Sterne Agee Group, INC. — Q4 2013 13F Holdings

Name: Sterne Agee Group, INC. — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001492996

Total reported value

$681.3M

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Full holdings list this quarter

Showing top 200 holdings (of 206 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	8.04%	—	+0.06%
2	IWV	Ishares Russell 3000 ETF	ETF-Other	3.71%	—	-2.33%
3	AAPL	Apple INC	Stock-Tech	3.54%	+0.24%	+50.20%
4	EFA	Ishares Msci Eafe ETF	ETF-Other	2.65%	+0.11%	-28.40%
5	TMK	Torchmark CORP	Stock-Other	2.01%	—	+19.96%
6	GWRUSD	Genesee & Wyoming Inc-cl A	Stock-Other	2.01%	—	—
7	XOM	Exxon Mobil CORP	Stock-Energy	1.96%	—	+33.27%
8	CVX	Chevron CORP	Stock-Energy	1.85%	—	+59.82%
9	KO	Coca-cola Co/the	Stock-Consumer Staples	1.53%	—	+4.84%
10	JNJ	Johnson & Johnson	Stock-Healthcare	1.51%	—	+42.81%
11	WFC	Wells Fargo & Co	Stock-Financials	1.49%	+0.11%	+43.24%
12	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.48%	—	+12.92%
13	MSFT	Microsoft CORP	Stock-Tech	1.48%	-0.22%	+55.59%
14	JPM	Jpmorgan Chase & Co	Stock-Financials	1.41%	—	+56.11%
15	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.38%	-0.19%	+52.07%
16	WDR	Waddell & Reed Financial-a	Stock-Other	1.29%	—	+8.91%
17	INTC	Intel CORP	Stock-Tech	1.10%	-0.47%	+80.67%
18	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	1.08%	+0.12%	+74.25%
19	WMT	Walmart INC	Stock-Consumer Staples	1.03%	—	+30.96%
20	FDN	First Trust Dj Internet Ind	ETF-Other	1.01%	—	-2.01%
21	T	At&t INC	Stock-Comm Services	0.99%	—	+84.43%
22	FXD	First Trust Consumer Discret	ETF-Other	0.93%	—	+10.56%
23	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.93%	—	+13.71%
24	HD	Home Depot INC	Stock-Consumer Disc	0.93%	—	+56.98%
25	SLB	Slb LTD	Stock-Energy	0.90%	+0.80%	+62.42%
26	FXG	First Trust Consumer Staples	ETF-Other	0.87%	—	+11.70%
27	REFI	Chicago Atlantic Real Estate Finance, Inc.	Stock-Other	0.85%	—	+74.15%
28	PFE	Pfizer INC	Stock-Healthcare	0.83%	—	+7.11%
29	IBM	Intl Business Machines CORP	Stock-Tech	0.82%	—	-6.32%
30	BAC	Bank Of America CORP	Stock-Financials	0.81%	—	+21.23%
31	QCOM	Qualcomm INC	Stock-Tech	0.80%	—	-8.74%
32	VZ	Verizon Communications INC	Stock-Comm Services	0.76%	—	+79.86%
33	USB	US Bancorp	Stock-Financials	0.75%	—	+93.67%
34	CSCO	Cisco Systems INC	Stock-Tech	0.73%	—	+257.89%
35	IYY	Ishares Dow Jones U.s. ETF	ETF-Other	0.73%	—	+18.08%
36	✓		Stock-Other	0.71%	—	+252.16%
37	✓	Protective Life CORP Com	Stock-Other	0.71%	—	-4.74%
38	DVY	Ishares Select Dividend ETF	ETF-Other	0.70%	—	-9.47%
39	FXH	First Trust Health Care Alph	ETF-Other	0.69%	—	-2.24%
40	GLD	Spdr Gold Shares	ETF-Commodities	0.65%	—	-27.32%
41	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	0.62%	—	—
42	MMM	3m Co	Stock-Industrials	0.62%	—	+4.50%
43	WMB	Williams Cos INC	Stock-Energy	0.58%	+0.11%	+180.43%
44	DE	Deere & Co	Stock-Industrials	0.57%	—	-2.41%
45	AXP	American Express Company	Stock-Financials	0.56%	—	+171.18%
46	GLW	Corning INC	Stock-Tech	0.56%	—	+188.33%
47	F	Ford Motor Co	Stock-Consumer Disc	0.54%	—	+3.89%
48	CNI	Canadian Natl Railway Co	Stock-Industrials	0.54%	—	+256.34%
49	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.53%	—	+2.99%
50	HON	Honeywell International INC	Stock-Industrials	0.52%	—	+0.90%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Sterne Agee Group, INC. for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+1.2%	+50.20%	Add
2	CVX	Chevron CORP	+0.5%	+59.82%	Add
3	XOM	Exxon Mobil CORP	+0.5%	+33.27%	Add
4	MSFT	Microsoft CORP	+0.5%	+55.59%	Add
5	CSCO	Cisco Systems INC	+0.5%	+257.89%	Add
6	✓		+0.5%	+252.16%	Add
7	JPM	Jpmorgan Chase & Co	+0.5%	+56.11%	Add
8	INTC	Intel CORP	+0.5%	+80.67%	Add
9	PG	Procter & Gamble Co/the	+0.4%	+52.07%	Add
10	T	At&t INC	+0.4%	+84.43%	Add
11	REFI	Chicago Atlantic Real Estate Finance, Inc.	+0.4%	+74.15%	Add
12	PEP	Pepsico INC	+0.4%	+374.26%	Add
13	WFC	Wells Fargo & Co	+0.4%	+43.24%	Add
14	CWB	Ss Spdr Bb Conv Sec ETF	+0.4%	+74.25%	Add
15	GLW	Corning INC	+0.4%	+188.33%	Add
16	WMB	Williams Cos INC	+0.4%	+180.43%	Add
17	AXP	American Express Company	+0.4%	+171.18%	Add
18	USB	US Bancorp	+0.3%	+93.67%	Add
19	JNJ	Johnson & Johnson	+0.3%	+42.81%	Add
20	✓		+0.3%	+160.84%	Add
21	HD	Home Depot INC	+0.3%	+56.98%	Add
22	VZ	Verizon Communications INC	+0.3%	+79.86%	Add
23	ABT	Abbott Laboratories	+0.3%	+123.62%	Add
24	SLB	Slb LTD	+0.3%	+62.42%	Add
25	WDR	Waddell & Reed Financial-a	+0.2%	+8.91%	Add
26	TMK	Torchmark CORP	+0.2%	+19.96%	Add
27	AEP	American Electric Power Company, Inc.	+0.2%	+12.92%	Add
28	GLD	Spdr Gold Shares	-0.5%	-27.32%	Trim
29	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.7%	-68.40%	Trim
30	EFA	Ishares Msci Eafe ETF	-1.5%	-28.40%	Trim
31	GSG	Ishares S&p Gsci Commodity I	—	EXIT	Sold out
32	GOOG	Alphabet A	—	EXIT	Sold out
33	AMZN	Amazon.com INC	—	EXIT	Sold out
34	PNC	Pnc Financial Services Group	—	NEW	New buy
35	NOVEUR	National Oilwell Varco INC	—	NEW	New buy
36	TSM	Taiwan Semiconductor-sp Adr	—	NEW	New buy
37	NVO	Novo-nordisk A/s-spons Adr	—	EXIT	Sold out
38	CMCSA	Comcast Corp-class A	—	NEW	New buy
39	AMT	American Tower CORP	—	NEW	New buy
40	IWR	Ishares Russell Mid-cap ETF	—	EXIT	Sold out
41	UNP	Union Pacific CORP	—	EXIT	Sold out
42	AWK	American Water Works Co INC	—	NEW	New buy
43	TAP	Molson Coors Beverage Co - B	—	NEW	New buy
44	TGT	Target CORP	—	NEW	New buy
45	UNH	Unitedhealth Group INC	—	EXIT	Sold out
46	XYL	Xylem INC	—	NEW	New buy
47	JAZZ	Jazz Pharmaceuticals plc	—	EXIT	Sold out
48	ATRIUSD	Atrion Corporation	—	EXIT	Sold out
49	IVV	Ishares Core S&p 500 ETF	—	EXIT	Sold out
50	✓	Wisconsin Energy CORP	—	NEW	New buy