Stephens INC /ar/ — Q4 2013 13F Holdings

Name: Stephens INC /ar/ — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000757657

Total reported value

$8.0B

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Full holdings list this quarter

Showing top 200 holdings (of 873 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IWS	Ishares Russell Mid-cap Valu	ETF-Other	5.93%	-0.23%	+7.39%
2	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	4.38%	—	+5.76%
3	IWD	Ishares Russell 1000 Value E	ETF-Other	3.98%	-0.07%	-16.31%
4	IWF	Ishares Russell 1000 Growth	ETF-Other	3.12%	-0.10%	+4.04%
5	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	2.80%	—	+8.31%
6	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	2.69%	—	+2.94%
7	JBHT	Hunt (jb) Transprt Svcs INC	Stock-Industrials	2.62%	—	-0.01%
8	IWP	Ishares Russell Mid-cap Grow	ETF-Other	2.47%	-0.10%	+7.63%
9	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	2.17%	—	+8.11%
10	EFA	Ishares Msci Eafe ETF	ETF-Other	2.05%	—	+5.35%
11	IWR	Ishares Russell Mid-cap ETF	ETF-Other	1.25%	—	-0.34%
12	PFF	Ishares Preferred & Income S	ETF-Other	1.19%	—	-13.84%
13	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.01%	—	-2.81%
14	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.97%	—	+6.90%
15	T	At&t INC	Stock-Comm Services	0.77%	—	+1.45%
16	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	0.76%	—	-2.38%
17	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	0.73%	—	+2.43%
18	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.72%	—	-3.47%
19	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.67%	—	-8.08%
20	JNJ	Johnson & Johnson	Stock-Healthcare	0.59%	—	+0.84%
21	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.57%	-0.17%	-4.59%
22	IWB	Ishares Russell 1000 ETF	ETF-Other	0.55%	—	+0.17%
23	ET	Energy Transfer LP	Stock-Energy	0.53%	—	-10.06%
24	MRK	Merck & Co. INC.	Stock-Healthcare	0.53%	—	+0.52%
25	COP	Conocophillips	Stock-Energy	0.52%	—	+0.92%
26	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.51%	-0.31%	+12.89%
27	IYR	Ishares US Real Estate ETF	ETF-Other	0.49%	—	-1.30%
28	MO	Altria Group INC	Stock-Consumer Staples	0.47%	—	+1.51%
29	AAPL	Apple INC	Stock-Tech	0.47%	-0.24%	+8.52%
30	VZ	Verizon Communications INC	Stock-Comm Services	0.46%	—	+1.82%
31	XOM	Exxon Mobil CORP	Stock-Energy	0.40%	+0.13%	-2.13%
32	BAC	Bank Of America CORP	Stock-Financials	0.39%	—	-3.98%
33	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.38%	—	+2.35%
34	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.38%	—	+2.53%
35	RWR	Ss Spdr Dow Jones Reit ETF	ETF-Other	0.36%	—	-25.43%
36	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.36%	—	-0.89%
37	JPM	Jpmorgan Chase & Co	Stock-Financials	0.34%	-0.11%	+10.06%
38	DHR	Danaher CORP	Stock-Healthcare	0.34%	—	-0.59%
39	DUK	Duke Energy CORP	Stock-Utilities	0.34%	+0.12%	+1.04%
40	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.33%	—	-1.20%
41	BXUSD	Blackstone Group Lp/the	Stock-Other	0.31%	—	-7.84%
42	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.31%	—	+5.02%
43	DBAUSD	Invesco Db Agriculture Fund	ETF-Other	0.31%	—	-19.43%
44	VOD	Vodafone Group Public Limited Company	Stock-Comm Services	0.31%	—	-11.36%
45	WMT	Walmart INC	Stock-Consumer Staples	0.31%	+0.40%	+3.30%
46	MSFT	Microsoft CORP	Stock-Tech	0.31%	-0.41%	+0.77%
47	ODFL	Old Dominion Freight Line	Stock-Industrials	0.30%	—	-0.66%
48	IBM	Intl Business Machines CORP	Stock-Tech	0.30%	—	+9.06%
49	TTEN	Totalenergies Se -spon Adr	Stock-Other	0.30%	—	+0.42%
50	AZNN	Astrazeneca Plc-spons Adr	Stock-Other	0.29%	—	-9.54%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Stephens INC /ar/ for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWS	Ishares Russell Mid-cap Valu	+0.4%	+7.39%	Add
2	CRM	Salesforce INC	+0.2%	+876.32%	Add
3	IWN	Ishares Russell 2000 Value E	+0.2%	+8.31%	Add
4	IWF	Ishares Russell 1000 Growth	+0.2%	+4.04%	Add
5	IWP	Ishares Russell Mid-cap Grow	+0.2%	+7.63%	Add
6	ABT	Abbott Laboratories	+0.2%	+132.97%	Add
7	RM	Regional Management CORP	+0.1%	+236.16%	Add
8	✓	Rf Microdevices INC	+0.1%	+210.44%	Add
9	WMB	Williams Cos INC	+0.1%	+400.29%	Add
10	✓		+0.1%	+459.34%	Add
11	TJX	Tjx Companies INC	+0.1%	+164.49%	Add
12	AAPL	Apple INC	+0.1%	+8.52%	Add
13	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+12.89%	Add
14	BBTUSD	Bb&t CORP	+0.1%	+71.43%	Add
15	DNUT	Krispy Kreme, Inc.	+0.1%	+301.84%	Add
16	WY	Weyerhaeuser Co	+0.1%	+70.25%	Add
17	✓	Responsys INC	+0.1%	-10.32%	Trim
18	EFA	Ishares Msci Eafe ETF	0%	+5.35%	Add
19	JPM	Jpmorgan Chase & Co	0%	+10.06%	Add
20	GOOG	Alphabet A	0%	-0.65%	Trim
21	VWO	Vanguard Ftse Emerging Marke	0%	+6.90%	Add
22	IWR	Ishares Russell Mid-cap ETF	0%	-0.34%	Trim
23	VCIT	Vanguard Int-term Corporate	0%	+8.11%	Add
24	JBHT	Hunt (jb) Transprt Svcs INC	-0.1%	-0.01%	Trim
25	✓		-0.1%	-99.60%	Trim
26	SAH	Sonic Automotive, Inc.	-0.1%	-79.03%	Trim
27	NZF	Nuveen Municipal Credit Income Fund	-0.1%	-91.32%	Trim
28	✓	Move INC	-0.1%	-54.59%	Trim
29	GLD	Spdr Gold Shares	-0.1%	-16.18%	Trim
30	VCSH	Vanguard S/t CORP Bond ETF	-0.1%	+5.76%	Add
31	✓		-0.1%	-25.47%	Trim
32	DBAUSD	Invesco Db Agriculture Fund	-0.1%	-19.43%	Trim
33	SHY	Ishares 1-3 Year Treasury Bo	-0.2%	+2.94%	Add
34	RWR	Ss Spdr Dow Jones Reit ETF	-0.2%	-25.43%	Trim
35	PFF	Ishares Preferred & Income S	-0.4%	-13.84%	Trim
36	IWD	Ishares Russell 1000 Value E	-0.8%	-16.31%	Trim
37	VOO	Vanguard S&p 500 ETF	—	NEW	New buy
38	VOO	Vanguard S&P 500 ETF	—	EXIT	Sold out
39	DFRG	Del Frisco's Restaurant Grou	—	NEW	New buy
40	✓	Basic Energy Services INC	—	NEW	New buy
41	O	Realty Income CORP	—	EXIT	Sold out
42	DELL	Dell Technologies Inc.	—	EXIT	Sold out
43	NUANEUR	Nuance Communications INC	—	EXIT	Sold out
44	RL	Ralph Lauren CORP	—	EXIT	Sold out
45	RYN	Rayonier INC	—	EXIT	Sold out
46	CNH	CNH Industrial N.V.	—	NEW	New buy
47	CONE1EUR	Cyrusone INC	—	NEW	New buy
48	EPR	Epr Properties	—	EXIT	Sold out
49	LTC	Ltc Properties INC	—	EXIT	Sold out
50	HTLD	Heartland Express, Inc.	—	EXIT	Sold out