CIK: 0001515070
Total reported value
$515.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GSAT 8 04-01-28 | Globalstar INC | Stock-Other | 46.85% | — | — | |
| 2 | VGR V2.5 01-15-19 | Vector Group LTD | Stock-Other | 8.43% | — | +6.76% | |
| 3 | ICON 2.5 06-01-16 | Iconix Brand Group INC | Stock-Other | 7.13% | — | — | |
| 4 | OIH | Market Vectors Oil Service E | ETF-Other | 6.81% | — | — | |
| 5 | AFSI 5.5 12-15-21 | Amtrust Financial Servic | Stock-Other | 5.87% | — | +368.46% | |
| 6 | MACK 4.5 07-15-20 | Merrimack Pharmaceuti | Stock-Other | 5.03% | — | +26.71% | |
| 7 | TSLA 1.5 06-01-18 | Tesla INC | Stock-Consumer Disc | 3.67% | — | +233.33% | |
| 8 | ARAY 3.5 02-01-18 | Accuray INC | Stock-Other | 3.62% | — | — | |
| 9 | EXEL 4.25 08-15-19 | Exelixis INC | Stock-Healthcare | 3.51% | — | -1.20% | |
| 10 | TVIA 6 02-01-18 | Terravia Holdings INC | Stock-Other | 2.48% | — | — | |
| 11 | PDLI 3.75 05-01-15 | Pdl Bio Pharma INC | Stock-Other | 2.33% | — | — | |
| 12 | ✓ | Nordic Amern Offshore LTD | Stock-Other | 1.47% | — | — | |
| 13 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 1.23% | — | +85.92% | |
| 14 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 0.70% | — | +47.58% | |
| 15 | ✓ | General Mtrs Co | Stock-Other | 0.48% | — | -88.44% | |
| 16 | KEYW 2.5 07-15-19 | Keyw Holding CORP | Stock-Other | 0.18% | — | — | |
| 17 | ZQKEUR | Boardriders INC | Stock-Other | 0.13% | — | — | |
| 18 | GULTU | Gulf Coast Ultra Deep Royalt | Stock-Other | 0.05% | — | -77.00% | |
| 19 | ✓ | Wright Med Group INC | Stock-Other | 0.03% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | OIH | Market Vectors Oil Service E | +6.8% | NEW | New buy |
| 2 | GSAT 8 04-01-28 | Globalstar INC | +5.8% | — | Unchanged |
| 3 | AFSI 5.5 12-15-21 | Amtrust Financial Servic | +4.9% | +368.46% | Add |
| 4 | VGR V2.5 01-15-19 | Vector Group LTD | +2.8% | +6.76% | Add |
| 5 | TSLA 1.5 06-01-18 | Tesla INC | +2.8% | +233.33% | Add |
| 6 | MACK 4.5 07-15-20 | Merrimack Pharmaceuti | +2.4% | +26.71% | Add |
| 7 | PDLI 3.75 05-01-15 | Pdl Bio Pharma INC | +2.3% | NEW | New buy |
| 8 | ✓ | Nordic Amern Offshore LTD | +1.5% | NEW | New buy |
| 9 | ICON 2.5 06-01-16 | Iconix Brand Group INC | +0.8% | — | Unchanged |
| 10 | SMHC | VanEck China Semiconductor ETF | +0.6% | +85.92% | Add |
| 11 | ARAY 3.5 02-01-18 | Accuray INC | +0.3% | — | Unchanged |
| 12 | SMHC | VanEck China Semiconductor ETF | +0.2% | +47.58% | Add |
| 13 | KEYW 2.5 07-15-19 | Keyw Holding CORP | +0.2% | NEW | New buy |
| 14 | ZQKEUR | Boardriders INC | +0.1% | NEW | New buy |
| 15 | ✓ | Wright Med Group INC | 0% | NEW | New buy |
| 16 | ✓ | Walter Energy Inc | -0.2% | EXIT | Sold out |
| 17 | TVIA 6 02-01-18 | Terravia Holdings INC | -0.2% | — | Unchanged |
| 18 | GULTU | Gulf Coast Ultra Deep Royalt | -0.2% | -77.00% | Trim |
| 19 | TVIA 5 10-01-19 | Terravia Holdings INC | -0.3% | EXIT | Sold out |
| 20 | EXEL 4.25 08-15-19 | Exelixis INC | -0.6% | -1.20% | Trim |
| 21 | AIMC 2.75 03-01-31 | Altra Industrial Motion | -0.7% | EXIT | Sold out |
| 22 | BRS 3 06-15-38 | Bristow Group INC | -2.6% | EXIT | Sold out |
| 23 | ✓ | General Mtrs Co | -3.4% | -88.44% | Trim |
| 24 | CEMEX 3.25 03-15-16 | Cemex Sab De Cv | -6.2% | EXIT | Sold out |
| 25 | MU 1.875 08-01-31 B | Micron Technology INC | -17.3% | EXIT | Sold out |