TCI Wealth Advisors, Inc. — Q4 2013 13F Holdings

Name: TCI Wealth Advisors, Inc. — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001583751

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 855 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	6.70%	-0.25%	+1.19%
2	XOM	Exxon Mobil CORP	Stock-Energy	5.16%	+0.12%	+0.16%
3	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	4.34%	—	-4.34%
4	EFA	Ishares Msci Eafe ETF	ETF-Other	3.71%	—	-0.77%
5	IBM	Intl Business Machines CORP	Stock-Tech	3.35%	—	+3.31%
6	CVX	Chevron CORP	Stock-Energy	3.19%	+0.07%	+0.51%
7	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.96%	-0.06%	—
8	JNJ	Johnson & Johnson	Stock-Healthcare	2.31%	+0.04%	+2.40%
9	KMB	Kimberly-clark CORP	Stock-Consumer Staples	1.77%	—	-0.20%
10	DVY	Ishares Select Dividend ETF	ETF-Other	1.75%	—	-2.34%
11	MMM	3m Co	Stock-Industrials	1.74%	—	+2.37%
12	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.51%	-0.04%	+4.42%
13	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.48%	—	+9.82%
14	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.39%	—	—
15	PFE	Pfizer INC	Stock-Healthcare	1.36%	—	+5.83%
16	T	At&t INC	Stock-Comm Services	1.35%	—	+1.56%
17	GOOG	Alphabet A	Stock-Comm Services	1.30%	—	+3.54%
18	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.28%	—	+26.36%
19	HON	Honeywell International INC	Stock-Industrials	1.27%	+0.02%	—
20	CAT	Caterpillar INC	Stock-Industrials	1.26%	+0.08%	+0.15%
21	BIIB	Biogen INC	Stock-Healthcare	1.26%	—	-0.52%
22	ZION	Zions Bancorp NA	Stock-Financials	1.23%	—	—
23	CVS	Cvs Health CORP	Stock-Healthcare	1.15%	—	+0.34%
24	JPM	Jpmorgan Chase & Co	Stock-Financials	1.15%	-0.10%	+4.35%
25	✓		Stock-Other	1.12%	—	—
26	OXY	Occidental Petroleum CORP	Stock-Energy	1.08%	—	—
27	AMZN	Amazon.com INC	Stock-Consumer Disc	1.07%	-0.06%	+6.49%
28	MSFT	Microsoft CORP	Stock-Tech	1.03%	-0.28%	-2.15%
29	VZ	Verizon Communications INC	Stock-Comm Services	0.99%	—	+5.80%
30	GSK	GSK plc ADRhedged	Stock-Healthcare	0.93%	—	+4.39%
31	AMGN	Amgen INC	Stock-Healthcare	0.83%	—	+0.05%
32	COR	Cencora INC	Stock-Healthcare	0.82%	+0.02%	NEW
33	PEP	Pepsico INC	Stock-Consumer Staples	0.71%	—	+6.91%
34	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.70%	—	-4.12%
35	MDT	Medtronic plc	Stock-Healthcare	0.66%	—	-0.78%
36	✓		Stock-Other	0.65%	—	-0.16%
37	ABBV	Abbvie INC	Stock-Healthcare	0.64%	—	-9.39%
38	HD	Home Depot INC	Stock-Consumer Disc	0.59%	—	+10.54%
39	VSS	Vanguard Ftse All Wo X-us Sc	ETF-Other	0.59%	—	-1.70%
40	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.57%	—	+2.13%
41	PM	Philip Morris International	Stock-Consumer Staples	0.52%	—	+9.20%
42	BF-B	Brown-forman Corp-class B	Stock-Other	0.52%	—	—
43	IMO	Imperial Oil LTD	Stock-Energy	0.52%	—	—
44	ABT	Abbott Laboratories	Stock-Healthcare	0.51%	—	—
45	MO	Altria Group INC	Stock-Consumer Staples	0.51%	—	+7.94%
46	✓	Allergan INC	Stock-Other	0.48%	—	—
47	YUM	Yum! Brands INC	Stock-Consumer Disc	0.47%	—	—
48	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	0.45%	—	—
49	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.45%	+0.04%	—
50	QCOM	Qualcomm INC	Stock-Tech	0.44%	—	+16.31%

1–50 of 200

Holding changes this quarter

Position changes disclosed by TCI Wealth Advisors, Inc. for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Sprint CORP	+5%	—	Unchanged
2	VBK	Vanguard Small-cap Grwth ETF	+0.4%	—	Unchanged
3	NPEUR	Neenah INC	+0.3%	—	Unchanged
4	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.2%	+26.36%	Add
5	GOOG	Alphabet A	+0.1%	+3.54%	Add
6	AMZN	Amazon.com INC	+0.1%	+6.49%	Add
7	IWM	Ishares Russell 2000 ETF	+0.1%	+131.42%	Add
8	AEP	American Electric Power Company, Inc.	+0.1%	+9.82%	Add
9	AXP	American Express Co	+0.1%	+31.06%	Add
10	KMI	Kinder Morgan, Inc.	+0.1%	+113.80%	Add
11	VWO	Vanguard Ftse Emerging Marke	+0.1%	+98.38%	Add
12	KO	Coca-cola Co/the	+0.1%	+35.25%	Add
13	GIS	General Mills INC	+0.1%	+47.21%	Add
14	CVS	Cvs Health CORP	0%	+0.34%	Add
15	DIS	Walt Disney Co/the	0%	+10.60%	Add
16	WFC	Wells Fargo & Co	0%	+15.31%	Add
17	CMCSA	Comcast Corp-class A	0%	+12.52%	Add
18	✓	Allergan INC	0%	—	Unchanged
19	MO	Altria Group INC	—	+7.94%	Add
20	QCOM	Qualcomm INC	—	+16.31%	Add
21	MMM	3m Co	0%	+2.37%	Add
22	HD	Home Depot INC	0%	+10.54%	Add
23	JPM	Jpmorgan Chase & Co	0%	+4.35%	Add
24	COR	Cencora INC	0%	—	Unchanged
25	BIIB	Biogen INC	-0.1%	-0.52%	Trim
26	✓		-0.1%	—	Unchanged
27	BMY	Bristol-myers Squibb Co	-0.1%	—	Unchanged
28	GSK	GSK plc ADRhedged	-0.1%	+4.39%	Add
29	VZ	Verizon Communications INC	-0.1%	+5.80%	Add
30	MSFT	Microsoft CORP	-0.1%	-2.15%	Trim
31	PFE	Pfizer INC	-0.1%	+5.83%	Add
32	AAPL	Apple INC	-0.1%	+1.19%	Add
33	HON	Honeywell International INC	-0.1%	—	Unchanged
34	CAT	Caterpillar INC	-0.1%	+0.15%	Add
35	ZION	Zions Bancorp NA	-0.1%	—	Unchanged
36	XOM	Exxon Mobil CORP	-0.1%	+0.16%	Add
37	KMB	Kimberly-clark CORP	-0.2%	-0.20%	Trim
38	BRK-B	Berkshire Hathaway Inc-cl B	-0.2%	+4.42%	Add
39	DVY	Ishares Select Dividend ETF	-0.3%	-2.34%	Trim
40	JNJ	Johnson & Johnson	-0.3%	+2.40%	Add
41	VTI	Vanguard Total Stock Mkt ETF	-0.3%	—	Unchanged
42	BSV	Vanguard Short-term Bond ETF	-0.4%	-59.45%	Trim
43	IBM	Intl Business Machines CORP	-0.5%	+3.31%	Add
44	CVX	Chevron CORP	-0.5%	+0.51%	Add
45	EFA	Ishares Msci Eafe ETF	-0.6%	-0.77%	Trim
46	IVV	Ishares Core S&p 500 ETF	-0.6%	-4.34%	Trim
47	ABT	Abbott Laboratories	—	NEW	New buy
48	AMLPUSD	Alerian Mlp ETF	—	NEW	New buy
49	ATMP	Barclays ETN+ Select MLP ETN	—	NEW	New buy
50	BCS	Barclays PLC	—	NEW	New buy