Verity Asset Management, Inc. — Q4 2017 13F Holdings

Name: Verity Asset Management, Inc. — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001597298

Total reported value

$238.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	FLOT	Ishares Floating Rate Bond E	ETF-Other	8.46%	—	+13.95%
2	MINT	Pimco Enhanced Short Maturit	ETF-Other	8.10%	—	+14.36%
3	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	8.07%	—	+7.91%
4	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	7.35%	—	-15.13%
5	AGG	Ishares Core U.s. Aggregate	ETF-Other	5.02%	—	-20.67%
6	VGK	Vanguard Ftse Europe ETF	ETF-Other	3.81%	—	-11.20%
7	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.37%	—	+27.29%
8	IBB	Ishares Biotechnology ETF	ETF-Tech	2.28%	—	+200.75%
9	VPL	Vanguard Ftse Pacific ETF	ETF-Other	2.19%	—	-21.09%
10	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	2.08%	—	-11.23%
11	✓	Powershares ETF Tr Ii	ETF-Other	2.05%	—	-42.13%
12	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	1.95%	—	+11.71%
13	✓	Invsc Water Resc Portfolio ETF	ETF-Other	1.92%	—	-3.58%
14	C	Citigroup INC	Stock-Financials	1.43%	—	+42.22%
15	COP	Conocophillips	Stock-Energy	1.40%	—	—
16	LNC	Lincoln National CORP	Stock-Financials	1.38%	—	—
17	IBM	Intl Business Machines CORP	Stock-Tech	1.36%	-0.42%	+19.22%
18	IHI	Ishares U.s. Medical Devices	ETF-Other	1.35%	—	-3.35%
19	EPI	Wisdomtree India Earnings	ETF-Other	1.28%	—	+17.81%
20	PYPL	Paypal Holdings INC	Stock-Financials	1.25%	—	-3.11%
21	VALE	Vale S.A.	Stock-Materials	1.18%	—	—
22	MS	Morgan Stanley	Stock-Financials	1.00%	—	—
23	OSVEUR	Vaneck Vectors Oil Services	ETF-Other	0.99%	—	+19.23%
24	AAPL	Apple INC	Stock-Tech	0.98%	—	-3.80%
25	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.91%	—	+7.13%
26	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.87%	—	+4.21%
27	PSX	Phillips 66	Stock-Energy	0.81%	—	—
28	MSFT	Microsoft CORP	Stock-Tech	0.77%	—	-60.12%
29	HDV	Ishares Core High Dividend E	ETF-Other	0.76%	—	-43.00%
30	CSCO	Cisco Systems INC	Stock-Tech	0.68%	—	-5.23%
31	STLD	Steel Dynamics INC	Stock-Materials	0.67%	—	-2.38%
32	CMC	Commercial Metals Co	Stock-Industrials	0.65%	—	-22.17%
33	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.64%	—	—
34	RJAUSD	Elements Rogers Agri Tot Ret	ETF-Other	0.64%	—	+1.77%
35	EFA	Ishares Msci Eafe ETF	ETF-Other	0.59%	-0.52%	EXIT
36	PFF	Ishares Preferred & Income S	ETF-Other	0.55%	—	+2.14%
37	CHH	Choice Hotels Intl INC	Stock-Consumer Disc	0.49%	—	—
38	CVS	Cvs Health CORP	Stock-Healthcare	0.48%	—	+88.73%
39	FCX	Freeport-mcmoran INC	Stock-Materials	0.46%	—	—
40	NTR	Nutrien LTD	Stock-Materials	0.45%	—	—
41	✓	Powershs Db US Dollar Index	Stock-Other	0.43%	—	-47.94%
42	APU	Amerigas Partners LP	Stock-Other	0.43%	—	-1.41%
43	RHT1EUR	Red Hat INC	Stock-Other	0.37%	—	—
44	TROW	T Rowe Price Group INC	Stock-Financials	0.36%	—	-23.30%
45	IPFFEUR	Ishares International Prefer	ETF-Other	0.35%	—	-48.30%
46	IYM	Ishares U.s. Basic Materials	ETF-Other	0.35%	—	—
47	ACM	Aecom	Stock-Industrials	0.34%	—	+1.17%
48	FNSR	Finisar Corporation	Stock-Other	0.34%	—	+89.57%
49	IYW	Ishares Ustechnology ETF	ETF-Tech	0.32%	—	—
50	ACWX	Ishares Msci Acwi Ex US ETF	ETF-Other	0.32%	—	—

1–50 of 132

Holding changes this quarter

Position changes disclosed by Verity Asset Management, Inc. for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DIA	Ss Spdr Dow Jones Indus Avg	+1.3%	+7.91%	Add
2	FLOT	Ishares Floating Rate Bond E	+1%	+13.95%	Add
3	MINT	Pimco Enhanced Short Maturit	+0.9%	+14.36%	Add
4	IWM	Ishares Russell 2000 ETF	+0.6%	+27.29%	Add
5	C	Citigroup INC	+0.5%	+42.22%	Add
6	EEM	Ishares Msci Emerging Market	+0.4%	+11.71%	Add
7	IBM	Intl Business Machines CORP	+0.3%	+19.22%	Add
8	EPI	Wisdomtree India Earnings	+0.3%	+17.81%	Add
9	OSVEUR	Vaneck Vectors Oil Services	+0.3%	+19.23%	Add
10	CVS	Cvs Health CORP	+0.2%	+88.73%	Add
11	IPFFEUR	Ishares International Prefer	-0.3%	-48.30%	Trim
12	VPL	Vanguard Ftse Pacific ETF	-0.4%	-21.09%	Trim
13	✓	Powershs Db US Dollar Index	-0.5%	-47.94%	Trim
14	HDV	Ishares Core High Dividend E	-0.5%	-43.00%	Trim
15	VOO	Vanguard S&p 500 ETF	-0.6%	-15.13%	Trim
16	MSFT	Microsoft CORP	-1%	-60.12%	Trim
17	AGG	Ishares Core U.s. Aggregate	-1.4%	-20.67%	Trim
18	✓	Powershares ETF Tr Ii	-1.6%	-42.13%	Trim
19	VWOB	Vanguard Emerg Mkts Gov Bnd	—	EXIT	Sold out
20	BNDX	Vanguard Total Intl Bond ETF	—	EXIT	Sold out
21	COP	Conocophillips	—	NEW	New buy
22	LNC	Lincoln National CORP	—	NEW	New buy
23	EUFN	Ishares Msci Europe Financia	—	EXIT	Sold out
24	XRT	Ss Spdr S&p Retail ETF	—	EXIT	Sold out
25	VALE	Vale S.A.	—	NEW	New buy
26	IDV	Ishares International Select	—	EXIT	Sold out
27	MS	Morgan Stanley	—	NEW	New buy
28	PSX	Phillips 66	—	NEW	New buy
29	IVW	Ishares S&p 500 Growth ETF	—	EXIT	Sold out
30	GDX	Vaneck Gold Miners ETF	—	NEW	New buy
31	EMB	Ishares Jp Morgan Usd Emergi	—	EXIT	Sold out
32	CHH	Choice Hotels Intl INC	—	NEW	New buy
33	NCLH	Norwegian Cruise Line Holdings Ltd.	—	EXIT	Sold out
34	FCX	Freeport-mcmoran INC	—	NEW	New buy
35	NTR	Nutrien LTD	—	NEW	New buy
36	✓	Agrium INC	—	EXIT	Sold out
37	RHT1EUR	Red Hat INC	—	NEW	New buy
38	IYM	Ishares U.s. Basic Materials	—	NEW	New buy
39	IYW	Ishares Ustechnology ETF	—	NEW	New buy
40	ACWX	Ishares Msci Acwi Ex US ETF	—	NEW	New buy
41	AEO	American Eagle Outfitters	—	EXIT	Sold out
42	✓		—	EXIT	Sold out
43	2362120D	Sinclair Broadcast Group LLC	—	EXIT	Sold out
44	AEP	American Electric Power Company, Inc.	—	EXIT	Sold out
45	✓	American Eagle Outfitters	—	NEW	New buy
46	BLKCHF	Blackrock INC	—	NEW	New buy
47	EXC	Exelon CORP	—	NEW	New buy
48	BC	Brunswick CORP	—	NEW	New buy
49	DKS	Dick's Sporting Goods INC	—	NEW	New buy
50	EXK	Exact Sciences CORP	—	EXIT	Sold out