TCI Wealth Advisors, Inc. — Q3 2013 13F Holdings

Name: TCI Wealth Advisors, Inc. — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001583751

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 846 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	6.46%	-0.25%	-4.49%
2	XOM	Exxon Mobil CORP	Stock-Energy	5.03%	+0.12%	-1.41%
3	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	4.74%	—	-2.93%
4	EFA	Ishares Msci Eafe ETF	ETF-Other	4.08%	—	-2.63%
5	IBM	Intl Business Machines CORP	Stock-Tech	3.67%	—	-1.41%
6	CVX	Chevron CORP	Stock-Energy	3.54%	+0.07%	-0.39%
7	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.10%	-0.06%	-0.48%
8	JNJ	Johnson & Johnson	Stock-Healthcare	2.46%	+0.04%	-0.37%
9	DVY	Ishares Select Dividend ETF	ETF-Other	1.91%	—	-1.00%
10	KMB	Kimberly-clark CORP	Stock-Consumer Staples	1.83%	—	-6.19%
11	MMM	3m Co	Stock-Industrials	1.66%	—	-0.01%
12	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.59%	-0.04%	-26.43%
13	T	At&t INC	Stock-Comm Services	1.46%	—	+0.97%
14	PFE	Pfizer INC	Stock-Healthcare	1.39%	—	-12.79%
15	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.39%	—	+0.25%
16	CAT	Caterpillar INC	Stock-Industrials	1.33%	+0.08%	-11.21%
17	HON	Honeywell International INC	Stock-Industrials	1.32%	+0.02%	—
18	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.32%	—	-11.69%
19	ZION	Zions Bancorp NA	Stock-Financials	1.30%	—	-10.11%
20	BIIB	Biogen INC	Stock-Healthcare	1.26%	—	—
21	OXY	Occidental Petroleum CORP	Stock-Energy	1.22%	—	—
22	✓		Stock-Other	1.14%	—	—
23	GOOG	Alphabet A	Stock-Comm Services	1.13%	—	-0.53%
24	JPM	Jpmorgan Chase & Co	Stock-Financials	1.12%	-0.10%	—
25	MSFT	Microsoft CORP	Stock-Tech	1.07%	-0.28%	+3.75%
26	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.06%	—	-3.47%
27	CVS	Cvs Health CORP	Stock-Healthcare	1.05%	—	+0.35%
28	VZ	Verizon Communications INC	Stock-Comm Services	1.02%	—	+0.02%
29	GSK	GSK plc ADRhedged	Stock-Healthcare	0.96%	—	—
30	AMGN	Amgen INC	Stock-Healthcare	0.93%	—	+12.39%
31	AMZN	Amazon.com INC	Stock-Consumer Disc	0.91%	-0.06%	—
32	COR	Cencora INC	Stock-Healthcare	0.82%	+0.02%	NEW
33	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.78%	—	+0.46%
34	PEP	Pepsico INC	Stock-Consumer Staples	0.73%	—	-0.53%
35	MDT	Medtronic plc	Stock-Healthcare	0.71%	—	—
36	✓		Stock-Other	0.70%	—	+0.16%
37	ABBV	Abbvie INC	Stock-Healthcare	0.69%	—	-2.88%
38	VSS	Vanguard Ftse All Wo X-us Sc	ETF-Other	0.67%	—	-2.18%
39	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.64%	—	+6.39%
40	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.60%	—	+0.03%
41	IMO	Imperial Oil LTD	Stock-Energy	0.59%	—	—
42	HD	Home Depot INC	Stock-Consumer Disc	0.57%	—	+0.41%
43	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.55%	—	-9.01%
44	PM	Philip Morris International	Stock-Consumer Staples	0.55%	—	-1.71%
45	BF-B	Brown-forman Corp-class B	Stock-Other	0.54%	—	—
46	YUM	Yum! Brands INC	Stock-Consumer Disc	0.51%	—	—
47	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.50%	+0.04%	—
48	MO	Altria Group INC	Stock-Consumer Staples	0.48%	—	-2.13%
49	LLY	Eli Lilly & Co	Stock-Healthcare	0.48%	-0.15%	+0.20%
50	✓	Calavo Growers INC	Stock-Other	0.48%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by TCI Wealth Advisors, Inc. for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+0.8%	-4.49%	Trim
2	EFA	Ishares Msci Eafe ETF	+0.3%	-2.63%	Trim
3	✓		+0.2%	—	Unchanged
4	AMGN	Amgen INC	+0.2%	+12.39%	Add
5	VNQ	Vanguard Real Estate ETF	+0.2%	+315.96%	Add
6	VTI	Vanguard Total Stock Mkt ETF	+0.2%	-0.48%	Trim
7	MMM	3m Co	+0.1%	-0.01%	Trim
8	INTC	Intel CORP	+0.1%	+76.15%	Add
9	BIIB	Biogen INC	+0.1%	—	Unchanged
10	✓		+0.1%	+0.16%	Add
11	AMZN	Amazon.com INC	+0.1%	—	Unchanged
12	IVV	Ishares Core S&p 500 ETF	+0.1%	-2.93%	Trim
13	CVX	Chevron CORP	+0.1%	-0.39%	Trim
14	IMO	Imperial Oil LTD	+0.1%	—	Unchanged
15	COR	Cencora INC	+0.1%	—	Unchanged
16	RWX	State Street Spdr Dow Jones	+0.1%	+250.00%	Add
17	UTXZ	United Tech CORP	+0.1%	+19.81%	Add
18	HON	Honeywell International INC	+0.1%	—	Unchanged
19	XECEUR	Cimarex Energy Co	+0.1%	+3.01%	Add
20	VSS	Vanguard Ftse All Wo X-us Sc	+0.1%	-2.18%	Trim
21	BMY	Bristol-myers Squibb Co	+0.1%	+0.25%	Add
22	OXY	Occidental Petroleum CORP	+0.1%	—	Unchanged
23	DELL	Dell Technologies Inc.	-0.1%	-96.73%	Trim
24	T	At&t INC	-0.1%	+0.97%	Add
25	VZ	Verizon Communications INC	-0.1%	+0.02%	Add
26	TMO	Thermo Fisher Scientific INC	-0.1%	-88.67%	Trim
27	GVA	Granite Construction INC	-0.1%	-92.11%	Trim
28	✓	NV Energy INC	-0.1%	-51.77%	Trim
29	WMT	Walmart INC	-0.1%	-18.41%	Trim
30	SHY	Ishares 1-3 Year Treasury Bo	-0.1%	-14.61%	Trim
31	FE	Firstenergy CORP	-0.1%	-99.06%	Trim
32	AEP	American Electric Power Company, Inc.	-0.1%	-11.69%	Trim
33	MA	Mastercard INC - A	-0.1%	-95.85%	Trim
34	CAT	Caterpillar INC	-0.2%	-11.21%	Trim
35	SLB	Slb LTD	-0.2%	-48.46%	Trim
36	PFE	Pfizer INC	-0.2%	-12.79%	Trim
37	✓	Petsmart INC	-0.2%	-84.81%	Trim
38	IBM	Intl Business Machines CORP	-0.2%	-1.41%	Trim
39	HP	Helmerich & Payne	-0.2%	-97.56%	Trim
40	KMB	Kimberly-clark CORP	-0.2%	-6.19%	Trim
41	INTU	Intuit INC	-0.2%	-43.95%	Trim
42	ZION	Zions Bancorp NA	-0.2%	-10.11%	Trim
43	CSCO	Cisco Systems INC	-0.2%	-48.30%	Trim
44	XOM	Exxon Mobil CORP	-0.3%	-1.41%	Trim
45	BRK-B	Berkshire Hathaway Inc-cl B	-0.5%	-26.43%	Trim
46	PFF	Ishares Preferred & Income S	-0.7%	-69.38%	Trim
47	NGG	National Grid plc	—	EXIT	Sold out
48	C	Citigroup Inc.	—	EXIT	Sold out
49	AZNN	Astrazeneca Plc-spons Adr	—	EXIT	Sold out
50	✓	Nuveen Cal Performance	—	EXIT	Sold out