CIK: 0001515070
Total reported value
$515.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TKO 3.375 12-15-23 | World Wrestling Entertai | Stock-Comm Services | 11.05% | — | — | |
| 2 | MCHP 1.625 02-15-25 | Microchip Technology INC | Stock-Tech | 9.63% | — | — | |
| 3 | LYFT | Lyft Inc-a | Stock-Tech | 8.01% | -1.50% | — | |
| 4 | REGI 4 06-15-36 | Renewable Energy Group I | Stock-Other | 7.89% | — | — | |
| 5 | ATI 4.75 07-01-22 | Allegheny Technologies | Stock-Industrials | 6.13% | — | — | |
| 6 | WMGI 2.25 11-15-21 | Wright Medical Group NV | Stock-Other | 5.79% | — | -31.25% | |
| 7 | LINTA 3.5 01-15-31 | Liberty Interactive LLC | Stock-Other | 5.65% | — | — | |
| 8 | TSLA 2 05-15-24 | Tesla INC | Stock-Consumer Disc | 5.49% | — | — | |
| 9 | NICEIT 1.25 01-15-24 | Nice Systems INC | Stock-Other | 4.80% | — | — | |
| 10 | OMNUSD | Omnova Solutions INC | Stock-Other | 3.59% | — | — | |
| 11 | TER 1.25 12-15-23 | Teradyne INC | Stock-Tech | 3.40% | — | +100.00% | |
| 12 | AUTL | Autolus Therapeutics PLC | Stock-Other | 2.88% | -1.44% | +30.00% | |
| 13 | RP 1.5 11-15-22 | Realpage INC | Stock-Other | 2.83% | — | — | |
| 14 | TDOC 3 12-15-22 | Teladoc Health INC | Stock-Healthcare | 2.18% | — | — | |
| 15 | NCMIEUR | National Cinemedia INC | Stock-Other | 2.00% | — | -20.24% | |
| 16 | IONS 1 11-15-21 | Ionis Pharmaceuticals In | Stock-Healthcare | 1.73% | — | — | |
| 17 | LXRX 5.25 12-01-21 | Lexicon Pharmaceuticals | Stock-Other | 1.70% | — | — | |
| 18 | PODD 1.375 11-15-24 | Insulet Corporation | Stock-Healthcare | 1.64% | — | — | |
| 19 | ZD 3.25 06-15-29 | J2 Global Communications | Stock-Other | 1.50% | — | +136.00% | |
| 20 | TAK | Takeda Pharmaceutic-sp Adr | Stock-Healthcare | 1.22% | — | +122.20% | |
| 21 | MX 5 03-01-21 | Magnachip Semiconductor | Stock-Other | 1.20% | — | — | |
| 22 | ENOV 5.75 01-15-22 | Colfax CORP | Stock-Other | 1.16% | — | — | |
| 23 | HLIT 4 12-01-20 | Harmonic INC | Stock-Other | 1.06% | — | +50.00% | |
| 24 | PGEN 3.5 07-01-23 | Precigen INC | Stock-Other | 0.96% | — | — | |
| 25 | IVC 4.5 06-01-22 | Invacare CORP | Stock-Other | 0.92% | — | — | |
| 26 | ZION | Zions Bancorporation, National Association | Stock-Financials | 0.73% | — | -13.87% | |
| 27 | IVC 5 02-15-21 | Invacare CORP | Stock-Other | 0.67% | — | -68.24% | |
| 28 | TRLA 2.75 12-15-20 | Trulia LLC | Stock-Other | 0.65% | — | — | |
| 29 | RGEN 0.375 07-15-24 | Repligen CORP | Stock-Healthcare | 0.54% | — | — | |
| 30 | AWK | American Water Works Co INC | Stock-Utilities | 0.39% | — | — | |
| 31 | CZR 5 10-01-24 | Caesars Holdings INC | Stock-Consumer Disc | 0.31% | — | — | |
| 32 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.29% | — | -19.23% | |
| 33 | ✓ | Gores Hldin-cw20 | Stock-Other | 0.27% | — | — | |
| 34 | VLO | Valero Energy CORP | Stock-Energy | 0.21% | — | — | |
| 35 | AUR | Aurora Innovation, Inc. | Stock-Consumer Disc | 0.20% | — | — | |
| 36 | PII | Polaris INC | Stock-Consumer Disc | 0.18% | — | — | |
| 37 | RCKT 5.75 08-01-21 | Rocket Pharmaceuticals | Stock-Other | 0.18% | — | -64.29% | |
| 38 | HXL | Hexcel CORP | Stock-Industrials | 0.18% | — | — | |
| 39 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.17% | — | — | |
| 40 | ADAPY | Adaptimmune Therapeutics-adr | Stock-Other | 0.13% | — | — | |
| 41 | LXRX | Lexicon Pharmaceuticals INC | Stock-Other | 0.11% | — | — | |
| 42 | EPAM | Epam Systems INC | Stock-Tech | 0.10% | — | -45.45% | |
| 43 | GOLGBP | Gol Linhas Aereas Intel-adr | Stock-Other | 0.10% | — | — | |
| 44 | ESNT | Essent Group Ltd. | Stock-Financials | 0.08% | — | — | |
| 45 | XONUSD | Intrexon CORP | Stock-Other | 0.04% | — | — | |
| 46 | UIS | Unisys CORP | Stock-Other | 0.04% | — | — | |
| 47 | TMQ | Trilogy Metals INC | Stock-Other | 0.04% | — | -58.47% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MCHP 1.625 02-15-25 | Microchip Technology INC | +2.4% | — | Unchanged |
| 2 | TER 1.25 12-15-23 | Teradyne INC | +2.2% | +100.00% | Add |
| 3 | TKO 3.375 12-15-23 | World Wrestling Entertai | +1.9% | — | Unchanged |
| 4 | REGI 4 06-15-36 | Renewable Energy Group I | +1.2% | — | Unchanged |
| 5 | TSLA 2 05-15-24 | Tesla INC | +1.2% | — | Unchanged |
| 6 | NICEIT 1.25 01-15-24 | Nice Systems INC | +1.1% | — | Unchanged |
| 7 | ZD 3.25 06-15-29 | J2 Global Communications | +1% | +136.00% | Add |
| 8 | TAK | Takeda Pharmaceutic-sp Adr | +0.8% | +122.20% | Add |
| 9 | RP 1.5 11-15-22 | Realpage INC | +0.7% | — | Unchanged |
| 10 | HLIT 4 12-01-20 | Harmonic INC | +0.6% | +50.00% | Add |
| 11 | IVC 4.5 06-01-22 | Invacare CORP | +0.3% | — | Unchanged |
| 12 | ATI 4.75 07-01-22 | Allegheny Technologies | +0.1% | — | Unchanged |
| 13 | PGEN 3.5 07-01-23 | Precigen INC | +0.1% | — | Unchanged |
| 14 | ZION | Zions Bancorporation, National Association | -0.1% | -13.87% | Trim |
| 15 | TMQ | Trilogy Metals INC | -0.1% | -58.47% | Trim |
| 16 | TRLA 2.75 12-15-20 | Trulia LLC | -0.1% | — | Unchanged |
| 17 | ADAPY | Adaptimmune Therapeutics-adr | -0.2% | — | Unchanged |
| 18 | RCKT 5.75 08-01-21 | Rocket Pharmaceuticals | -0.2% | -64.29% | Trim |
| 19 | LXRX 5.25 12-01-21 | Lexicon Pharmaceuticals | -0.6% | — | Unchanged |
| 20 | IVC 5 02-15-21 | Invacare CORP | -0.8% | -68.24% | Trim |
| 21 | WMGI 2.25 11-15-21 | Wright Medical Group NV | -2.8% | -31.25% | Trim |
| 22 | LGIH 4.25 11-15-19 | Lgi Homes INC | — | EXIT | Sold out |
| 23 | LYFT | Lyft Inc-a | — | NEW | New buy |
| 24 | CORR 7 06-15-20 | Corenergy Infrastructure | — | EXIT | Sold out |
| 25 | UIS 5.5 03-01-21 | Unisys CORP | — | EXIT | Sold out |
| 26 | OMNUSD | Omnova Solutions INC | — | NEW | New buy |
| 27 | RGEN 2.125 06-01-21 | Repligen CORP | — | EXIT | Sold out |
| 28 | ✓ | — | EXIT | Sold out | |
| 29 | PODD 1.375 11-15-24 | Insulet Corporation | — | NEW | New buy |
| 30 | CARB 2.5 04-01-22 | Carbonite INC | — | EXIT | Sold out |
| 31 | SNCR 0.75 08-15-19 | Synchronoss Technologies | — | EXIT | Sold out |
| 32 | DHT | DHT Holdings, Inc. | — | EXIT | Sold out |
| 33 | HCC | Warrior Met Coal INC | — | EXIT | Sold out |
| 34 | RGEN 0.375 07-15-24 | Repligen CORP | — | NEW | New buy |
| 35 | CNI | Canadian Natl Railway Co | — | EXIT | Sold out |
| 36 | PNW | Pinnacle West Capital | — | EXIT | Sold out |
| 37 | AWK | American Water Works Co INC | — | NEW | New buy |
| 38 | FE | Firstenergy CORP | — | EXIT | Sold out |
| 39 | ENB | Enbridge INC | — | EXIT | Sold out |
| 40 | FANG | Diamondback Energy INC | — | EXIT | Sold out |
| 41 | TAC | Transalta CORP | — | EXIT | Sold out |
| 42 | HAL | Halliburton Co | — | EXIT | Sold out |
| 43 | VLO | Valero Energy CORP | — | NEW | New buy |
| 44 | AGCN 1.875 03-01-23 | First Majestic Silver | — | EXIT | Sold out |
| 45 | AUR | Aurora Innovation, Inc. | — | NEW | New buy |
| 46 | PII | Polaris INC | — | NEW | New buy |
| 47 | HXL | Hexcel CORP | — | NEW | New buy |
| 48 | NOC | Northrop Grumman CORP | — | NEW | New buy |
| 49 | LXRX | Lexicon Pharmaceuticals INC | — | NEW | New buy |
| 50 | EDU | New Oriental Education & Technology Group Inc. | — | EXIT | Sold out |