CIK: 0001515070
Total reported value
$515.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GSAT 8 04-01-28 | Globalstar INC | Stock-Other | 12.50% | — | +1.26% | |
| 2 | ✓ | Jazz Technologies INC | Stock-Other | 12.45% | — | -0.13% | |
| 3 | SNDK 1.5 08-15-17 | Sandisk CORP | Stock-Tech | 11.21% | — | — | |
| 4 | ✓ | Arris Group INC | Stock-Other | 8.83% | — | — | |
| 5 | MACK 4.5 07-15-20 | Merrimack Pharmaceuti | Stock-Other | 8.82% | — | — | |
| 6 | ELGX 3.25 11-01-20 | Endologix INC | Stock-Other | 5.41% | — | — | |
| 7 | VGR V2.5 01-15-19 | Vector Group LTD | Stock-Other | 4.99% | — | -44.82% | |
| 8 | EXEL 4.25 08-15-19 | Exelixis INC | Stock-Healthcare | 4.99% | — | +103.45% | |
| 9 | STWD 3.75 10-15-17 | Starwood Property Trust | Stock-Real Estate | 4.24% | — | +37.14% | |
| 10 | CIEI 2.625 12-01-19 | Cobalt Intl Energy INC | Stock-Other | 3.78% | — | — | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.62% | — | — | |
| 12 | ARAY 3.5 02-01-18 | Accuray INC | Stock-Other | 3.58% | — | +15.75% | |
| 13 | BTOCN 3.25 10-01-18 | B2gold CORP | Stock-Other | 3.30% | — | +10.00% | |
| 14 | ✓ | Stock-Other | 3.25% | — | — | ||
| 15 | AABA 0 12-01-18 | Altaba INC | Stock-Other | 2.78% | — | — | |
| 16 | AFSI 2.75 12-15-44 | Amtrust Financial Servic | Stock-Other | 1.66% | — | -46.99% | |
| 17 | ALR 3 05-15-16 | Alere INC | Stock-Other | 1.66% | — | -30.77% | |
| 18 | ✓ | General Mtrs Co | Stock-Other | 1.00% | — | +65.44% | |
| 19 | HBM | Hudbay Minerals INC | Stock-Other | 0.76% | — | — | |
| 20 | NIHDEUR | Nii Holdings INC | Stock-Other | 0.72% | — | -19.90% | |
| 21 | SPNC 2.625 06-01-34 | Spectranetics LLC | Stock-Other | 0.27% | — | — | |
| 22 | ✓ | Heartware Intl INC | Stock-Other | 0.13% | — | — | |
| 23 | ✓ | Golden Ocean Group LTD | Stock-Other | 0.04% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SNDK 1.5 08-15-17 | Sandisk CORP | +11.2% | NEW | New buy |
| 2 | ✓ | Arris Group INC | +8.8% | NEW | New buy |
| 3 | ELGX 3.25 11-01-20 | Endologix INC | +5.4% | NEW | New buy |
| 4 | ✓ | +3.3% | NEW | New buy | |
| 5 | AABA 0 12-01-18 | Altaba INC | +2.8% | NEW | New buy |
| 6 | EXEL 4.25 08-15-19 | Exelixis INC | +1.6% | +103.45% | Add |
| 7 | ✓ | General Mtrs Co | +0.3% | +65.44% | Add |
| 8 | SPNC 2.625 06-01-34 | Spectranetics LLC | +0.3% | NEW | New buy |
| 9 | ARAY 3.5 02-01-18 | Accuray INC | +0.2% | +15.75% | Add |
| 10 | ✓ | Heartware Intl INC | +0.1% | NEW | New buy |
| 11 | GULTU | Gulf Coast Ultra Deep Royalt | 0% | EXIT | Sold out |
| 12 | STWD 3.75 10-15-17 | Starwood Property Trust | 0% | +37.14% | Add |
| 13 | ✓ | Golden Ocean Group LTD | -0.1% | — | Unchanged |
| 14 | HBM | Hudbay Minerals INC | -0.2% | — | Unchanged |
| 15 | ✓ | Etfs Platinum Tr | -0.4% | EXIT | Sold out |
| 16 | AKG1EUR | Asanko Gold INC | -0.7% | EXIT | Sold out |
| 17 | ✓ | Wright Med Group INC | -0.8% | EXIT | Sold out |
| 18 | BTOCN 3.25 10-01-18 | B2gold CORP | -0.8% | +10.00% | Add |
| 19 | NIHDEUR | Nii Holdings INC | -0.9% | -19.90% | Trim |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | -1% | — | Unchanged |
| 21 | PCRX 3.25 02-01-19 | Pacira Pharmaceuticals | -1% | EXIT | Sold out |
| 22 | EXEL | Exelixis INC | -1.3% | EXIT | Sold out |
| 23 | ALR 3 05-15-16 | Alere INC | -2% | -30.77% | Trim |
| 24 | AFSI 2.75 12-15-44 | Amtrust Financial Servic | -2.5% | -46.99% | Trim |
| 25 | CIEI 2.625 12-01-19 | Cobalt Intl Energy INC | -2.6% | — | Unchanged |
| 26 | ✓ | Jazz Technologies INC | -3.1% | -0.13% | Trim |
| 27 | MACK 4.5 07-15-20 | Merrimack Pharmaceuti | -3.7% | — | Unchanged |
| 28 | GSAT 8 04-01-28 | Globalstar INC | -6.2% | +1.26% | Add |
| 29 | VGR V2.5 01-15-19 | Vector Group LTD | -6.9% | -44.82% | Trim |