Verity Asset Management, Inc. — Q3 2019 13F Holdings

Name: Verity Asset Management, Inc. — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001597298

Total reported value

$238.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	9.26%	-0.56%	+0.64%
2	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	5.27%	—	-5.88%
3	VPU	Vanguard Utilities ETF	ETF-Other	3.36%	—	+563.80%
4	VNQ	Vanguard Real Estate ETF	ETF-Other	3.32%	—	+11.70%
5	BSJL	Invesco Bulletshares 2021 Hi	ETF-Other	2.41%	—	—
6	IBM	Intl Business Machines CORP	Stock-Tech	2.02%	-0.42%	-3.26%
7	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.75%	—	-10.14%
8	XBI	Ss Spdr S&p Biotech ETF	ETF-Tech	1.58%	—	-6.08%
9	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	Stock-Other	1.57%	—	—
10	WMT	Walmart INC	Stock-Consumer Staples	1.55%	+0.19%	-3.94%
11	PYPL	Paypal Holdings INC	Stock-Financials	1.54%	—	-9.96%
12	RJAUSD	Elements Rogers Agri Tot Ret	ETF-Other	1.50%	—	-2.38%
13	EPI	Wisdomtree India Earnings	ETF-Other	1.48%	—	+0.19%
14	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	1.44%	—	-1.59%
15	CSCO	Cisco Systems INC	Stock-Tech	1.43%	—	+4.29%
16	XLP	Ss Consumer Staples Sel Sect	ETF-Other	1.43%	—	—
17	FLOT	Ishares Floating Rate Bond E	ETF-Other	1.41%	—	+20.92%
18	DUK 5.75 PERP A	Duke Energy CORP	Stock-Utilities	1.30%	—	+8.59%
19	PHO	Invesco Water Resources ETF	ETF-Other	1.29%	—	-6.49%
20	AAPL	Apple INC	Stock-Tech	1.17%	—	+1.42%
21	SPLV	Invesco S&p 500 Low Volatili	ETF-Large Cap & Growth	1.17%	+0.46%	-16.50%
22	VXUS	Vanguard Total Intl Stock	ETF-Other	1.10%	-1.02%	-13.12%
23	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	1.07%	—	+9.22%
24	MINT	Pimco Enhanced Short Maturit	ETF-Other	1.07%	—	+61.94%
25	BSJM1EUR	Invesco Bulletshares 2022 Hi	ETF-Other	1.06%	—	—
26	IAUUSD	Ishares Gold Trust	ETF-Commodities	1.01%	—	+4.74%
27	CMC	Commercial Metals Co	Stock-Industrials	0.99%	—	-3.48%
28	SCHW 5.95 PERP D	Charles Schwab CORP	Stock-Financials	0.96%	—	—
29	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.94%	—	+3.30%
30	SO	Southern Co/the	Stock-Utilities	0.92%	—	-63.30%
31	VRP	Invesco Variable Rate Prefer	ETF-Other	0.86%	—	—
32	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.84%	—	-8.26%
33	FCG	First Trust Natural Gas ETF	ETF-Other	0.84%	—	+8.10%
34	D	Dominion Energy INC	Stock-Utilities	0.81%	—	-4.31%
35	PSX	Phillips 66	Stock-Energy	0.78%	—	-9.59%
36	VZ	Verizon Communications INC	Stock-Comm Services	0.77%	—	-3.33%
37	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	0.76%	—	+41.42%
38	AAL	American Airlines Group INC	Stock-Industrials	0.75%	—	+6.39%
39	FNSR	Finisar Corporation	Stock-Other	0.74%	—	-2.25%
40	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	0.74%	—	+137.16%
41	DUK	Duke Energy CORP	Stock-Utilities	0.74%	—	-3.32%
42	MSFT	Microsoft CORP	Stock-Tech	0.72%	—	+0.02%
43	ALK	Alaska Air Group INC	Stock-Industrials	0.72%	—	+60.34%
44	UUP	Invesco Db US Dollar Index B	ETF-Large Cap & Growth	0.71%	—	-6.10%
45	AMGN	Amgen INC	Stock-Healthcare	0.69%	—	+3.81%
46	PEP	Pepsico INC	Stock-Consumer Staples	0.68%	—	+0.21%
47	PFE	Pfizer INC	Stock-Healthcare	0.67%	—	-0.69%
48	HEI	Heico CORP	Stock-Industrials	0.66%	—	+2.47%
49	TXN	Texas Instruments INC	Stock-Tech	0.66%	—	—
50	COF	Capital One Financial CORP	Stock-Financials	0.66%	—	+8.30%

1–50 of 130

Holding changes this quarter

Position changes disclosed by Verity Asset Management, Inc. for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VPU	Vanguard Utilities ETF	+2.9%	+563.80%	Add
2	VTEB	Vanguard Tax-exempt Bond ETF	+0.4%	+137.16%	Add
3	MINT	Pimco Enhanced Short Maturit	+0.4%	+61.94%	Add
4	VNQ	Vanguard Real Estate ETF	+0.3%	+11.70%	Add
5	ALK	Alaska Air Group INC	+0.3%	+60.34%	Add
6	FLOT	Ishares Floating Rate Bond E	+0.2%	+20.92%	Add
7	TBT	Proshares Ultrashort 20+y Tr	-0.4%	-1.59%	Trim
8	XBI	Ss Spdr S&p Biotech ETF	-0.5%	-6.08%	Trim
9	PYPL	Paypal Holdings INC	-0.5%	-9.96%	Trim
10	DIA	Ss Spdr Dow Jones Indus Avg	-0.7%	-5.88%	Trim
11	IVV	Ishares Core S&p 500 ETF	-1.2%	-77.49%	Trim
12	SO	Southern Co/the	-1.5%	-63.30%	Trim
13	BSJL	Invesco Bulletshares 2021 Hi	—	NEW	New buy
14	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	—	NEW	New buy
15	XLP	Ss Consumer Staples Sel Sect	—	NEW	New buy
16	FE	Firstenergy CORP	—	EXIT	Sold out
17	EXC	Exelon CORP	—	EXIT	Sold out
18	BSJM1EUR	Invesco Bulletshares 2022 Hi	—	NEW	New buy
19	SCHW 5.95 PERP D	Charles Schwab CORP	—	NEW	New buy
20	VRP	Invesco Variable Rate Prefer	—	NEW	New buy
21	VWO	Vanguard Ftse Emerging Marke	—	EXIT	Sold out
22	MO	Altria Group INC	—	EXIT	Sold out
23	COTY	Coty Inc-cl A	—	EXIT	Sold out
24	S9Q	Spirit Aerosystems Hold-cl A	—	NEW	New buy
25	EAT	Brinker International INC	—	NEW	New buy
26	SBUX	Starbucks CORP	—	NEW	New buy
27	MTB	M & T Bank CORP	—	EXIT	Sold out
28	PM	Philip Morris International	—	NEW	New buy
29	SWKS	Skyworks Solutions INC	—	NEW	New buy
30	ORCL	Oracle CORP	—	NEW	New buy
31	LBEUR	L Brands INC	—	EXIT	Sold out
32	LGND	Ligand Pharmaceuticals	—	EXIT	Sold out
33	DAN	Dana INC	—	EXIT	Sold out
34	LOW	Lowe's Cos INC	—	NEW	New buy
35	XHITX	Invesco Hi INC 2023 Trgt Trm	—	NEW	New buy
36	ALB	Albemarle CORP	—	NEW	New buy
37	WOO	Foot Locker INC	—	NEW	New buy
38	WEP	Magellan Midstream Partners	—	NEW	New buy
39	EDV	Vanguard Extended Dur Treas	—	NEW	New buy
40	HFCUSD	Hollyfrontier CORP	—	EXIT	Sold out
41	IJR	Ishares Core S&p Small-cap E	—	EXIT	Sold out
42	FSICUSD	Fs Kkr Capital CORP	—	NEW	New buy
43	MMM	3m Co	—	NEW	New buy
44	VLO	Valero Energy CORP	—	NEW	New buy
45	FDX	Fedex CORP	—	EXIT	Sold out
46	UNP	Union Pacific CORP	—	NEW	New buy
47	MPC	Marathon Petroleum CORP	—	NEW	New buy
48	PFF	Ishares Preferred & Income S	—	EXIT	Sold out
49	COHR	Coherent Corp.	—	NEW	New buy
50	APD	Air Products & Chemicals INC	—	EXIT	Sold out