CIK: 0001133521
Total reported value
$1.4B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | INFN 1.75 06-01-18 | Infinera CORP | Stock-Other | 6.64% | — | -6.28% | |
| 2 | PANW 0 07-01-19 | Palo Alto Networks | Stock-Tech | 6.18% | — | — | |
| 3 | VER 3 08-01-18 | Vereit INC | Stock-Other | 5.10% | — | +8.44% | |
| 4 | LNKD 0.5 11-01-19 | Linkedin CORP | Stock-Other | 4.95% | — | — | |
| 5 | NOW 0 11-01-18 | Servicenow INC | Stock-Tech | 4.90% | — | +2.28% | |
| 6 | RFPUSD | Resolute Forest Products | Stock-Other | 4.70% | — | -7.02% | |
| 7 | TWTR 0.25 09-15-19 | Twitter INC | Stock-Other | 4.19% | — | — | |
| 8 | WDAY 0.75 07-15-18 | Workday INC | Stock-Tech | 4.11% | — | — | |
| 9 | GSATUSD | Globalstar INC | Stock-Other | 4.03% | — | -4.79% | |
| 10 | WBMD 2.5 01-31-18 | Webmd Health CORP | Stock-Other | 3.61% | — | +0.25% | |
| 11 | IIVI 0.5 12-15-33 | Finisar CORP | Stock-Other | 3.12% | — | -5.48% | |
| 12 | RMBS 1.125 08-15-18 | Rambus INC | Stock-Tech | 2.83% | — | — | |
| 13 | IDCC 2.5 03-15-16 | Interdigital INC | Stock-Tech | 2.78% | — | — | |
| 14 | ARCC 4.875 03-15-17 | Ares Capital CORP | Stock-Financials | 2.42% | — | +35.62% | |
| 15 | OCSL 5.375 04-01-16 | Fifth Street Finance Cor | Stock-Other | 2.41% | — | -5.65% | |
| 16 | MELI 2.25 07-01-19 | Mercadolibre INC | Stock-Consumer Disc | 2.32% | — | -8.51% | |
| 17 | TCPC 5.25 12-15-19 | Blackrock Tcp Cap CORP | Stock-Other | 2.28% | — | +2.13% | |
| 18 | ALSK 6.25 05-01-18 | Alaska Comm Systems Grou | Stock-Other | 2.28% | — | — | |
| 19 | ✓ | Level 3 Communications INC | Stock-Other | 2.17% | — | -39.28% | |
| 20 | ARCC 5.75 02-01-16 | Ares Capital CORP | Stock-Financials | 2.02% | — | -50.81% | |
| 21 | SRC 2.875 05-15-19 | Spirit Realty Capital In | Stock-Other | 1.86% | — | +17.45% | |
| 22 | BCOR 4.25 04-01-19 | Blucora INC | Stock-Other | 1.85% | — | +18.46% | |
| 23 | ✓ | Integrated Device Technology | Stock-Other | 1.63% | — | — | |
| 24 | TSLA 0.25 03-01-19 | Tesla INC | Stock-Consumer Disc | 1.54% | — | -22.73% | |
| 25 | MFIC 5.75 01-15-16 | Apollo Investment CORP | Stock-Other | 1.51% | — | -16.06% | |
| 26 | SFLY 0.25 05-15-18 | Shutterfly INC | Stock-Other | 1.41% | — | -24.75% | |
| 27 | WDAY 1.5 07-15-20 | Workday INC | Stock-Tech | 1.37% | — | — | |
| 28 | TSLX 4.5 12-15-19 | Tpg Specialty Lending In | Stock-Other | 1.29% | — | +162.92% | |
| 29 | TRLA 2.75 12-15-20 | Trulia LLC | Stock-Other | 1.17% | — | — | |
| 30 | TTWO 1 07-01-18 | Take-two Interactive Sof | Stock-Comm Services | 1.05% | — | — | |
| 31 | QDEL 3.25 12-15-20 | Quidel CORP | Stock-Other | 1.03% | — | — | |
| 32 | NMFC 5 06-15-19 | New Mountain Finance Cor | Stock-Other | 1.01% | — | +10.26% | |
| 33 | PLAB 3.25 04-01-16 | Photronics INC | Stock-Other | 1.00% | — | -55.54% | |
| 34 | MDSO 1 08-01-18 | Medidata Solutions INC | Stock-Other | 1.00% | — | — | |
| 35 | SREV 1.5 08-01-18 | Servicesource Intl INC | Stock-Other | 0.97% | — | — | |
| 36 | SSWSJ 1.75 10-15-32 SWC | Stillwater Mining Co | Stock-Other | 0.97% | — | — | |
| 37 | ARCC 5.125 06-01-16 | Ares Capital CORP | Stock-Financials | 0.91% | — | — | |
| 38 | RTEC 3.75 07-15-16 | Rudolph Technologies INC | Stock-Other | 0.65% | — | — | |
| 39 | VIPS 1.5 03-15-19 | Vipshop Holding LTD | Stock-Consumer Disc | 0.61% | — | -25.00% | |
| 40 | INVN 1.75 11-01-18 | Invensense INC | Stock-Other | 0.57% | — | +76.28% | |
| 41 | AIMC 2.75 03-01-31 | Altra Industrial Motion | Stock-Other | 0.53% | — | — | |
| 42 | WBMD 2.25 03-31-16 | Webmd Health CORP | Stock-Other | 0.45% | — | — | |
| 43 | ✓ | Aegean Marine Pete Network I | Stock-Other | 0.43% | — | — | |
| 44 | ARCC 4.75 01-15-18 | Ares Capital CORP | Stock-Financials | 0.29% | — | — | |
| 45 | SFR 4.5 10-15-17 | Starwood Waypoint Homes | Stock-Other | 0.29% | — | — | |
| 46 | FITB | Fifth Third Bancorp | Stock-Financials | 0.28% | — | +12.93% | |
| 47 | ✓ | Fifth Str Sr Floatng Rate Co | Stock-Other | 0.27% | — | -3.24% | |
| 48 | MU | Micron Technology INC | Stock-Tech | 0.27% | — | +3.45% | |
| 49 | ED | Consolidated Edison, Inc. | Stock-Utilities | 0.12% | — | — | |
| 50 | GSBD | Goldman Sachs Bdc INC | Stock-Other | 0.12% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | TSLX 4.5 12-15-19 | Tpg Specialty Lending In | +0.8% | +162.92% | Add |
| 2 | ARCC 4.875 03-15-17 | Ares Capital CORP | +0.4% | +35.62% | Add |
| 3 | NOW 0 11-01-18 | Servicenow INC | +0.3% | +2.28% | Add |
| 4 | INVN 1.75 11-01-18 | Invensense INC | +0.2% | +76.28% | Add |
| 5 | SRC 2.875 05-15-19 | Spirit Realty Capital In | +0.2% | +17.45% | Add |
| 6 | TTWO 1 07-01-18 | Take-two Interactive Sof | +0.1% | — | Unchanged |
| 7 | NMFC 5 06-15-19 | New Mountain Finance Cor | 0% | +10.26% | Add |
| 8 | WDAY 1.5 07-15-20 | Workday INC | 0% | — | Unchanged |
| 9 | IWM | Ishares Russell 2000 ETF | -0.1% | -66.67% | Trim |
| 10 | BCOR 4.25 04-01-19 | Blucora INC | -0.1% | +18.46% | Add |
| 11 | MELI 2.25 07-01-19 | Mercadolibre INC | -0.1% | -8.51% | Trim |
| 12 | WDAY 0.75 07-15-18 | Workday INC | -0.2% | — | Unchanged |
| 13 | VER 3 08-01-18 | Vereit INC | -0.2% | +8.44% | Add |
| 14 | ✓ | Powershares Qqq Trust Ser 1 | -0.2% | -60.00% | Trim |
| 15 | SSWSJ 1.75 10-15-32 SWC | Stillwater Mining Co | -0.2% | — | Unchanged |
| 16 | WBMD 2.5 01-31-18 | Webmd Health CORP | -0.2% | +0.25% | Add |
| 17 | TRLA 2.75 12-15-20 | Trulia LLC | -0.3% | — | Unchanged |
| 18 | VIPS 1.5 03-15-19 | Vipshop Holding LTD | -0.3% | -25.00% | Trim |
| 19 | IDCC 2.5 03-15-16 | Interdigital INC | -0.4% | — | Unchanged |
| 20 | OCSL 5.375 04-01-16 | Fifth Street Finance Cor | -0.4% | -5.65% | Trim |
| 21 | MFIC 5.75 01-15-16 | Apollo Investment CORP | -0.5% | -16.06% | Trim |
| 22 | PANW 0 07-01-19 | Palo Alto Networks | -0.5% | — | Unchanged |
| 23 | SFLY 0.25 05-15-18 | Shutterfly INC | -0.6% | -24.75% | Trim |
| 24 | TSLA 0.25 03-01-19 | Tesla INC | -0.7% | -22.73% | Trim |
| 25 | ✓ | Level 3 Communications INC | -1% | -39.28% | Trim |
| 26 | GSATUSD | Globalstar INC | -1% | -4.79% | Trim |
| 27 | PLAB 3.25 04-01-16 | Photronics INC | -1.1% | -55.54% | Trim |
| 28 | RFPUSD | Resolute Forest Products | -1.4% | -7.02% | Trim |
| 29 | INFN 1.75 06-01-18 | Infinera CORP | -1.6% | -6.28% | Trim |
| 30 | ARCC 5.75 02-01-16 | Ares Capital CORP | -2.5% | -50.81% | Trim |
| 31 | LNKD 0.5 11-01-19 | Linkedin CORP | — | NEW | New buy |
| 32 | TWTR 0.25 09-15-19 | Twitter INC | — | NEW | New buy |
| 33 | ✓ | Integrated Device Technology | — | NEW | New buy |
| 34 | MDSO 1 08-01-18 | Medidata Solutions INC | — | NEW | New buy |
| 35 | ARCC 5.125 06-01-16 | Ares Capital CORP | — | NEW | New buy |
| 36 | RTEC 3.75 07-15-16 | Rudolph Technologies INC | — | NEW | New buy |
| 37 | GLBR 2.25 06-15-18 | Global Brokerage INC | — | EXIT | Sold out |
| 38 | WBMD 2.25 03-31-16 | Webmd Health CORP | — | NEW | New buy |
| 39 | ✓ | Restoration Hardware Hldgs I | — | EXIT | Sold out |
| 40 | ARCC 4.75 01-15-18 | Ares Capital CORP | — | NEW | New buy |
| 41 | SFR 4.5 10-15-17 | Starwood Waypoint Homes | — | NEW | New buy |
| 42 | ENV 1.75 12-15-19 | Envestnet INC | — | EXIT | Sold out |
| 43 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | — | EXIT | Sold out |
| 44 | ED | Consolidated Edison, Inc. | — | NEW | New buy |
| 45 | GSBD | Goldman Sachs Bdc INC | — | NEW | New buy |
| 46 | MT | ArcelorMittal S.A. | — | NEW | New buy |
| 47 | RYAM | Rayonier Advanced Materials | — | EXIT | Sold out |
| 48 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | — | EXIT | Sold out |
| 49 | WYNN | Wynn Resorts LTD | — | NEW | New buy |
| 50 | VGR V1.75 04-15-20 | Vector Group LTD | — | EXIT | Sold out |