CIK: 0001515070
Total reported value
$515.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | LGIH 4.25 11-15-19 | Lgi Homes INC | Stock-Other | 10.57% | — | — | |
| 2 | ✓ | Stock-Other | 8.87% | — | +400.00% | ||
| 3 | MELI 2.25 07-01-19 | Mercadolibre INC | Stock-Consumer Disc | 7.65% | — | — | |
| 4 | ✓ | Stock-Other | 6.40% | — | +5.36% | ||
| 5 | MCHP 1.625 02-15-25 | Microchip Technology INC | Stock-Tech | 6.32% | — | +11.45% | |
| 6 | LGND 0.75 08-15-19 | Ligand Pharmaceuticals I | Stock-Healthcare | 5.57% | — | +25.00% | |
| 7 | ATI 4.75 07-01-22 | Allegheny Technologies | Stock-Industrials | 5.48% | — | +92.56% | |
| 8 | MU 3 11-15-43 G | Micron Technology INC | Stock-Tech | 3.85% | — | +775.00% | |
| 9 | ✓ | Shire PLC | Stock-Other | 3.85% | — | +5.68% | |
| 10 | LXRX 5.25 12-01-21 | Lexicon Pharmaceuticals | Stock-Other | 3.78% | — | — | |
| 11 | RGEN 2.125 06-01-21 | Repligen CORP | Stock-Healthcare | 3.29% | — | -8.33% | |
| 12 | BTOCN 3.25 10-01-18 | B2gold CORP | Stock-Other | 2.92% | — | — | |
| 13 | UIS 5.5 03-01-21 | Unisys CORP | Stock-Other | 2.87% | — | — | |
| 14 | REGI 4 06-15-36 | Renewable Energy Group I | Stock-Other | 2.84% | — | — | |
| 15 | ZION | Zions Bancorporation, National Association | Stock-Financials | 2.67% | — | — | |
| 16 | IVC 5 02-15-21 | Invacare CORP | Stock-Other | 2.67% | — | -17.65% | |
| 17 | WMGI 2.25 11-15-21 | Wright Medical Group NV | Stock-Other | 2.60% | — | — | |
| 18 | CSV 2.75 03-15-21 | Carriage Services INC | Stock-Other | 2.52% | — | — | |
| 19 | TVTY 1.5 07-01-18 | Tivity Health INC | Stock-Other | 2.30% | — | +6.67% | |
| 20 | GECBLE 4.5 11-15-29 | General Cable CORP | Stock-Other | 1.94% | — | — | |
| 21 | TSLA 2.375 03-15-22 | Tesla INC | Stock-Consumer Disc | 1.78% | — | — | |
| 22 | TRN 3.875 06-01-36 | Trinity Industries INC | Stock-Other | 1.44% | — | — | |
| 23 | GSCCN 7 08-15-21 | Golden Star Resources | Stock-Other | 1.13% | — | — | |
| 24 | DHT | DHT Holdings, Inc. | Stock-Other | 0.94% | — | — | |
| 25 | ✓ | Stock-Other | 0.92% | — | -89.15% | ||
| 26 | RCKT 5.75 08-01-21 | Rocket Pharmaceuticals | Stock-Other | 0.92% | — | -24.51% | |
| 27 | MDCO 2.5 01-15-22 | Medicines Company | Stock-Other | 0.81% | — | — | |
| 28 | TRLA 2.75 12-15-20 | Trulia LLC | Stock-Other | 0.77% | — | — | |
| 29 | RDUS 3 09-01-24 | Radius Health INC | Stock-Other | 0.73% | — | +42.86% | |
| 30 | CORR 7 06-15-20 | Corenergy Infrastructure | Stock-Other | 0.61% | — | — | |
| 31 | HLIT 4 12-01-20 | Harmonic INC | Stock-Other | 0.46% | — | — | |
| 32 | ✓ | Gores Hldin-cw20 | Stock-Other | 0.22% | — | +150.00% | |
| 33 | ✓ | Wright Medical Group Rtsn V | Stock-Other | 0.17% | — | — | |
| 34 | NVROEUR | Nevro CORP | Stock-Other | 0.12% | — | — | |
| 35 | ✓ | Cision LTD | Stock-Other | 0.02% | — | — | |
| 36 | ✓ | Associated Banc CORP | Stock-Other | 0.01% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +6.9% | +400.00% | Add | |
| 2 | MU 3 11-15-43 G | Micron Technology INC | +3.4% | +775.00% | Add |
| 3 | LGIH 4.25 11-15-19 | Lgi Homes INC | +3.2% | — | Unchanged |
| 4 | ATI 4.75 07-01-22 | Allegheny Technologies | +2.5% | +92.56% | Add |
| 5 | GECBLE 4.5 11-15-29 | General Cable CORP | +1.9% | NEW | New buy |
| 6 | TRN 3.875 06-01-36 | Trinity Industries INC | +1.4% | NEW | New buy |
| 7 | GSCCN 7 08-15-21 | Golden Star Resources | +1.1% | NEW | New buy |
| 8 | MELI 2.25 07-01-19 | Mercadolibre INC | +0.9% | — | Unchanged |
| 9 | LGND 0.75 08-15-19 | Ligand Pharmaceuticals I | +0.8% | +25.00% | Add |
| 10 | ZION | Zions Bancorporation, National Association | +0.3% | — | Unchanged |
| 11 | RDUS 3 09-01-24 | Radius Health INC | +0.2% | +42.86% | Add |
| 12 | ✓ | Gores Hldin-cw20 | +0.1% | +150.00% | Add |
| 13 | MCHP 1.625 02-15-25 | Microchip Technology INC | +0.1% | +11.45% | Add |
| 14 | HLIT 4 12-01-20 | Harmonic INC | 0% | — | Unchanged |
| 15 | ✓ | Cision LTD | 0% | NEW | New buy |
| 16 | ✓ | Shire PLC | 0% | +5.68% | Add |
| 17 | ✓ | Associated Banc CORP | 0% | NEW | New buy |
| 18 | ✓ | Wright Medical Group Rtsn V | 0% | — | Unchanged |
| 19 | CORR 7 06-15-20 | Corenergy Infrastructure | 0% | — | Unchanged |
| 20 | TRLA 2.75 12-15-20 | Trulia LLC | 0% | — | Unchanged |
| 21 | NVROEUR | Nevro CORP | -0.1% | — | Unchanged |
| 22 | CSV 2.75 03-15-21 | Carriage Services INC | -0.2% | — | Unchanged |
| 23 | W | Wayfair Inc. | -0.2% | EXIT | Sold out |
| 24 | SNY | Sanofi | -0.2% | EXIT | Sold out |
| 25 | BTOCN 3.25 10-01-18 | B2gold CORP | -0.2% | — | Unchanged |
| 26 | DHT | DHT Holdings, Inc. | -0.2% | — | Unchanged |
| 27 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.2% | EXIT | Sold out |
| 28 | QDEL 3.25 12-15-20 | Quidel CORP | -0.2% | EXIT | Sold out |
| 29 | MDCO 2.5 01-15-22 | Medicines Company | -0.2% | — | Unchanged |
| 30 | TSLA 2.375 03-15-22 | Tesla INC | -0.2% | — | Unchanged |
| 31 | UIS 5.5 03-01-21 | Unisys CORP | -0.2% | — | Unchanged |
| 32 | ✓ | Marriott Vacations Wrldwde C | -0.3% | EXIT | Sold out |
| 33 | OSG | Octave Specialty Group INC | -0.3% | EXIT | Sold out |
| 34 | TVTY 1.5 07-01-18 | Tivity Health INC | -0.3% | +6.67% | Add |
| 35 | IACIEUR | Iac/interactivecorp | -0.3% | EXIT | Sold out |
| 36 | REGI 4 06-15-36 | Renewable Energy Group I | -0.3% | — | Unchanged |
| 37 | WDAY 0.75 07-15-18 | Workday INC | -0.3% | EXIT | Sold out |
| 38 | RCKT 5.75 08-01-21 | Rocket Pharmaceuticals | -0.4% | -24.51% | Trim |
| 39 | WMGI 2.25 11-15-21 | Wright Medical Group NV | -0.5% | — | Unchanged |
| 40 | CIEI 3.125 05-15-24 | Cobalt Intl Energy INC | -0.5% | EXIT | Sold out |
| 41 | IVC 5 02-15-21 | Invacare CORP | -0.6% | -17.65% | Trim |
| 42 | RGEN 2.125 06-01-21 | Repligen CORP | -0.7% | -8.33% | Trim |
| 43 | ✓ | -0.8% | +5.36% | Add | |
| 44 | LXRX 5.25 12-01-21 | Lexicon Pharmaceuticals | -1% | — | Unchanged |
| 45 | STWD 3.75 10-15-17 | Starwood Property Trust | -3.3% | EXIT | Sold out |
| 46 | INTC 2.95 12-15-35 | Intel CORP | -3.7% | EXIT | Sold out |
| 47 | ✓ | -7.7% | -89.15% | Trim |