600 Small Cap	+0.1%	+1.08%	Add
9	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+2.59%	Add
10	PYPL	Paypal Holdings INC	+0.1%	+86.10%	Add
11	SPEM	State Street Sp Ptf Em ETF	+0.1%	+6.16%	Add
12	SPMD	Ss Spdr P S&p 400 Midcap ETF	+0.1%	+3.27%	Add
13	VAREUR	Varian Medical Systems INC	+0.1%	+102.85%	Add
14	VOO	Vanguard S&p 500 ETF	+0.1%	+9.10%	Add
15	ITOT	Ishares Core S&p Total U.s.	+0.1%	+9.58%	Add
16	DIS	Walt Disney Co/the	+0.1%	+3.18%	Add
17	SCHF	Schwab Intl Equity ETF	+0.1%	+6.26%	Add
18	VT	Vanguard Tot World Stk ETF	+0.1%	+17.51%	Add
19	FPA	First Trust Asia Pac Ex-japn	+0.1%	+0.01%	Add
20	IJH	Ishares Core S&p Midcap ETF	+0.1%	+5.73%	Add
21	SCHX	Schwab US Large-cap ETF	+0.1%	+5.13%	Add
22	AGG	Ishares Core U.s. Aggregate	-0.1%	-43.83%	Trim
23	LYFT	Lyft Inc-a	-0.2%	-49.27%	Trim
24	FINS	Angel Oak Financ Strat INC	-0.4%	-3.67%	Trim
25	XRSFX	Rivernorth Capital & Income	-0.5%	-92.70%	Trim
26	SCHO	Schwab Short-term US Treas	-0.8%	-9.98%	Trim
27	SHY	Ishares 1-3 Year Treasury Bo	-1%	-12.45%	Trim
28	BLK	BlackRock, Inc.	—	EXIT	Sold out
29	AEP	American Electric Power Company, Inc.	—	NEW	New buy
30	DHI	Dr Horton INC	—	NEW	New buy
31	FNOV	Ft Vest US Equity Buffer ETF	—	NEW	New buy
32	DTF	Dtf Tax-free Income 2028 Ter	—	EXIT	Sold out
33	SUSA	Ishares Esg Optimized Msci U	—	EXIT	Sold out
34	DSI	Ishares Esg Msci Kld 400 ETF	—	EXIT	Sold out
35	LVGO	Livongo Health INC	—	EXIT	Sold out
36	✓	Haymaker Acquisition CORP Ii	—	EXIT	Sold out
37	TLT	iShares 20+ Year Treasury Bond ETF	—	EXIT	Sold out
38	✓	Cf Fin Acquisition CORP	—	EXIT	Sold out
39	THCBEUR	Microvast Holdings INC	—	EXIT	Sold out
40	ICSH	Ishares Ultra Short Duration	—	EXIT	Sold out
41	RP	Realpage INC	—	NEW	New buy
42	CHRW	C.h. Robinson Worldwide INC	—	NEW	New buy
43	✓	Silver Spike Acquisition Cor	—	EXIT	Sold out
44	✓	Stable Rd Acquisition CORP	—	EXIT	Sold out
45	✓	Acamar Partners Acqsition Co	—	EXIT	Sold out
46	✓	New Providence Acquisitin Co	—	EXIT	Sold out
47	TXN	Texas Instruments INC	—	EXIT	Sold out
48	IMMU	Immunomedics INC	—	EXIT	Sold out
49	AIMT	Aimmune Therapeutics INC	—	EXIT	Sold out
50	MNCL	Monocle Acquisition CORP	—	EXIT	Sold out