Vivaldi Capital Management LP — Q2 2020 13F Holdings

Name: Vivaldi Capital Management LP — 13F Holdings, Q2 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001682021

Total reported value

$723.5M

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Full holdings list this quarter

Showing top 200 holdings (of 267 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	FINS	Angel Oak Financ Strat INC	Stock-Other	8.85%	—	+4961.19%
2	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	6.52%	—	+0.51%
3	SCHO	Schwab Short-term US Treas	ETF-Other	6.47%	—	+0.12%
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.61%	-0.08%	+9.02%
5	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	3.28%	+0.59%	+24.71%
6	SPYM	Ste Str Spdr Pt S&p 500 ETF	ETF-Large Cap & Growth	3.00%	+0.18%	+17.48%
7	XMUIX	Blackrock Municipal Income	Stock-Other	2.12%	—	+7.58%
8	MYI	Blackrock Muniyield Qlty Iii	Stock-Other	1.96%	—	+8.81%
9	AAPL	Apple INC	Stock-Tech	1.70%	-0.41%	+7.48%
10	AFB	Allianceberstein Ntl Muni	Stock-Other	1.54%	—	+6.35%
11	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.53%	—	+3.95%
12	KTF	Dws Municipal Income Trust	Stock-Other	1.44%	—	+25.85%
13	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.29%	-0.06%	-14.43%
14	META	Meta Platforms Inc-class A	Stock-Comm Services	1.28%	-0.94%	-62.73%
15	EFA	Ishares Msci Eafe ETF	ETF-Other	1.27%	—	+8.85%
16	NAD	Nuveen Quality Municipal INC	Stock-Other	1.27%	—	+11.11%
17	XNEAX	Nuveen Amt-fr Qlty Muni INC	Stock-Other	1.25%	—	+10.57%
18	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-Small Cap	1.14%	+0.17%	+13.53%
19	ISD	Pgim High Yield Bond Fund	Stock-Other	1.13%	—	+5.22%
20	SPEM	State Street Sp Ptf Em ETF	ETF-Other	1.09%	+0.15%	+8.87%
21	SPMD	Ss Spdr P S&p 400 Midcap ETF	ETF-Other	1.05%	+0.17%	+12.61%
22	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	1.00%	—	+3.30%
23	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.98%	—	-6.52%
24	SCHB	Schwab US Broad Market ETF	ETF-Other	0.92%	—	-43.33%
25	JFR	Nuveen Floating Rate Income	Stock-Other	0.90%	—	—
26	VVR	Invesco Senior Income Trust	Stock-Other	0.90%	—	+5.38%
27	FPA	First Trust Asia Pac Ex-japn	ETF-Other	0.85%	—	-2.01%
28	GHY	Pgim Global High Yield Fund	Stock-Other	0.81%	—	+6.20%
29	TSLA	Tesla INC	Stock-Consumer Disc	0.78%	-0.21%	+4.86%
30	IIM	Invesco Value Municipal Inco	Stock-Other	0.74%	—	+10.43%
31	IQI	Invesco Quality Muni INC Tr	Stock-Other	0.74%	—	+10.33%
32	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.73%	—	-1.17%
33	ACWI	Ishares Msci Acwi ETF	ETF-Other	0.72%	—	-64.80%
34	MSFT	Microsoft CORP	Stock-Tech	0.70%	-0.31%	-7.80%
35	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.69%	—	-6.52%
36	DVY	Ishares Select Dividend ETF	ETF-Other	0.65%	+0.08%	+16.02%
37	SCHX	Schwab US Large-cap ETF	ETF-Other	0.64%	-0.03%	+31.29%
38	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	0.62%	—	+5.35%
39	VO	Vanguard Mid-cap ETF	ETF-Other	0.59%	—	+3.46%
40	SCHF	Schwab Intl Equity ETF	ETF-Other	0.59%	+0.09%	+12.77%
41	TDF	Templeton Dragon Fund, Inc.	Stock-Other	0.59%	—	+4.77%
42	PRAA	Pra Group INC	Stock-Other	0.57%	—	—
43	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.56%	—	+6.11%
44	IAUUSD	Ishares Gold Trust	ETF-Commodities	0.56%	—	-26.45%
45	GLPI	Gaming And Leisure Propertie	Stock-Real Estate	0.54%	—	+80.70%
46	XRSFX	Rivernorth Capital & Income	Stock-Other	0.54%	—	+1321.74%
47	XEFRX	Eaton Vance Sr Fltg Rate Tr	Stock-Other	0.52%	—	+4.08%
48	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.51%	—	-10.61%
49	BLK	BlackRock, Inc.	Stock-Financials	0.50%	—	+9.89%
50	JPM	Jpmorgan Chase & Co	Stock-Financials	0.48%	—	-17.61%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Vivaldi Capital Management LP for the quarter ending Q2 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FINS	Angel Oak Financ Strat INC	+8.7%	+4961.19%	Add
2	SPDW	Ste Str Spdr Pt Dw EU ETF	+1%	+24.71%	Add
3	SPYM	Ste Str Spdr Pt S&p 500 ETF	+0.9%	+17.48%	Add
4	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.9%	+9.02%	Add
5	AAPL	Apple INC	+0.7%	+7.48%	Add
6	TSLA	Tesla INC	+0.5%	+4.86%	Add
7	XRSFX	Rivernorth Capital & Income	+0.5%	+1321.74%	Add
8	DNP	Dnp Select Income Fund INC	+0.4%	+1553.04%	Add
9	SPSM	Ss Spdr P S&p 600 Small Cap	+0.3%	+13.53%	Add
10	IVV	Ishares Core S&p 500 ETF	+0.3%	+3.95%	Add
11	GLPI	Gaming And Leisure Propertie	+0.3%	+80.70%	Add
12	SPMD	Ss Spdr P S&p 400 Midcap ETF	+0.3%	+12.61%	Add
13	KTF	Dws Municipal Income Trust	+0.3%	+25.85%	Add
14	EFA	Ishares Msci Eafe ETF	+0.2%	+8.85%	Add
15	SPEM	State Street Sp Ptf Em ETF	+0.2%	+8.87%	Add
16	SCHX	Schwab US Large-cap ETF	+0.2%	+31.29%	Add
17	XMUIX	Blackrock Municipal Income	+0.2%	+7.58%	Add
18	MUB	Ishares National Muni Bond E	+0.2%	+341.58%	Add
19	PRAA	Pra Group INC	+0.2%	—	Unchanged
20	ISD	Pgim High Yield Bond Fund	+0.2%	+5.22%	Add
21	FPA	First Trust Asia Pac Ex-japn	+0.2%	-2.01%	Trim
22	MYI	Blackrock Muniyield Qlty Iii	+0.2%	+8.81%	Add
23	GHY	Pgim Global High Yield Fund	+0.1%	+6.20%	Add
24	SCHF	Schwab Intl Equity ETF	+0.1%	+12.77%	Add
25	GOOG	Alphabet Inc-cl C	+0.1%	+44.50%	Add
26	NAD	Nuveen Quality Municipal INC	+0.1%	+11.11%	Add
27	DVY	Ishares Select Dividend ETF	+0.1%	+16.02%	Add
28	VO	Vanguard Mid-cap ETF	+0.1%	+3.46%	Add
29	XNEAX	Nuveen Amt-fr Qlty Muni INC	+0.1%	+10.57%	Add
30	VOO	Vanguard S&p 500 ETF	+0.1%	-1.17%	Trim
31	AFB	Allianceberstein Ntl Muni	+0.1%	+6.35%	Add
32	OEF	Ishares S&p 100 ETF	-0.2%	-59.03%	Trim
33	SCHB	Schwab US Broad Market ETF	-0.4%	-43.33%	Trim
34	VKQ	Invesco Municipal Trust	-0.8%	-89.76%	Trim
35	ACWI	Ishares Msci Acwi ETF	-1%	-64.80%	Trim
36	META	Meta Platforms Inc-class A	-1.1%	-62.73%	Trim
37	✓	Vivaldi Opportunities Fd	—	EXIT	Sold out
38	BIL	Ss Spdr Bb 1-3m T-bill ETF	—	EXIT	Sold out
39	JFR	Nuveen Floating Rate Income	—	NEW	New buy
40	NVG	Nuveen Amt-fr Muni Crdt	—	EXIT	Sold out
41	✓	Investment Managers Ser Tr	—	NEW	New buy
42	CMF	Ishares California Muni Bond	—	NEW	New buy
43	MLPA	Global X Mlp ETF	—	NEW	New buy
44	✓		—	EXIT	Sold out
45	MUC	Blackrock Munihold Ca Qlty	—	EXIT	Sold out
46	XMQTX	Blackrock Muniyield Qlty Ii	—	EXIT	Sold out
47	MLPAUSD	Global X Mlp ETF	—	EXIT	Sold out
48	MHD	BlackRock MuniHoldings Fund, Inc.	—	EXIT	Sold out
49	CBOE	Cboe Global Markets INC	—	EXIT	Sold out
50	SUSA	Ishares Esg Optimized Msci U	—	NEW	New buy