UBS Group AG — Q3 2017 13F Holdings

Name: UBS Group AG — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001610520

Total reported value

$666.3B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 6852 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	9.53%	-0.02%	+56.56%
2	AAPL	Apple INC	Stock-Tech	1.48%	—	-5.33%
3	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.32%	-0.18%	+21.74%
4	EFA	Ishares Msci Eafe ETF	ETF-Other	1.29%	—	-27.86%
5	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	1.24%	-0.10%	+49.93%
6	V	Visa Inc-class A Shares	Stock-Financials	1.16%	-0.15%	+198.84%
7	UBS	UBS Group AG	Stock-Financials	1.13%	-0.41%	-2.28%
8	MSFT	Microsoft CORP	Stock-Tech	1.12%	-0.80%	+4.27%
9	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.01%	—	-18.18%
10	META	Meta Platforms Inc-class A	Stock-Comm Services	0.91%	—	+15.30%
11	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	0.90%	—	+65.74%
12	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.88%	—	+22.73%
13	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.76%	+0.63%	+17.19%
14	DB	Deutsche Bank Aktiengesellschaft	Stock-Financials	0.73%	—	+43.23%
15	CVX	Chevron CORP	Stock-Energy	0.73%	—	+19.81%
16	HD	Home Depot INC	Stock-Consumer Disc	0.73%	—	+8.14%
17	AMZN	Amazon.com INC	Stock-Consumer Disc	0.72%	-0.20%	+47.57%
18	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.72%	+0.24%	+5.25%
19	SBUX	Starbucks CORP	Stock-Consumer Disc	0.71%	—	+82.38%
20	INTC	Intel CORP	Stock-Tech	0.70%	—	+5.93%
21	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.69%	—	-13.36%
22	JNJ	Johnson & Johnson	Stock-Healthcare	0.69%	—	+6.82%
23	JPM	Jpmorgan Chase & Co	Stock-Financials	0.65%	-0.20%	+8.15%
24	VTV	Vanguard Value ETF	ETF-Other	0.58%	—	+8.27%
25	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.56%	+0.13%	-33.78%
26	UNP	Union Pacific CORP	Stock-Industrials	0.56%	—	+3.50%
27	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.54%	—	-12.69%
28	VUG	Vanguard Growth ETF	ETF-Other	0.53%	—	+5.76%
29	XLE	Ss Energy Select Sector	ETF-Other	0.53%	+0.06%	+26.17%
30	XOM	Exxon Mobil CORP	Stock-Energy	0.53%	+0.20%	+12.02%
31	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.53%	-0.25%	-12.91%
32	XLF	Ss Financial Select Sector	ETF-Other	0.52%	—	+16.97%
33	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.51%	—	+11.54%
34	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	0.50%	—	+46.27%
35	BAC	Bank Of America CORP	Stock-Financials	0.50%	-0.18%	-8.82%
36	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.49%	—	+12.10%
37	UTXZ	United Tech CORP	Stock-Other	0.48%	—	+1.12%
38	MDT	Medtronic plc	Stock-Healthcare	0.46%	—	+8.99%
39	VO	Vanguard Mid-cap ETF	ETF-Other	0.46%	+0.32%	+18.53%
40	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.46%	—	+1.48%
41	DIS	Walt Disney Co/the	Stock-Comm Services	0.45%	—	-2.11%
42	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.45%	—	+5.67%
43	CVS	Cvs Health CORP	Stock-Healthcare	0.44%	—	+5.20%
44	CSCO	Cisco Systems INC	Stock-Tech	0.44%	—	+3.59%
45	KO	Coca-cola Co/the	Stock-Consumer Staples	0.43%	—	-6.16%
46	BLKCHF	Blackrock INC	Stock-Other	0.42%	—	+12.57%
47	PEP	Pepsico INC	Stock-Consumer Staples	0.42%	—	-7.17%
48	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.42%	—	-4.72%
49	NVDA	Nvidia CORP	Stock-Tech	0.42%	—	+13.94%
50	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.41%	—	-2.75%

1–50 of 200

Holding changes this quarter

Position changes disclosed by UBS Group AG for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+3%	+56.56%	Add
2	V	Visa Inc-class A Shares	+0.8%	+198.84%	Add
3	BABA	Alibaba Group Holding-sp Adr	+0.5%	+49.93%	Add
4	MDLZ	Mondelez International Inc-a	+0.3%	+65.74%	Add
5	SBUX	Starbucks CORP	+0.2%	+82.38%	Add
6	✓		+0.2%	+176.00%	Add
7	AVGO	Broadcom Inc.	+0.2%	+148.78%	Add
8	IWM	Ishares Russell 2000 ETF	+0.2%	+21.74%	Add
9	AMZN	Amazon.com INC	+0.2%	+47.57%	Add
10	DB	Deutsche Bank Aktiengesellschaft	+0.2%	+43.23%	Add
11	META	Meta Platforms Inc-class A	+0.1%	+15.30%	Add
12	✓	Shire PLC	+0.1%	+343.35%	Add
13	CVX	Chevron CORP	+0.1%	+19.81%	Add
14	GOVT	Ishares US Treasury Bond ETF	+0.1%	+46.27%	Add
15	PH	Parker Hannifin CORP	+0.1%	+1040.22%	Add
16	GOOGL	Alphabet Inc-cl A	+0.1%	+22.73%	Add
17	HON	Honeywell International INC	+0.1%	+43.60%	Add
18	TSLA	Tesla INC	+0.1%	+65.21%	Add
19	NVDA	Nvidia CORP	+0.1%	+13.94%	Add
20	MU	Micron Technology INC	+0.1%	+95.45%	Add
21	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.1%	+82.40%	Add
22	XLE	Ss Energy Select Sector	+0.1%	+26.17%	Add
23	SLB	Slb LTD	+0.1%	+36.21%	Add
24	IEFA	Ishares Core Msci Eafe ETF	+0.1%	+17.19%	Add
25	SU	Suncor Energy INC	+0.1%	+14.73%	Add
26	SMH	Vaneck Semiconductor ETF	+0.1%	+107.27%	Add
27	INTC	Intel CORP	+0.1%	+5.93%	Add
28	XLF	Ss Financial Select Sector	+0.1%	+16.97%	Add
29	VO	Vanguard Mid-cap ETF	0%	+18.53%	Add
30	HD	Home Depot INC	0%	+8.14%	Add
31	IJR	Ishares Core S&p Small-cap E	0%	+11.54%	Add
32	MSFT	Microsoft CORP	0%	+4.27%	Add
33	IEMG	Ishares Core Msci Emerging	0%	+5.25%	Add
34	JPM	Jpmorgan Chase & Co	—	+8.15%	Add
35	ORCL	Oracle CORP	-0.1%	-29.71%	Trim
36	ROK	Rockwell Automation, Inc.	-0.1%	-70.83%	Trim
37	✓	Mylan N V	-0.1%	-65.45%	Trim
38	AGG	Ishares Core U.s. Aggregate	-0.1%	-24.50%	Trim
39	JWNUSD	Nordstrom INC	-0.1%	-76.56%	Trim
40	CMCSA	Comcast Corp-class A	-0.2%	-12.69%	Trim
41	EWZ	Ishares Msci Brazil ETF	-0.2%	-60.89%	Trim
42	EEM	Ishares Msci Emerging Market	-0.2%	-13.36%	Trim
43	✓	Powershares Qqq Trust Ser 1	-0.3%	-18.18%	Trim
44	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.4%	-33.78%	Trim
45	EFA	Ishares Msci Eafe ETF	-0.6%	-27.86%	Trim
46	✓		-0.7%	-79.52%	Trim
47	DD	DuPont de Nemours, Inc.	—	NEW	New buy
48	DOW	Dow Chem Co	—	EXIT	Sold out
49	OKE	ONEOK, Inc.	—	EXIT	Sold out
50	REYN	Reynolds Consumer Products Inc.	—	EXIT	Sold out