CIK: 0001133521
Total reported value
$1.4B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VER 3 08-01-18 | Vereit INC | Stock-Other | 7.46% | — | +20.22% | |
| 2 | PANW 0 07-01-19 | Palo Alto Networks | Stock-Tech | 5.44% | — | +13.00% | |
| 3 | MRVL 1.125 12-01-20 | Inphi CORP | Stock-Tech | 4.44% | — | — | |
| 4 | INFN 1.75 06-01-18 | Infinera CORP | Stock-Other | 4.34% | — | -4.45% | |
| 5 | NOW 0 11-01-18 | Servicenow INC | Stock-Tech | 4.21% | — | -23.88% | |
| 6 | GSATUSD | Globalstar INC | Stock-Other | 4.04% | — | -1.90% | |
| 7 | AMD 2.125 09-01-26 | Advanced Micro Devices | Stock-Tech | 4.00% | — | +188.89% | |
| 8 | MELI 2.25 07-01-19 | Mercadolibre INC | Stock-Consumer Disc | 3.70% | — | +10.00% | |
| 9 | INVH 3 07-01-19 | Ih Merger Sub LLC | Stock-Real Estate | 3.40% | — | — | |
| 10 | WBMD 1.5 12-01-20 | Webmd Health CORP | Stock-Other | 3.35% | — | +5.19% | |
| 11 | RMBS 1.125 08-15-18 | Rambus INC | Stock-Tech | 3.16% | — | — | |
| 12 | BCOR 4.25 04-01-19 | Blucora INC | Stock-Other | 3.14% | — | +27.61% | |
| 13 | TCPC 5.25 12-15-19 | Blackrock Tcp Cap CORP | Stock-Other | 3.10% | — | +3.39% | |
| 14 | IDCC 1.5 03-01-20 | Interdigital INC | Stock-Tech | 2.74% | — | -12.64% | |
| 15 | IIVI 0.5 12-15-33 | Finisar CORP | Stock-Other | 2.59% | — | -11.81% | |
| 16 | NMFC 5 06-15-19 | New Mountain Finance Cor | Stock-Other | 2.49% | — | +13.81% | |
| 17 | MDSO 1 08-01-18 | Medidata Solutions INC | Stock-Other | 2.48% | — | — | |
| 18 | ARCC 4.875 03-15-17 | Ares Capital CORP | Stock-Financials | 2.47% | — | -1.15% | |
| 19 | TSLX 4.5 12-15-19 | Tpg Specialty Lending In | Stock-Other | 2.36% | — | +0.38% | |
| 20 | ALSK 6.25 05-01-18 | Alaska Comm Systems Grou | Stock-Other | 2.34% | — | — | |
| 21 | TWTR 0.25 09-15-19 | Twitter INC | Stock-Other | 2.29% | — | -35.90% | |
| 22 | AMAG 2.5 02-15-19 | Amag Pharmaceuticals INC | Stock-Other | 2.28% | — | -2.94% | |
| 23 | RFPUSD | Resolute Forest Products | Stock-Other | 2.02% | — | -2.55% | |
| 24 | SFR 4.5 10-15-17 | Starwood Waypoint Homes | Stock-Other | 1.98% | — | — | |
| 25 | WBMD 2.5 01-31-18 | Webmd Health CORP | Stock-Other | 1.63% | — | — | |
| 26 | NVRO 1.75 06-01-21 | Nevro CORP | Stock-Other | 1.63% | — | -39.98% | |
| 27 | GBX 3.5 04-01-18 | Greenbrier Cos INC | Stock-Other | 1.56% | — | +127.29% | |
| 28 | GTLS 2 08-01-18 | Chart Industries INC | Stock-Industrials | 1.34% | — | — | |
| 29 | ✓ | Level 3 Communications INC | Stock-Other | 1.34% | — | -3.81% | |
| 30 | WDAY 0.75 07-15-18 | Workday INC | Stock-Tech | 1.28% | — | -55.32% | |
| 31 | SFLY 0.25 05-15-18 | Shutterfly INC | Stock-Other | 1.12% | — | — | |
| 32 | PLAB 3.25 04-01-19 | Photronics INC | Stock-Other | 1.07% | — | — | |
| 33 | QDEL 3.25 12-15-20 | Quidel CORP | Stock-Other | 1.03% | — | -15.99% | |
| 34 | ✓ | Aegean Marine Pete Network I | Stock-Other | 0.97% | — | — | |
| 35 | PRO 2 12-01-19 | Pros Holdings INC | Stock-Other | 0.96% | — | — | |
| 36 | WDAY 1.5 07-15-20 | Workday INC | Stock-Tech | 0.96% | — | +77.88% | |
| 37 | ARCC 4.75 01-15-18 | Ares Capital CORP | Stock-Financials | 0.83% | — | +22.75% | |
| 38 | SREV 1.5 08-01-18 | Servicesource Intl INC | Stock-Other | 0.71% | — | — | |
| 39 | BSFT 1 09-01-22 | Cisco Systems INC | Stock-Other | 0.59% | — | — | |
| 40 | NR 4 10-01-17 | Newpark Resources INC | Stock-Other | 0.46% | — | — | |
| 41 | LAYN 4.25 11-15-18 | Layne Christensen Co | Stock-Other | 0.46% | — | — | |
| 42 | BKCC 5.5 02-15-18 | Blackrock Capital Invest | Stock-Other | 0.44% | — | +46.10% | |
| 43 | MOS | Mosaic Co/the | Stock-Materials | 0.34% | — | +7.97% | |
| 44 | LAYN 8 05-01-19 | Layne Christensen Co | Stock-Other | 0.32% | — | — | |
| 45 | MU | Micron Technology INC | Stock-Tech | 0.27% | — | -13.97% | |
| 46 | DHT 4.5 10-01-19 | Dht Holdings INC | Stock-Other | 0.18% | — | — | |
| 47 | OXSQ 7.5 11-01-17 | Ticc Capital CORP | Stock-Other | 0.15% | — | — | |
| 48 | JAZZ 1.875 08-15-21 | Jazz Investments I LTD | Stock-Healthcare | 0.14% | — | -81.25% | |
| 49 | ✓ | Pendrell CORP | Stock-Other | 0.12% | — | — | |
| 50 | DAL | Delta Air Lines INC | Stock-Industrials | 0.07% | — | -25.00% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AMD 2.125 09-01-26 | Advanced Micro Devices | +3.1% | +188.89% | Add |
| 2 | VER 3 08-01-18 | Vereit INC | +1.3% | +20.22% | Add |
| 3 | GBX 3.5 04-01-18 | Greenbrier Cos INC | +0.9% | +127.29% | Add |
| 4 | GSATUSD | Globalstar INC | +0.9% | -1.90% | Trim |
| 5 | BCOR 4.25 04-01-19 | Blucora INC | +0.8% | +27.61% | Add |
| 6 | AMAG 2.5 02-15-19 | Amag Pharmaceuticals INC | +0.4% | -2.94% | Trim |
| 7 | WDAY 1.5 07-15-20 | Workday INC | +0.3% | +77.88% | Add |
| 8 | NMFC 5 06-15-19 | New Mountain Finance Cor | +0.3% | +13.81% | Add |
| 9 | ✓ | Level 3 Communications INC | +0.2% | -3.81% | Trim |
| 10 | RFPUSD | Resolute Forest Products | +0.2% | -2.55% | Trim |
| 11 | RMBS 1.125 08-15-18 | Rambus INC | +0.2% | — | Unchanged |
| 12 | ARCC 4.75 01-15-18 | Ares Capital CORP | +0.2% | +22.75% | Add |
| 13 | BKCC 5.5 02-15-18 | Blackrock Capital Invest | +0.1% | +46.10% | Add |
| 14 | WBMD 1.5 12-01-20 | Webmd Health CORP | +0.1% | +5.19% | Add |
| 15 | TCPC 5.25 12-15-19 | Blackrock Tcp Cap CORP | +0.1% | +3.39% | Add |
| 16 | MOS | Mosaic Co/the | +0.1% | +7.97% | Add |
| 17 | PLAB 3.25 04-01-19 | Photronics INC | +0.1% | — | Unchanged |
| 18 | RAIL | Freightcar America INC | 0% | +120.97% | Add |
| 19 | ARCC 4.875 03-15-17 | Ares Capital CORP | -0.1% | -1.15% | Trim |
| 20 | BSFT 1 09-01-22 | Cisco Systems INC | -0.1% | — | Unchanged |
| 21 | IDCC 1.5 03-01-20 | Interdigital INC | -0.1% | -12.64% | Trim |
| 22 | MELI 2.25 07-01-19 | Mercadolibre INC | -0.1% | +10.00% | Add |
| 23 | QDEL 3.25 12-15-20 | Quidel CORP | -0.2% | -15.99% | Trim |
| 24 | INFN 1.75 06-01-18 | Infinera CORP | -0.2% | -4.45% | Trim |
| 25 | PANW 0 07-01-19 | Palo Alto Networks | -0.3% | +13.00% | Add |
| 26 | IIVI 0.5 12-15-33 | Finisar CORP | -0.3% | -11.81% | Trim |
| 27 | JAZZ 1.875 08-15-21 | Jazz Investments I LTD | -0.7% | -81.25% | Trim |
| 28 | ARCC 4.375 01-15-19 | Ares Capital CORP | -1% | -96.63% | Trim |
| 29 | TWTR 0.25 09-15-19 | Twitter INC | -1.4% | -35.90% | Trim |
| 30 | NOW 0 11-01-18 | Servicenow INC | -1.5% | -23.88% | Trim |
| 31 | NVRO 1.75 06-01-21 | Nevro CORP | -1.7% | -39.98% | Trim |
| 32 | WDAY 0.75 07-15-18 | Workday INC | -2.1% | -55.32% | Trim |
| 33 | MRVL 1.125 12-01-20 | Inphi CORP | — | NEW | New buy |
| 34 | LNKD 0.5 11-01-19 | Linkedin CORP | — | EXIT | Sold out |
| 35 | TRLA 2.75 12-15-20 | Trulia LLC | — | EXIT | Sold out |
| 36 | MDSO 1 08-01-18 | Medidata Solutions INC | — | NEW | New buy |
| 37 | VIAV 0.625 08-15-33 | Viavi Solutions INC | — | EXIT | Sold out |
| 38 | TTWO 1 07-01-18 | Take-two Interactive Sof | — | EXIT | Sold out |
| 39 | ✓ | Aegean Marine Pete Network I | — | NEW | New buy |
| 40 | PRO 2 12-01-19 | Pros Holdings INC | — | NEW | New buy |
| 41 | NR 4 10-01-17 | Newpark Resources INC | — | NEW | New buy |
| 42 | LAYN 4.25 11-15-18 | Layne Christensen Co | — | NEW | New buy |
| 43 | CSOD 1.5 07-01-18 | Cornerstone Ondemand INC | — | EXIT | Sold out |
| 44 | LAYN 8 05-01-19 | Layne Christensen Co | — | NEW | New buy |
| 45 | DHT 4.5 10-01-19 | Dht Holdings INC | — | NEW | New buy |
| 46 | CPHD 1.25 02-01-21 | Cepheid | — | EXIT | Sold out |
| 47 | ✓ | Pendrell CORP | — | NEW | New buy |
| 48 | ✓ | Pendrell CORP | — | EXIT | Sold out |
| 49 | GSBD | Goldman Sachs Bdc INC | — | EXIT | Sold out |
| 50 | LBTYA | Liberty Global Ltd. | — | NEW | New buy |