Thomas J. Herzfeld Advisors, Inc. — Q2 2017 13F Holdings

Name: Thomas J. Herzfeld Advisors, Inc. — 13F Holdings, Q2 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001509510

Total reported value

$294.0M

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Full holdings list this quarter

Showing top 200 holdings (of 286 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	NXDT	Nexpoint Diversified Real Es	Stock-Other	12.13%	—	+103.80%
2	STEW	Srh Total Return Fund INC	Stock-Other	6.33%	-1.77%	-11.96%
3	BST	Blackrock Science & Tech Tr	Stock-Other	5.17%	—	-7.05%
4	THQ	Abrdn Healthcare Opport	Stock-Other	4.04%	—	-0.82%
5	CET	Central Securities CORP	Stock-Other	3.95%	—	+11.71%
6	✓	Herzfeld Credit Income Fund	Stock-Other	3.24%	-4.39%	EXIT
7	ADX	Adams Diversified Equity	Stock-Other	3.11%	—	-10.28%
8	PINE	Alpine Income Property Trust, Inc.	Stock-Other	2.73%	—	-1.14%
9	THW	Abrdn World Healthcare Fund	Stock-Other	2.69%	—	-10.00%
10	USA	Liberty All Star Equity Fund	Stock-Other	2.58%	—	-1.16%
11	MTZ	Mastec INC	Stock-Industrials	2.25%	—	+6.10%
12	GAM	General American Investors	Stock-Other	2.14%	+0.65%	+5.80%
13	RCL	Royal Caribbean Cruises Ltd.	Stock-Consumer Disc	1.98%	—	—
14	CPA	Copa Holdings, S.A.	Stock-Other	1.66%	—	—
15	NCLH	Norwegian Cruise Line Holdings Ltd.	Stock-Consumer Disc	1.43%	—	+3.45%
16	SOR	Source Capital	Stock-Other	1.41%	—	+33.57%
17	✓	Alpine Global Dynamic Dividend Fund	Stock-Other	1.39%	—	-2.80%
18	TMLP	Tortoise MLP ETF	ETF-Other	1.37%	—	-12.64%
19	GRX	Gabelli Healthcare & Well	Stock-Other	1.33%	—	+9.13%
20	PEO	Adams Natural Resources Fund	Stock-Other	1.24%	—	-30.26%
21	LEN	Lennar Corp-a	Stock-Consumer Disc	1.16%	—	—
22	TY	Tri-continental CORP	Stock-Other	1.13%	—	-42.51%
23	XJEQX	Abrdn Japan Equity Fund INC	Stock-Other	1.10%	—	-13.14%
24	MINT	Pimco Enhanced Short Maturit	ETF-Other	1.08%	—	-15.19%
25	SEB	Seaboard CORP	Stock-Other	1.03%	—	—
26	GF	New Germany Fund Inc/the	Stock-Other	1.02%	—	-4.60%
27	CX	Cemex Sab-spons Adr Part Cer	Stock-Other	1.01%	—	+4.00%
28	RVT	Royce Small-cap Trust INC	Stock-Other	0.99%	—	-22.30%
29	✓	Avenue Income Cr Strategies	Stock-Other	0.94%	—	-2.35%
30	JOF	Japan Smaller Capitalization	Stock-Other	0.90%	—	-0.06%
31	✓	Virtus Total Return Cf	Stock-Other	0.87%	—	—
32	✓	Rmr Real Estate Income Fund	Stock-Other	0.87%	—	-6.52%
33	CCL1EUR	Carnival CORP LTD	Stock-Consumer Disc	0.75%	—	-37.20%
34	XFDEX	First Tr Dyn Eur Eqty INC	Stock-Other	0.72%	—	-50.06%
35	WSO	Watsco INC	Stock-Industrials	0.72%	—	—
36	XJQCX	Nuveen Credit Strategies INC	Stock-Other	0.70%	-0.90%	EXIT
37	CWCO	Consolidated Water Co. Ltd.	Stock-Other	0.70%	—	—
38	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	0.66%	—	—
39	✓	Avianca Hldgs SA	Stock-Other	0.63%	—	—
40	FMX	Fomento Economico Mex-sp Adr	Stock-Other	0.63%	—	—
41	FBP	First Bancorp Puerto Rico	Stock-Other	0.59%	—	+156.24%
42	BPOP	Popular INC	Stock-Financials	0.57%	—	+4.67%
43	DHC	Diversified Healthcare Trust	Stock-Other	0.55%	—	-4.46%
44	BTZ	Blackrock Credit Allocation	Stock-Other	0.55%	—	-3.32%
45	TMLP	Tortoise MLP ETF	ETF-Other	0.54%	—	-0.30%
46	NEE	Nextera Energy INC	Stock-Utilities	0.50%	—	-3.37%
47	MXE	Mexico Equity And Income Fd	Stock-Other	0.48%	—	+175.07%
48	VAC	Marriott Vacations World	Stock-Consumer Disc	0.45%	—	-18.61%
49	TWN	Taiwan Fund Inc/th/md-us INC	Stock-Other	0.44%	-0.56%	+96.88%
50	SPE	Special Opportunities Fund	Stock-Other	0.42%	—	-11.46%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Thomas J. Herzfeld Advisors, Inc. for the quarter ending Q2 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	NXDT	Nexpoint Diversified Real Es	+5.9%	+103.80%	Add
2	CET	Central Securities CORP	+0.5%	+11.71%	Add
3	✓	Herzfeld Credit Income Fund	+0.4%	+12.10%	Add
4	SOR	Source Capital	+0.4%	+33.57%	Add
5	MTZ	Mastec INC	+0.4%	+6.10%	Add
6	FBP	First Bancorp Puerto Rico	+0.4%	+156.24%	Add
7	MXE	Mexico Equity And Income Fd	+0.3%	+175.07%	Add
8	JPC	Nuveen Prefered & Income Opp	+0.3%	+382.88%	Add
9	TWN	Taiwan Fund Inc/th/md-us INC	+0.2%	+96.88%	Add
10	GRX	Gabelli Healthcare & Well	+0.2%	+9.13%	Add
11	RCL	Royal Caribbean Cruises Ltd.	+0.2%	—	Unchanged
12	THQ	Abrdn Healthcare Opport	+0.2%	-0.82%	Trim
13	GAM	General American Investors	+0.2%	+5.80%	Add
14	NCLH	Norwegian Cruise Line Holdings Ltd.	+0.1%	+3.45%	Add
15	✓	Avianca Hldgs SA	-0.1%	—	Unchanged
16	XSCDX	Lmp Capital And Income Fund	-0.1%	-72.75%	Trim
17	ASG	Liberty All-star Growth Fd	-0.1%	-50.83%	Trim
18	MIE	Cohen & Steers Mlp Income An	-0.1%	-27.69%	Trim
19	BST	Blackrock Science & Tech Tr	-0.1%	-7.05%	Trim
20	✓	Salient Midstream & Mlp Fd	-0.2%	-42.24%	Trim
21	THW	Abrdn World Healthcare Fund	-0.2%	-10.00%	Trim
22	MINT	Pimco Enhanced Short Maturit	-0.2%	-15.19%	Trim
23	XJQCX	Nuveen Credit Strategies INC	-0.2%	-19.94%	Trim
24	XBXMX	Nuveen S&p 500 Buy-wr INC	-0.2%	-98.81%	Trim
25	HISF	First Trust High Income Strategic Focus ETF	-0.2%	-56.66%	Trim
26	ADX	Adams Diversified Equity	-0.2%	-10.28%	Trim
27	RVT	Royce Small-cap Trust INC	-0.2%	-22.30%	Trim
28	XGDVX	Gabelli Dividend & Income Tr	-0.3%	-66.15%	Trim
29	CCL1EUR	Carnival CORP LTD	-0.3%	-37.20%	Trim
30	TMLP	Tortoise MLP ETF	-0.3%	-12.64%	Trim
31	GLO	Clough Global Opportunities	-0.4%	-99.64%	Trim
32	GOF	Guggenheim Strategic Opportunities Fund	-0.5%	-97.63%	Trim
33	FXN	First Trust Energy AlphaDEX Fund	-0.6%	-59.88%	Trim
34	STEW	Srh Total Return Fund INC	-0.6%	-11.96%	Trim
35	PEO	Adams Natural Resources Fund	-0.6%	-30.26%	Trim
36	XFDEX	First Tr Dyn Eur Eqty INC	-0.6%	-50.06%	Trim
37	TY	Tri-continental CORP	-0.8%	-42.51%	Trim
38	✓	Virtus Total Return Cf	—	NEW	New buy
39	UTF	Cohen & Steers Infrastructur	—	EXIT	Sold out
40	SAVEEUR	Spirit Airlines INC	—	EXIT	Sold out
41	APO	Apollo Global Management, Inc.	—	EXIT	Sold out
42	ZTR	Virtus Total Return Fund INC	—	EXIT	Sold out
43	DSL	Doubleline Income Solutions	—	EXIT	Sold out
44	✓	Zweig Fd	—	EXIT	Sold out
45	XCAFX	Morgan Stanley China A Share	—	EXIT	Sold out
46	FCX	Freeport-mcmoran INC	—	EXIT	Sold out
47	✓	Eaton Vance Calif Mun Bd Fd	—	NEW	New buy
48	PMO	Putnam Municipal Oppor	—	NEW	New buy
49	PMM	Putnam Mgd Muni INC Tr	—	NEW	New buy
50	KYN	Kayne Anderson Energy Infra	—	EXIT	Sold out