CIK: 0001515070
Total reported value
$515.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TKO 3.375 12-15-23 | World Wrestling Entertai | Stock-Comm Services | 9.26% | — | — | |
| 2 | REGI 4 06-15-36 | Renewable Energy Group I | Stock-Other | 7.66% | — | — | |
| 3 | WMGI 2.25 11-15-21 | Wright Medical Group NV | Stock-Other | 6.78% | — | +16.67% | |
| 4 | EEFT 1.5 10-01-44 | Euronet Worldwide INC | Stock-Tech | 6.39% | — | +14.61% | |
| 5 | MCHP 1.625 02-15-25 | Microchip Technology INC | Stock-Tech | 5.78% | — | — | |
| 6 | LGIH 4.25 11-15-19 | Lgi Homes INC | Stock-Other | 5.51% | — | — | |
| 7 | ATI 4.75 07-01-22 | Allegheny Technologies | Stock-Industrials | 5.18% | — | — | |
| 8 | ✓ | Nightstar Therapeutics PLC | Stock-Other | 5.05% | — | +88.24% | |
| 9 | RGEN 2.125 06-01-21 | Repligen CORP | Stock-Healthcare | 4.73% | — | — | |
| 10 | CORR 7 06-15-20 | Corenergy Infrastructure | Stock-Other | 3.85% | — | +19.36% | |
| 11 | UIS 5.5 03-01-21 | Unisys CORP | Stock-Other | 3.76% | — | — | |
| 12 | TDOC 3 12-15-22 | Teladoc Health INC | Stock-Healthcare | 3.53% | — | — | |
| 13 | RGLD 2.875 06-15-19 | Royal Gold INC | Stock-Materials | 3.45% | — | — | |
| 14 | AUTL | Autolus Therapeutics PLC | Stock-Other | 3.33% | -1.44% | +6.45% | |
| 15 | LINTA 3.5 01-15-31 | Liberty Interactive LLC | Stock-Other | 3.24% | — | — | |
| 16 | LXRX 5.25 12-01-21 | Lexicon Pharmaceuticals | Stock-Other | 1.87% | — | — | |
| 17 | SNCR 0.75 08-15-19 | Synchronoss Technologies | Stock-Other | 1.79% | — | — | |
| 18 | PODD 1.25 09-15-21 | Insulet Corporation | Stock-Healthcare | 1.54% | — | — | |
| 19 | IVC 5 02-15-21 | Invacare CORP | Stock-Other | 1.44% | — | — | |
| 20 | NCMIEUR | National Cinemedia INC | Stock-Other | 1.40% | — | +4.14% | |
| 21 | TSLA 2.375 03-15-22 | Tesla INC | Stock-Consumer Disc | 1.37% | — | — | |
| 22 | ✓ | Stock-Other | 1.22% | — | +102.97% | ||
| 23 | CARB 2.5 04-01-22 | Carbonite INC | Stock-Other | 1.10% | — | — | |
| 24 | IONS 1 11-15-21 | Ionis Pharmaceuticals In | Stock-Healthcare | 1.10% | — | — | |
| 25 | ✓ | First Majestic Silver CORP | Stock-Other | 0.97% | — | — | |
| 26 | ENOV 5.75 01-15-22 | Colfax CORP | Stock-Other | 0.83% | — | — | |
| 27 | PGEN 3.5 07-01-23 | Precigen INC | Stock-Other | 0.77% | — | -1.19% | |
| 28 | ZION | Zions Bancorporation, National Association | Stock-Financials | 0.73% | — | — | |
| 29 | GPRO | Gopro Inc-class A | Stock-Other | 0.70% | — | — | |
| 30 | DHT | DHT Holdings, Inc. | Stock-Other | 0.70% | — | +9.22% | |
| 31 | IVC 4.5 06-01-22 | Invacare CORP | Stock-Other | 0.67% | — | — | |
| 32 | TRLA 2.75 12-15-20 | Trulia LLC | Stock-Other | 0.51% | — | — | |
| 33 | HLIT 4 12-01-20 | Harmonic INC | Stock-Other | 0.43% | — | — | |
| 34 | ENB | Enbridge INC | Stock-Energy | 0.37% | — | — | |
| 35 | NEE | Nextera Energy INC | Stock-Utilities | 0.37% | — | — | |
| 36 | RCKT 5.75 08-01-21 | Rocket Pharmaceuticals | Stock-Other | 0.35% | — | -63.64% | |
| 37 | CP | Canadian Pacific Kansa F | Stock-Industrials | 0.35% | — | +77.63% | |
| 38 | MX 5 03-01-21 | Magnachip Semiconductor | Stock-Other | 0.32% | — | — | |
| 39 | ADAPY | Adaptimmune Therapeutics-adr | Stock-Other | 0.27% | — | — | |
| 40 | FANG | Diamondback Energy INC | Stock-Energy | 0.26% | — | — | |
| 41 | HCC | Warrior Met Coal INC | Stock-Materials | 0.24% | — | -61.10% | |
| 42 | IIPR | Innovative Industrial Proper | Stock-Real Estate | 0.19% | — | — | |
| 43 | TAK | Takeda Pharmaceutic-sp Adr | Stock-Healthcare | 0.19% | — | — | |
| 44 | ✓ | Gores Hldin-cw20 | Stock-Other | 0.14% | — | — | |
| 45 | MPC | Marathon Petroleum CORP | Stock-Energy | 0.13% | — | — | |
| 46 | VLO | Valero Energy CORP | Stock-Energy | 0.11% | — | — | |
| 47 | TMQ | Trilogy Metals INC | Stock-Other | 0.09% | — | +89.21% | |
| 48 | ✓ | Veon LTD | Stock-Other | — | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Nightstar Therapeutics PLC | +3.5% | +88.24% | Add |
| 2 | EEFT 1.5 10-01-44 | Euronet Worldwide INC | +1.3% | +14.61% | Add |
| 3 | ✓ | +0.6% | +102.97% | Add | |
| 4 | LGIH 4.25 11-15-19 | Lgi Homes INC | +0.3% | — | Unchanged |
| 5 | WMGI 2.25 11-15-21 | Wright Medical Group NV | +0.2% | +16.67% | Add |
| 6 | CP | Canadian Pacific Kansa F | +0.1% | +77.63% | Add |
| 7 | GPRO | Gopro Inc-class A | +0.1% | — | Unchanged |
| 8 | CORR 7 06-15-20 | Corenergy Infrastructure | +0.1% | +19.36% | Add |
| 9 | ZION | Zions Bancorporation, National Association | +0.1% | — | Unchanged |
| 10 | IVC 4.5 06-01-22 | Invacare CORP | 0% | — | Unchanged |
| 11 | DHT | DHT Holdings, Inc. | 0% | +9.22% | Add |
| 12 | IVC 5 02-15-21 | Invacare CORP | 0% | — | Unchanged |
| 13 | NCMIEUR | National Cinemedia INC | -0.2% | +4.14% | Add |
| 14 | ADAPY | Adaptimmune Therapeutics-adr | -0.2% | — | Unchanged |
| 15 | LINTA 3.5 01-15-31 | Liberty Interactive LLC | -0.3% | — | Unchanged |
| 16 | HCC | Warrior Met Coal INC | -0.4% | -61.10% | Trim |
| 17 | PGEN 3.5 07-01-23 | Precigen INC | -0.4% | -1.19% | Trim |
| 18 | MCHP 1.625 02-15-25 | Microchip Technology INC | -0.6% | — | Unchanged |
| 19 | TSLA 2.375 03-15-22 | Tesla INC | -0.6% | — | Unchanged |
| 20 | TDOC 3 12-15-22 | Teladoc Health INC | -0.6% | — | Unchanged |
| 21 | RGEN 2.125 06-01-21 | Repligen CORP | -0.6% | — | Unchanged |
| 22 | ATI 4.75 07-01-22 | Allegheny Technologies | -0.7% | — | Unchanged |
| 23 | LXRX 5.25 12-01-21 | Lexicon Pharmaceuticals | -0.7% | — | Unchanged |
| 24 | RCKT 5.75 08-01-21 | Rocket Pharmaceuticals | -0.8% | -63.64% | Trim |
| 25 | REGI 4 06-15-36 | Renewable Energy Group I | -3.6% | — | Unchanged |
| 26 | TKO 3.375 12-15-23 | World Wrestling Entertai | — | NEW | New buy |
| 27 | RGLD 2.875 06-15-19 | Royal Gold INC | — | NEW | New buy |
| 28 | ✓ | Shire PLC | — | EXIT | Sold out |
| 29 | MU 3 11-15-43 G | Micron Technology INC | — | EXIT | Sold out |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | EXIT | Sold out |
| 31 | PODD 1.25 09-15-21 | Insulet Corporation | — | NEW | New buy |
| 32 | IONS 1 11-15-21 | Ionis Pharmaceuticals In | — | NEW | New buy |
| 33 | ✓ | First Majestic Silver CORP | — | NEW | New buy |
| 34 | ENOV 5.75 01-15-22 | Colfax CORP | — | NEW | New buy |
| 35 | GDXJ | Vaneck Junior Gold Miners | — | EXIT | Sold out |
| 36 | GDX | Vaneck Gold Miners ETF | — | EXIT | Sold out |
| 37 | ENB | Enbridge INC | — | NEW | New buy |
| 38 | NEE | Nextera Energy INC | — | NEW | New buy |
| 39 | PNW | Pinnacle West Capital | — | EXIT | Sold out |
| 40 | FANG | Diamondback Energy INC | — | NEW | New buy |
| 41 | EOG | Eog Resources INC | — | EXIT | Sold out |
| 42 | IIPR | Innovative Industrial Proper | — | NEW | New buy |
| 43 | CNI | Canadian Natl Railway Co | — | EXIT | Sold out |
| 44 | TAK | Takeda Pharmaceutic-sp Adr | — | NEW | New buy |
| 45 | PXDEUR | Pioneer Natural Resources Co | — | EXIT | Sold out |
| 46 | PBA | Pembina Pipeline CORP | — | EXIT | Sold out |
| 47 | FTS | Fortis INC | — | EXIT | Sold out |
| 48 | MPC | Marathon Petroleum CORP | — | NEW | New buy |
| 49 | VLO | Valero Energy CORP | — | NEW | New buy |
| 50 | PICK | Ishares Msci Global Metals & | — | EXIT | Sold out |