Stephens INC /ar/ — Q4 2019 13F Holdings

Name: Stephens INC /ar/ — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000757657

Total reported value

$8.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1144 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.30%	-0.17%	-0.97%
2	IWS	Ishares Russell Mid-cap Valu	ETF-Other	2.40%	-0.23%	-4.34%
3	IWD	Ishares Russell 1000 Value E	ETF-Other	2.35%	-0.07%	-2.03%
4	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	2.04%	—	+2.91%
5	IWF	Ishares Russell 1000 Growth	ETF-Other	1.96%	-0.10%	-4.38%
6	AAPL	Apple INC	Stock-Tech	1.60%	-0.24%	+14.42%
7	KO	Coca-cola Co/the	Stock-Consumer Staples	1.39%	—	+165.38%
8	MSFT	Microsoft CORP	Stock-Tech	1.29%	-0.41%	-0.77%
9	IWP	Ishares Russell Mid-cap Grow	ETF-Other	1.27%	-0.10%	-3.32%
10	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	1.27%	—	-4.70%
11	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	1.22%	—	+10.79%
12	IAUUSD	Ishares Gold Trust	ETF-Commodities	1.08%	—	+0.30%
13	T	At&t INC	Stock-Comm Services	1.05%	—	-0.06%
14	WMT	Walmart INC	Stock-Consumer Staples	0.90%	+0.40%	-0.21%
15	SPIB	Ss Spdr P Int C CORP ETF	ETF-Other	0.83%	—	-7.98%
16	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.81%	—	-3.66%
17	JPM	Jpmorgan Chase & Co	Stock-Financials	0.78%	-0.11%	-1.62%
18	GBDC	Golub Capital Bdc INC	Stock-Financials	0.76%	—	+123.97%
19	BND	Vanguard Total Bond Market	ETF-Other	0.67%	—	+2.32%
20	VZ	Verizon Communications INC	Stock-Comm Services	0.66%	—	+1.36%
21	DPLOEUR	Diplomat Pharmacy INC	Stock-Other	0.64%	—	+16.95%
22	SPTI	Ss Spdr P Int Term Tsy ETF	ETF-Other	0.62%	—	-12.28%
23	PFF	Ishares Preferred & Income S	ETF-Other	0.61%	—	+1.63%
24	VNQ	Vanguard Real Estate ETF	ETF-Other	0.60%	—	+4.43%
25	BAC	Bank Of America CORP	Stock-Financials	0.60%	—	-10.61%
26	JNJ	Johnson & Johnson	Stock-Healthcare	0.60%	—	+2.86%
27	VB	Vanguard Small-cap ETF	ETF-Other	0.59%	—	+3.01%
28	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	0.59%	—	-2.30%
29	VBR	Vanguard Small-cap Value ETF	ETF-Other	0.58%	—	+2.16%
30	VO	Vanguard Mid-cap ETF	ETF-Other	0.57%	—	+1.45%
31	BIV	Vanguard Intermediate-term B	ETF-Other	0.56%	—	+13.47%
32	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.55%	—	+0.92%
33	V	Visa Inc-class A Shares	Stock-Financials	0.54%	-0.08%	-4.16%
34	XOM	Exxon Mobil CORP	Stock-Energy	0.54%	+0.13%	+8.03%
35	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.53%	-0.31%	+2.64%
36	AMZN	Amazon.com INC	Stock-Consumer Disc	0.53%	—	-5.63%
37	EFA	Ishares Msci Eafe ETF	ETF-Other	0.53%	—	-4.77%
38	ABBV	Abbvie INC	Stock-Healthcare	0.53%	—	-1.83%
39	CVX	Chevron CORP	Stock-Energy	0.52%	+0.20%	-2.73%
40	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.51%	-0.17%	-1.24%
41	MRK	Merck & Co. INC.	Stock-Healthcare	0.50%	—	-0.87%
42	PFE	Pfizer INC	Stock-Healthcare	0.48%	—	+9.45%
43	META	Meta Platforms Inc-class A	Stock-Comm Services	0.48%	—	-7.95%
44	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.47%	—	+6.28%
45	INTC	Intel CORP	Stock-Tech	0.47%	—	-0.21%
46	VTV	Vanguard Value ETF	ETF-Other	0.47%	—	-0.66%
47	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.46%	—	-1.39%
48	IYR	Ishares US Real Estate ETF	ETF-Other	0.45%	—	-3.52%
49	ET	Energy Transfer LP	Stock-Energy	0.44%	—	-8.93%
50	VUG	Vanguard Growth ETF	ETF-Other	0.44%	—	-1.47%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Stephens INC /ar/ for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	KO	Coca-cola Co/the	+0.9%	+165.38%	Add
2	GBDC	Golub Capital Bdc INC	+0.4%	+123.97%	Add
3	AAPL	Apple INC	+0.3%	+14.42%	Add
4	KRUS	Kura Sushi USA Inc-class A	+0.2%	+132.06%	Add
5	HOMB	Home Bancshares INC	+0.1%	+126.70%	Add
6	VFC	Vf CORP	+0.1%	+253.36%	Add
7	MSFT	Microsoft CORP	+0.1%	-0.77%	Trim
8	JPM	Jpmorgan Chase & Co	+0.1%	-1.62%	Trim
9	ABT	Abbott Laboratories	+0.1%	+30.89%	Add
10	VTI	Vanguard Total Stock Mkt ETF	+0.1%	-0.97%	Trim
11	AMGN	Amgen INC	+0.1%	+32.98%	Add
12	UNH	Unitedhealth Group INC	+0.1%	-3.17%	Trim
13	SHY	Ishares 1-3 Year Treasury Bo	+0.1%	+10.79%	Add
14	JNJ	Johnson & Johnson	+0.1%	+2.86%	Add
15	PFE	Pfizer INC	+0.1%	+9.45%	Add
16	NEM	Newmont CORP	+0.1%	+773.64%	Add
17	OZK	Bank Ozk	+0.1%	+115.84%	Add
18	ABBV	Abbvie INC	+0.1%	-1.83%	Trim
19	INTC	Intel CORP	+0.1%	-0.21%	Trim
20	ALGN	Align Technology INC	+0.1%	-6.68%	Trim
21	BMY	Bristol-myers Squibb Co	+0.1%	+11.40%	Add
22	IWO	Ishares Russell 2000 Growth	0%	+0.92%	Add
23	ADBE	Adobe INC	0%	-0.70%	Trim
24	BIV	Vanguard Intermediate-term B	0%	+13.47%	Add
25	VEA	Vanguard Ftse Developed ETF	0%	+6.28%	Add
26	VB	Vanguard Small-cap ETF	0%	+3.01%	Add
27	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	+2.64%	Add
28	IWF	Ishares Russell 1000 Growth	—	-4.38%	Trim
29	IWD	Ishares Russell 1000 Value E	0%	-2.03%	Trim
30	IWP	Ishares Russell Mid-cap Grow	0%	-3.32%	Trim
31	IGSB	Ishares 1-5y Inv Grade CORP	0%	+2.91%	Add
32	6D8	Dupont De Nemours INC	-0.1%	-53.50%	Trim
33	JNJ	Johnson & Johnson	-0.1%	-27.52%	Trim
34	BA	Boeing Co/the	-0.1%	-4.22%	Trim
35	YUM	Yum! Brands INC	-0.1%	-75.73%	Trim
36	ORCL	Oracle CORP	-0.1%	-42.34%	Trim
37	TTEN	Totalenergies Se -spon Adr	-0.1%	-52.45%	Trim
38	MPC	Marathon Petroleum CORP	-0.1%	-39.02%	Trim
39	CNP	Centerpoint Energy INC	-0.1%	-77.50%	Trim
40	SPIB	Ss Spdr P Int C CORP ETF	-0.1%	-7.98%	Trim
41	SPTI	Ss Spdr P Int Term Tsy ETF	-0.1%	-12.28%	Trim
42	DXPE	Dxp Enterprises INC	-0.4%	-93.16%	Trim
43	BKLN	Invesco Senior Loan ETF	-0.5%	-85.05%	Trim
44	TFC	Truist Financial CORP	—	NEW	New buy
45	✓		—	EXIT	Sold out
46	IGM	Ishares Expanded Tech Sector	—	NEW	New buy
47	2JE	Focus Financial Partners-a	—	NEW	New buy
48	BBTUSD	Bb&t CORP	—	EXIT	Sold out
49	AAWWUSD	Atlas Air Worldwide Holdings	—	NEW	New buy
50	CNNE	Cannae Holdings INC	—	NEW	New buy