Sterne Agee Group, INC. — Q3 2013 13F Holdings

Name: Sterne Agee Group, INC. — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001492996

Total reported value

$681.3M

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Full holdings list this quarter

Showing top 200 holdings (of 258 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	9.44%	—	-0.63%
2	EFA	Ishares Msci Eafe ETF	ETF-Other	4.13%	+0.11%	-0.59%
3	IWV	Ishares Russell 3000 ETF	ETF-Other	4.09%	—	-1.37%
4	AAPL	Apple INC	Stock-Tech	2.36%	+0.24%	-21.92%
5	GWRUSD	Genesee & Wyoming Inc-cl A	Stock-Other	2.29%	—	—
6	GSG	Ishares S&p Gsci Commodity I	ETF-Commodities	1.87%	—	+12.30%
7	TMK	Torchmark CORP	Stock-Other	1.83%	—	-0.27%
8	KO	Coca-cola Co/the	Stock-Consumer Staples	1.58%	—	-2.86%
9	XOM	Exxon Mobil CORP	Stock-Energy	1.47%	—	+1.91%
10	CVX	Chevron CORP	Stock-Energy	1.33%	—	+20.50%
11	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.32%	—	+13.20%
12	JNJ	Johnson & Johnson	Stock-Healthcare	1.18%	—	+2.06%
13	GLD	Spdr Gold Shares	ETF-Commodities	1.16%	—	-1.58%
14	WFC	Wells Fargo & Co	Stock-Financials	1.12%	+0.11%	-25.97%
15	WDR	Waddell & Reed Financial-a	Stock-Other	1.10%	—	—
16	FDN	First Trust Dj Internet Ind	ETF-Other	1.09%	—	+5.90%
17	IBM	Intl Business Machines CORP	Stock-Tech	1.01%	—	-0.05%
18	MSFT	Microsoft CORP	Stock-Tech	0.99%	-0.22%	-37.94%
19	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.99%	-0.19%	+17.49%
20	GOOG	Alphabet A	Stock-Comm Services	0.96%	—	+3.65%
21	JPM	Jpmorgan Chase & Co	Stock-Financials	0.94%	—	+4.79%
22	QCOM	Qualcomm INC	Stock-Tech	0.94%	—	+22.67%
23	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.94%	—	+25.72%
24	FXD	First Trust Consumer Discret	ETF-Other	0.91%	—	+45.70%
25	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.89%	—	—
26	WMT	Walmart INC	Stock-Consumer Staples	0.87%	—	+2.13%
27	PFE	Pfizer INC	Stock-Healthcare	0.86%	—	+8.60%
28	DVY	Ishares Select Dividend ETF	ETF-Other	0.85%	—	-35.63%
29	FXG	First Trust Consumer Staples	ETF-Other	0.84%	—	+15.67%
30	FBT	First Trust Nyse Arca Biotec	ETF-Other	0.82%	—	+13.51%
31	FXH	First Trust Health Care Alph	ETF-Other	0.75%	—	-3.74%
32	✓	Protective Life CORP Com	Stock-Other	0.74%	—	-4.27%
33	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.71%	+0.12%	+172.44%
34	BAC	Bank Of America CORP	Stock-Financials	0.69%	—	-12.00%
35	F	Ford Motor Co	Stock-Consumer Disc	0.67%	—	-36.04%
36	IYY	Ishares Dow Jones U.s. ETF	ETF-Other	0.66%	—	-3.91%
37	SLB	Slb LTD	Stock-Energy	0.64%	+0.80%	-51.13%
38	HD	Home Depot INC	Stock-Consumer Disc	0.64%	—	+8.54%
39	INTC	Intel CORP	Stock-Tech	0.63%	-0.47%	-50.79%
40	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	0.62%	—	—
41	AMZN	Amazon.com INC	Stock-Consumer Disc	0.62%	—	+3.94%
42	T	At&t INC	Stock-Comm Services	0.61%	—	+16.42%
43	DE	Deere & Co	Stock-Industrials	0.61%	—	-50.75%
44	MMM	3m Co	Stock-Industrials	0.59%	—	-25.34%
45	XLK	Ss Technology Select Sector	ETF-Tech	0.59%	-0.28%	EXIT
46	ORCL	Oracle CORP	Stock-Tech	0.59%	—	-29.27%
47	HON	Honeywell International INC	Stock-Industrials	0.56%	—	-45.26%
48	FCX	Freeport-mcmoran INC	Stock-Materials	0.54%	—	+9.36%
49	COP	Conocophillips	Stock-Energy	0.53%	—	+6.84%
50	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.53%	—	-46.82%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Sterne Agee Group, INC. for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	EFA	Ishares Msci Eafe ETF	+0.7%	-0.59%	Trim
2	CWB	Ss Spdr Bb Conv Sec ETF	+0.5%	+172.44%	Add
3	GSG	Ishares S&p Gsci Commodity I	+0.4%	+12.30%	Add
4	FXD	First Trust Consumer Discret	+0.4%	+45.70%	Add
5	CVX	Chevron CORP	+0.3%	+20.50%	Add
6	QCOM	Qualcomm INC	+0.3%	+22.67%	Add
7	EEM	Ishares Msci Emerging Market	+0.3%	+25.72%	Add
8	FDN	First Trust Dj Internet Ind	+0.3%	+5.90%	Add
9	IVV	Ishares Core S&p 500 ETF	+0.3%	+167.29%	Add
10	NEM	Newmont CORP	+0.2%	+183.49%	Add
11	VZ	Verizon Communications INC	-0.2%	-24.58%	Trim
12	F	Ford Motor Co	-0.2%	-36.04%	Trim
13	BTE	Baytex Energy CORP	-0.2%	-57.14%	Trim
14	WFC	Wells Fargo & Co	-0.3%	-25.97%	Trim
15	SMHC	VanEck China Semiconductor ETF	-0.3%	-63.76%	Trim
16	EMR	Emerson Electric Co	-0.3%	-63.02%	Trim
17	CAT	Caterpillar INC	-0.3%	-75.44%	Trim
18	DVY	Ishares Select Dividend ETF	-0.3%	-35.63%	Trim
19	HON	Honeywell International INC	-0.3%	-45.26%	Trim
20	SLB	Slb LTD	-0.3%	-51.13%	Trim
21	BMY	Bristol-myers Squibb Co	-0.4%	-46.82%	Trim
22	CLNE	Clean Energy Fuels CORP	-0.4%	-70.18%	Trim
23	DUK	Du Pont E I De Nemour&Co	-0.4%	-67.69%	Trim
24	PAAS	Pan American Silver CORP	-0.4%	-90.00%	Trim
25	WPRT	Westport Fuel Systems Inc.	-0.4%	-60.00%	Trim
26	CSCO	Cisco Systems INC	-0.4%	-64.39%	Trim
27	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.4%	-75.46%	Trim
28	LNG	Cheniere Energy INC	-0.5%	-77.64%	Trim
29	DE	Deere & Co	-0.5%	-50.75%	Trim
30	MSFT	Microsoft CORP	-0.5%	-37.94%	Trim
31	CMI	Cummins INC	-0.6%	-87.72%	Trim
32	INTC	Intel CORP	-0.6%	-50.79%	Trim
33	TBF	Proshares Short 20+ Treasury	—	EXIT	Sold out
34	DRI	Darden Restaurants INC	—	EXIT	Sold out
35	✓	Agrium INC	—	EXIT	Sold out
36	XLF	Ss Financial Select Sector	—	EXIT	Sold out
37	WYNN	Wynn Resorts LTD	—	EXIT	Sold out
38	THD	Ishares Msci Thailand ETF	—	EXIT	Sold out
39	RGR	Sturm Ruger & Co INC	—	EXIT	Sold out
40	BG	Bunge Global SA	—	EXIT	Sold out
41	TUR	Ishares Msci Turkey ETF	—	EXIT	Sold out
42	EPHE	Ishares Msci Philippines ETF	—	EXIT	Sold out
43	SSB	SouthState Bank Corporation	—	NEW	New buy
44	✓	Market Vectors ETF Tr	—	EXIT	Sold out
45	✓	Scbt Financial CORP	—	EXIT	Sold out
46	TBT	Proshares Ultrashort 20+y Tr	—	EXIT	Sold out
47	EWG	Ishares Msci Germany ETF	—	NEW	New buy
48	EWL	Ishares Msci Switzerland ETF	—	NEW	New buy
49	EWN	Ishares Msci Netherlands ETF	—	NEW	New buy
50	HDV	Ishares Core High Dividend E	—	NEW	New buy