CIK: 0001515070
Total reported value
$515.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Stock-Other | 9.78% | — | +10.81% | ||
| 2 | TRLA 2.75 12-15-20 | Trulia LLC | Stock-Other | 8.92% | — | — | |
| 3 | ELGX 3.25 11-01-20 | Endologix INC | Stock-Other | 8.91% | — | +100.00% | |
| 4 | TSEMIT 8 12-31-18 | Jazz US Holdings INC | Stock-Other | 8.53% | — | +14.45% | |
| 5 | EXEL 4.25 08-15-19 | Exelixis INC | Stock-Healthcare | 8.50% | — | +94.36% | |
| 6 | GSAT 8 04-01-28 | Globalstar INC | Stock-Other | 6.76% | — | +1.13% | |
| 7 | FCX | Freeport-mcmoran INC | Stock-Materials | 6.60% | — | — | |
| 8 | LXRX 5.25 12-01-21 | Lexicon Pharmaceuticals | Stock-Other | 6.46% | — | +130.77% | |
| 9 | GLD | Spdr Gold Shares | ETF-Commodities | 5.05% | — | — | |
| 10 | BTOCN 3.25 10-01-18 | B2gold CORP | Stock-Other | 3.53% | — | — | |
| 11 | ARAY 3.5 02-01-18 | Accuray INC | Stock-Other | 3.25% | — | — | |
| 12 | STWD 3.75 10-15-17 | Starwood Property Trust | Stock-Real Estate | 2.78% | — | — | |
| 13 | ✓ | Shire PLC | Stock-Other | 2.45% | — | — | |
| 14 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.39% | — | — | |
| 15 | LGND 0.75 08-15-19 | Ligand Pharmaceuticals I | Stock-Healthcare | 2.28% | — | — | |
| 16 | AABA 0 12-01-18 | Altaba INC | Stock-Other | 2.27% | — | +18.25% | |
| 17 | MDCO 1.375 06-01-17 | Medicines Company | Stock-Other | 2.24% | — | -24.11% | |
| 18 | CIEI 2.625 12-01-19 | Cobalt Intl Energy INC | Stock-Other | 1.99% | — | +9.52% | |
| 19 | SPNC 2.625 06-01-34 | Spectranetics LLC | Stock-Other | 1.90% | — | +59.96% | |
| 20 | AFSI 2.75 12-15-44 | Amtrust Financial Servic | Stock-Other | 1.40% | — | — | |
| 21 | STNG | Scorpio Tankers Inc. | Stock-Other | 1.26% | — | +49.30% | |
| 22 | ARAY 3.5 02-01-18 A | Accuray INC | Stock-Other | 0.78% | — | — | |
| 23 | AKG1EUR | Asanko Gold INC | Stock-Other | 0.51% | — | — | |
| 24 | ✓ | Stock-Other | 0.29% | — | -77.41% | ||
| 25 | MACK 4.5 07-15-20 | Merrimack Pharmaceuti | Stock-Other | 0.26% | — | -94.20% | |
| 26 | NVRO 1.75 06-01-21 | Nevro CORP | Stock-Other | 0.24% | — | — | |
| 27 | IMMU 4.75 02-15-20 | Immunomedics INC | Stock-Other | 0.24% | — | — | |
| 28 | ARRY 3 06-01-20 | Array Bio INC | Stock-Other | 0.19% | — | — | |
| 29 | ✓ | Wright Medical Group Rtsn V | Stock-Other | 0.15% | — | +25.38% | |
| 30 | ✓ | Almaden Minerals LTD | Stock-Other | 0.03% | — | — | |
| 31 | ELGX 2.25 12-15-18 | Endologix INC | Stock-Other | 0.03% | — | — | |
| 32 | ✓ | General Mtrs Co | Stock-Other | 0.02% | — | -99.49% | |
| 33 | ✓ | Golden Ocean Group LTD | Stock-Other | 0.02% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EXEL 4.25 08-15-19 | Exelixis INC | +4.5% | +94.36% | Add |
| 2 | ELGX 3.25 11-01-20 | Endologix INC | +4.2% | +100.00% | Add |
| 3 | LXRX 5.25 12-01-21 | Lexicon Pharmaceuticals | +3.1% | +130.77% | Add |
| 4 | SPNC 2.625 06-01-34 | Spectranetics LLC | +0.4% | +59.96% | Add |
| 5 | ✓ | Golden Ocean Group LTD | — | — | Unchanged |
| 6 | ✓ | Wright Medical Group Rtsn V | 0% | +25.38% | Add |
| 7 | STNG | Scorpio Tankers Inc. | -0.1% | +49.30% | Add |
| 8 | ARAY 3.5 02-01-18 A | Accuray INC | -0.4% | — | Unchanged |
| 9 | AABA 0 12-01-18 | Altaba INC | -0.4% | +18.25% | Add |
| 10 | AFSI 2.75 12-15-44 | Amtrust Financial Servic | -0.6% | — | Unchanged |
| 11 | BTOCN 3.25 10-01-18 | B2gold CORP | -0.8% | — | Unchanged |
| 12 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.9% | — | Unchanged |
| 13 | STWD 3.75 10-15-17 | Starwood Property Trust | -1.1% | — | Unchanged |
| 14 | CIEI 2.625 12-01-19 | Cobalt Intl Energy INC | -1.4% | +9.52% | Add |
| 15 | TSEMIT 8 12-31-18 | Jazz US Holdings INC | -1.5% | +14.45% | Add |
| 16 | ARAY 3.5 02-01-18 | Accuray INC | -1.6% | — | Unchanged |
| 17 | MDCO 1.375 06-01-17 | Medicines Company | -1.6% | -24.11% | Trim |
| 18 | ✓ | -2.1% | -77.41% | Trim | |
| 19 | ✓ | -3.7% | +10.81% | Add | |
| 20 | GSAT 8 04-01-28 | Globalstar INC | -4.6% | +1.13% | Add |
| 21 | ✓ | General Mtrs Co | -5.9% | -99.49% | Trim |
| 22 | MACK 4.5 07-15-20 | Merrimack Pharmaceuti | -8% | -94.20% | Trim |
| 23 | TRLA 2.75 12-15-20 | Trulia LLC | — | NEW | New buy |
| 24 | FCX | Freeport-mcmoran INC | — | NEW | New buy |
| 25 | GLD | Spdr Gold Shares | — | NEW | New buy |
| 26 | ✓ | Shire PLC | — | NEW | New buy |
| 27 | LGND 0.75 08-15-19 | Ligand Pharmaceuticals I | — | NEW | New buy |
| 28 | TSLA 1.5 06-01-18 | Tesla INC | — | EXIT | Sold out |
| 29 | VRSN 3.25 08-15-37 | Verisign INC | — | EXIT | Sold out |
| 30 | AKG1EUR | Asanko Gold INC | — | NEW | New buy |
| 31 | NIHDEUR | Nii Holdings INC | — | EXIT | Sold out |
| 32 | NVRO 1.75 06-01-21 | Nevro CORP | — | NEW | New buy |
| 33 | IMMU 4.75 02-15-20 | Immunomedics INC | — | NEW | New buy |
| 34 | ARRY 3 06-01-20 | Array Bio INC | — | NEW | New buy |
| 35 | ✓ | Synergy Pharmaceuticals Inc. | — | EXIT | Sold out |
| 36 | ✓ | Almaden Minerals LTD | — | NEW | New buy |
| 37 | ELGX 2.25 12-15-18 | Endologix INC | — | NEW | New buy |